1. (a) Name and address of depository which effected the addition, withdrawal, or substitution of securities.
2. (b) Identification of the security pool with respect to which the addition, withdrawal, or substitution of securities was effected.
3. (c) In the case of an addition of a security, the description and market value of each security added to the security pool, and the date of the addition.
4. (d) In the case of a withdrawal of a security, the description and market value of each security withdrawn from the security pool, the date of withdrawal, and the information contained in the statement of local agency deposits presented to the agent of depository by the depository in accordance with Article 3, Subchapter 3 of this Chapter; provided, however, that the description of a security withdrawn need not contain the information called for in Paragraph (6) of Subdivision (a) of Section 16001.5.7 of this Chapter.
5. (e) In the case of a plus substitution of securities, the description and market value of each security added to, and of each security withdrawn from, the security pool, and the date of the substitution; provided, however, that the description of a security withdrawn need not contain the information called for in Paragraph (6) of Subdivision (a) of Section 16001.5.7 of this Chapter.
6. (f) In the case of a minus substitution of securities, the description and market value of each security added to, and of each security withdrawn from, the security pool, the date of the substitution, and the information contained in the statement of local agency deposits presented to the agent of depository by the depository in accordance with Article 4, Subchapter 3 of this Chapter; provided, however, that the description of a security withdrawn need not contain the information called for in Paragraph (6) Subdivision (a) of Section 16001.5.7 of this Chapter.

A report of addition, withdrawal, or substitution of securities shall be in writing, addressed to the Administrator and clearly designated “report of Addition, Withdrawal, or Substitution of Securities,” and shall obtain the following information:

Note: Authority cited: Section 53661, Government Code. Reference: Section 53663, Government Code.

History

1. Amendment of subsections (d), (e) and (f) filed 3-1-73 as an emergency; designated effective 3-7-73 (Register 73, No. 9). For prior history, see Register 72, No. 24.

2. Certificate of Compliance filed 5-2-73 (Register 73, No. 18).

3. Amendment filed 7-16-80; effective thirtieth day thereafter (Register 80, No. 29).