Ala. Admin. Code r. 830-X-4-.22 – Amendments | Midpage

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Alabama Administrative Code

Chapter 830-X-4

Rule 830-X-4-.22

Ala. Admin. Code r. 830-X-4-.22

Amendments

Filed September 30, 1982. Readopted: Filed November 9, 1983. Amended: Filed September 28, 1990.Alabama Securities Commission

While an order of registration is in effect, there shall be no amendments thereto which will:

(a) Increase the price of the shares being offered,
(b) Increase the number of shares being offered,
(c) Increase the selling expense factor, or
(d) Make any material change with reference to the use of proceeds.

Statutory Authority: Code of Ala. 1975, §8-6-23.

Editor’s Note: Formerly Rule No. 830-X-4-.20.

History: Filed September 30, 1982. Readopted: Filed November 9, 1983. Amended: Filed September 28, 1990.