(a)

1. (1) This subpart applies in all investigations, proceedings, and rulemaking conducted by the State Securities Department.
2. (2) The purpose of this subpart is to provide guidance and direction in the procedures used by the department to formulate orders and conduct investigations and proceedings.
3. (3) In connection with any particular matter, reference should also be made to any special requirements of procedure and practice that may be contained in the particular statute involved or the rules and forms adopted by the Securities Commissioner thereunder, or any relevant laws of the State of Arkansas, which special requirements are controlling.