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Article 1. General Provisions | Midpage
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California Code of Regulations
Title 10
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 6. California Financing Law
Article 1. General Provisions
Article 1. General Provisions
State of California
1400
Offices of Division. [Repealed]
1401
General Information: Where Obtainable. [Repealed]
1402
Communications to Department. [Repealed]
1403
Exhibits Previously Filed. [Repealed]
1404
Definitions.
1405
Rulings. [Repealed]
1406
Other Business. [Repealed]
1408
Waivers Prohibited.
1409
Officers, Directors, Partners, and Other Persons: Maintenance of Current List with Commissioner: Information Required.
1409.1
Notice of Changes by Licensee on NMLS.
1410
Responsibility for Acts of Employees. [Repealed]
1411
Criminal Actions: Report to Commissioner.
1412
Subterfuge to Violate Laws or Rules Is Grounds for Suspension or Revocation. [Repealed]
1413
Authorization to Act as a Broker. [Repealed]
1414
Supervision of Mortgage Loan Originators.