Factors in assessment of civil penalties
Arkansas Code § 20-10-203; Arkansas Code § 20-10-206; Arkansas Code § 20-10-216; Arkansas Code § 20-10-224
(a) In determining whether a civil penalty is to be assessed and in affixing the amount of the penalty to be imposed, the Director of the Office of Long-Term Care shall consider:
- (1) The gravity of the violation, including the probability that death or serious physical harm to a resident will result or has resulted;
- (2) The severity and scope of the actual or potential harm;
- (3) The extent to which the provisions of the applicable statutes or rules were violated;
(4)
- (A) The "good faith" exercised by the licensee.
- (B) Indications of good faith include, but are not limited to:
(i) Awareness of the applicable statutes and rules and reasonable diligence in securing compliance;
(ii) Prior accomplishments manifesting the licensee's desire to comply with the requirements;
(iii) Efforts to correct; and
- (iv) Any other mitigating factors in favor of the licensee;
- (5) Any relevant previous violations committed by the licensee; and
- (6) The financial benefit to the licensee of committing or continuing the violation.
(b)
- (1) The director shall assign value points to conditions or occurrences and said value points shall represent a base to which the above considerations shall be applied by the director prior to assessment of monetary civil penalty.
- (2) Each value point shall represent a base assessment of one dollar ($1.00).