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Effective Jan 1, 2013Added by Stats. 2012, Ch. 876, Sec. 1. (AB 1761) Effective January 1, 2013.
- (a) No individual or entity shall hold himself, herself, or itself out as representing, constituting, or otherwise providing services on behalf of the Exchange unless that individual or entity has a valid agreement with the Exchange to engage in those activities.
- (b) Any individual or entity who aids or abets another individual or entity in violation of this section shall also be in violation of this section.