23 CAR pt. 2, Subpart 3 – Rules Under Acts 1965, No. 107, § 1 | Midpage

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Code of Arkansas Rules

Subpart 3

23 CAR pt. 2, Subpart 3

Rules Under Acts 1965, No. 107, § 1

1Filing of statements 2Ownership of more than 10 percent of an equity security 3Disclaimer of beneficial ownership 4Exemptions from Sections 1 and 2 5Exemption of securities purchased or sold by odd-lot dealers 6Certain transactions subject to Section 1 of the act 7Ownership of securities held in trust 8Exemption for small transactions 9Exemption from Section 2 of the act of transactions which need not be reported under Section 1