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Suitability Protection in Annuity Transactions | Midpage
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Alabama Administrative Code
482
Chapter 482-1-137
Suitability Protection in Annuity Transactions
Alabama Department of Insurance
482-1-137-.01
Authority
482-1-137-.02
Purpose [Effective 1/1/2022)
482-1-137-.03
Scope [Effective 1/1/2022)
482-1-137-.04
Exemptions [Effective 1/1/2022)
482-1-137-.05
Definitions [Effective 1/1/2022)
482-1-137-.06
Duties Of Insurers And Producers [Effective 1/1/2022)
482-1-137-.06.1
Producer Training [Effective 1/1/2022)
482-1-137-.07
Compliance Mitigation; Penalties; Enforcement [Effective 1/1/2022)
482-1-137-.08
Recordkeeping [Effective 1/1/2022)
482-1-137-.09
Severability
482-1-137-.10
Effective Date [Effective 1/1/2022)
482-1-137-AA
Appendix A Insurance Agent (Producer) Disclosure For Annuities
482-1-137-AB
Appendix B Consumer Refusal To Provide Information
482-1-137-AC
Appendix C Consumer Decision To Purchase An Annuity Not Based On A Recommendation