Cal. Code Regs. tit. 10, § 50.3118 – Information Regarding Five Percent Equity Security Owners. | Midpage
§ 50.3118
Cal. Code Regs. tit. 10, § 50.3118
Information Regarding Five Percent Equity Security Owners.
State of California
(a) Name.
(b) Business address.
(c) Title of any position which the person holds with the applicant.
(d) Amount and types of equity securities of the applicant owned, directly or indirectly, of record or beneficially, by the person or his associates.
State whether or not the applicant has or is proposed to have any five percent (including associates) equity security owners, and, if so, provide, with respect to each such person: