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Article 2. The Insurance Securities Law (Insurance Code Sections 820–860) | Midpage
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California Code of Regulations
Title 10
Chapter 5. Insurance Commissioner
Subchapter 4. Insurer Securities Permits
Article 2. The Insurance Securities Law (Insurance Code Sections 820–860)
Article 2. The Insurance Securities Law (Insurance Code Sections 820–860)
State of California
2602.01
Stock Permit Jurisdiction.
2602.02
Secondary Sales of Securities.
2602.03
Secondary Sales by Person Acting as an Agent, Broker, or Agent of a Broker. [Repealed]
2602.04
Where Applicable.
2602.05
When Permit Required--In General.
2602.06
When Permit Required--Mergers.
2602.07
Effect of Sale Without Permit.
2602.08
Penalty for Unauthorized Sale by Insurer.
2602.09
Penalty for Unauthorized Sale by Individual.