1. (a) “Offer” or “offer to sell” has the meaning set forth in Financial Code Section 1200(a).
2. (b) “Sale” or “sell” has the meaning set forth in Financial Code Section 1200(b).
3. (c) “Security” has the meaning set forth in Financial Code Section 1200(c).

In this Subpart:

Note: Authority cited: Section 326, Financial Code. Reference: Section 1200, Financial Code.

History

1. Change without regulatory effect amending section and adding Note filed 8-21-2019 pursuant to section 100, title 1, California Code of Regulations (Register 2019, No. 34).