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Alaska Statutes

45.55

Alaska Stat. § 45.55

Alaska Native Claims Settlement Act Corporations Proxy Solicitations and Stock

45.55.010Sales and purchases; advisory activities; unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers; fraudulent, dishonest, and unethical business practices of broker-dealers and agents; additional fraudulent, dishonest, and unethical business practices of agents; practices of broker-dealers and agents considered fraudulent or deceitful; registration requirements; referrals; limited registration of Canadian broker-dealers and agents; registration procedure; notice filing; post-registration provisions; denial, revocation, suspension, cancellation, and withdrawal of registration; registration requirement; federal covered securities; registration by notification; registration by coordination; registration by qualification; provisions applicable to registration and notice filings; denial, suspension, and revocation of registration 45.55.130RenumberedRepealed 45.55.138Application to Alaska Native Claims Settlement Act corporations 45.55.139Reports of corporations 45.55.140RenumberedRepealed 45.55.150Sales and advertising literature; viatical settlement interests 45.55.160Misleading filings 45.55.170Unlawful representations concerning registration or exemption; exemption for certain security sales and offerings 45.55.180RenumberedRepealed 45.55.265Accounting and disposition of feesRepealed 45.55.270RenumberedRepealed 45.55.900Exemptions 45.55.905Administration of chapter 45.55.910Investigations and subpoenas; confidentiality 45.55.915Reimbursement of expenses incident to examination or investigation 45.55.920Orders, injunctions, and civil penalties 45.55.925Criminal penalties 45.55.930Civil liability to buyers 45.55.935Hearings 45.55.940Judicial review of orders 45.55.950Regulations, forms, orders, and hearings 45.55.960Administrative Procedure Act applies 45.55.970Administrative files and opinions; applicability of the chapter; service of process 45.55.990Definitions