23 CAR § 302-909 – Administrative proceedings — Rights of witnesses

(a)
1. (1) Any person who appears and testifies in a deposition or a contested case may be accompanied, represented, and advised by counsel.
2. (2) The right to be accompanied, represented, and advised by counsel means the right of a person testifying to have counsel present at all times while testifying and to have counsel:
  1. (A) Advise the person before and after the conclusion of testimony;
  2. (B) Question the person briefly at the conclusion of testimony to clarify any of the answers given; and
  3. (C) Make summary notes during the testimony solely for the use of the person.
(b) The Securities Commissioner may take such action as the circumstances warrant against a person who engages in dilatory or obstructionist conduct during the course of a deposition, including exclusion of the offending person from participation in the deposition or contested case.