23 CAR pt. 9, Appendix F
FORM F
ENTERPRISE RISK REPORT
Filed with the Insurance Department of the State of _____
By
Name of Registrant/Applicant
On Behalf of/Related to Following Insurance Companies
Name Address
Name, Title, Address and telephone number of Individual to Whom Notices and Correspondence Concerning This Statement Should Be Addressed:
ITEM 1. ENTERPRISE RISK
(a) Any material developments regarding strategy, internal audit findings, compliance or risk management affecting the insurance holding company system;
The Registrant/Applicant may attach the appropriate form most recently filed with the U.S. Securities and Exchange Commission, provided the Registrant/Applicant includes specific references to those areas listed in Item 1 for which the form provides responsive information. If the Registrant/Applicant is not domiciled in the U.S., it may attach its most recent public audited financial statement filed in its country of domicile, provided the Registrant/Applicant includes specific references to those areas listed in Item 1 for which the financial statement provides responsive information.
If the Registrant/Applicant has not disclosed any information pursuant to Item 1, the Registrant/Applicant shall include a statement affirming that, to the best of its knowledge and belief, it has not identified enterprise risk subject to disclosure pursuant to Item 1.
The undersigned deposes and says that (s)he has duly executed the attached pre-acquisition notification dated __, (Year) __, for and on behalf of ___ (Name of Applicant); that (s)he is the _____ (Title of Officer) of such company and that (s)he is authorized to execute and file such instrument. Deponent further says that (s)he is familiar with such instrument and the contents thereof, and that the facts therein set forth are true to the best of his/her knowledge, information and belief.
(Signature) __________
(Type or print name above)__________