1. (a) In case the applicant is authorized to engage in trust business, provide a fiduciary statement of the trust department of the applicant as of a date within 30 days before the filing of the application.
2. (b) Provide a copy of the last annual report of the applicant to its shareholders and a copy of any interim report of the applicant to its shareholders issued since the last annual report.
3. (c) In case the applicant is required to file reports pursuant to Section 13 of the Securities Exchange Act of 1934 (15 U.S.C. Section 78m), provide a copy of the last annual report of the applicant and a copy of each quarterly or current report of the applicant filed since the last annual report.
4. (d) State whether or not any change is proposed to be made with respect to the shareholders' equity or capital notes of the applicant in connection with the conversion of the applicant into a subject institution, and, if so, describe such change.

Note: Authority cited: Section 4831, Financial Code. Reference: Sections 4835 and 4944, Financial Code.

History

1. Amendment of section and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).