1. (a) By the spouse (except where legally separated) and minor children (including stepchildren and adopted children) of the specified person; and
2. (b) By any other relative of the specified person who has the same home as the specified person.

“Beneficial,” when used with respect to ownership of securities by a specified person, includes, in addition to direct and indirect beneficial ownership by such specified person, direct and indirect beneficial ownership:

Note: Authority cited: Sections 321 and 334, Financial Code. Reference: Division 1.2, Financial Code.

History

1. Amendment of Note filed 8-11-2015; operative 10-1-2015 (Register 2015, No. 33).