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Licensure of Investment Advisers and Investment Adviser Representatives | Midpage
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Arizona Revised Statutes
Title 44
Chapter 13
Article 4
Licensure of Investment Advisers and Investment Adviser Representatives
44-3151
Licensure required; exclusion; violation; classification
44-3152
Exemption of certain investment advisers and investment adviser representatives; private fund adviser exemption; definitions
44-3153
Application for licensure as investment adviser; notice filings by federal covered advisers
44-3154
Licensure application; additional information
44-3155
Investment adviser license; notification
44-3156
Application for licensure as investment adviser representative
44-3157
Investment adviser representative license; notification
44-3158
Expiration, renewal or transfer of licensure; automatic suspension
44-3159
Reporting requirements