The fee for filing a notice of transaction pursuant to Rule 260.105.33(c), whether or not the notice specifies that both Rules 260.105.33 and 260.105.34 are claimed for the transaction, shall be determined based on the value of the securities sold in the transaction for which the notice is filed and in accordance with Section 25608(g) of the code, and shall be as follows:

Value of Securities Sold

Filing Fee

$25,000

or less

$25

$25,001

to $100,000

$35

$100,001

to $500,000

$50

$500,001

to$1,000,000

$150

Over $1,000,000

$300

No fee is payable upon the filing of an amended notice unless the amendment increases the “value of securities sold” in an amount which would have increased the fee for the previous notice. In that case, the fee due is the amount due based on the value of securities specified in the amended notice less the fee originally paid.

Note: Authority cited: Sections 25608(w) and 25610, Corporations Code. Reference: Sections 25105 and 25608, Corporations Code.

History

1. New section filed 9-30-83 as an emergency; effective eleventh day thereafter (Register 83, No. 40). A Certificate of Compliance must be transmitted to OAL within 120 days or emergency language will be repealed on 1-28-84.

2. Editorial correction filed 10-3-83 redesignating effective date of 9-30-83 emergency order to 9-30-83 (Register 83, No. 40).

3. Certificate of Compliance as to 9-30-83 order transmitted to OAL 1-25-84 and filed 2-16-84 (Register 84, No. 7).