Cal. Code Regs. tit. 10, § 50.9001 – Report on Becoming Affiliate.

(a) Name.
(b) Type of person (that is, corporation, partnership, etc.).
(c) Address of principal office.
(d) Description of business.
(e) Description of relationship to the licensee.

Whenever any person becomes an affiliate (other than a controlling person or subsidiary) of a licensee, the licensee and such affiliate shall promptly file with the Commissioner a report containing the following information with respect to the affiliate:

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.

History

1. Amendment of first paragraph, reepaler of subsections (a) and (b)-(d), redesignation of subsections (a)(1)-(5) as new subsections (a)-(e) and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).

2. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).