Whenever a licensee issues a report, notice of meeting, proxy statement, or any similar document to its shareholders, such licensee shall promptly file with the Commissioner a report containing a copy of such document.

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.

History

1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).