Except as otherwise provided in Sections 10.19133, 10.19141, and 10.19142 of this Chapter, before a subject institution invests in a regulated corporation under Financial Code Section 1472, the regulated corporation shall file with the Commissioner an Agreement in the form of Department Form 704, completed and signed in accordance with the instructions for the Form.

Note: Authority cited: Section 326, Financial Code. Reference: Section 1472, Financial Code.

History

1. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

2. Change without regulatory effect amending section and Note filed 8-21-2019 pursuant to section 100, title 1, California Code of Regulations (Register 2019, No. 34).