Unless otherwise provided by rule, the commissioner shall require the use of the following forms:
- (a) Form BD (Uniform Application for Broker-Dealer Registration) for a broker-dealer application.
- (b) Form ADV (Uniform Application for Investment Adviser Registration) for an investment adviser application.
- (c) Form BDW (Uniform Request for Broker-Dealer Withdrawal) for withdrawing from licensure as a broker-dealer.
- (d) Form ADV-W (Notice of Withdrawal from Registration as an Investment Adviser) for withdrawing from licensure as an investment adviser.
- (e) Form U4 (Uniform Application for Securities Industry Registration or Transfer) for the reporting of an agent of a broker-dealer or an investment adviser representative or associated person of an investment adviser.
- (f) Form U5 (Uniform Termination Notice for Securities Industry Registration) for the reporting of the termination of an agent of a broker-dealer or an investment adviser representative or associated person of an investment adviser.