Cal. Code Regs. tit. 4, § 213.2 – Changes in Promoter Personnel.

(a) The requirements of section 18666 of the code shall not apply to changes in the shareholders of a publicly traded corporation.
(b) In accordance with section 18666 of the code, a licensed promoter shall provide fingerprints (in accordance with Rule 211) and a financial statement that complies with Rule 213 for persons who become connected with or obtain a proprietary interest in the promoter during the term of an existing promoter's license.

Note: Authority: Section 18611, Business and Professions Code. Reference: Sections 18640, 18714 and 18776, Business and Professions Code.

1. New section filed 8-30-2010; operative 9-29-2010 (Register 2010, No. 36).