1. (a) A report shall be signed by the person making the report or by a person authorized to represent such person in connection with the report.
2. (b) The signature on a report by a corporation should be in the corporate form, and whenever the Commissioner, this Chapter, or any law administered by the Commissioner requires that a report by a corporation be signed in the name of such corporation, the signature of the corporation on such report shall be in the corporate form. (For an example of the signature of a corporation in the corporate form, refer to Section 5.3106 of this Chapter.)

Note: Authority cited: Sections 215, 4831, 31101 and 33202, Financial Code.

History

1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).