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Cal. Code Regs. tit. 10, § 2607.06 – Attorneys and Underwriters. | Midpage
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California Code of Regulations
Title 10
Chapter 5. Insurance Commissioner
Subchapter 4. Insurer Securities Permits
Article 7. Promoters
§ 2607.06
Cal. Code Regs. tit. 10, § 2607.06
Attorneys and Underwriters.
State of California
A. Stock options to attorneys at law for applicants are disfavored. (Section 839)
B. Stock options to underwriters are not permitted. (Section 839)