Lead Opinion
Opinion
Juan Zuniga and his extended family were residents of the Jordan Downs public housing project in the City of Los Angeles, which was operated by the Housing Authority of the City of Los Angeles (the Authority). After a fire set by arsonists killed five members of the family, the surviving members (appellants) filed a lawsuit against the Authority and the
Factual Background
For purposes of this appeal, we accept the facts alleged in the complaint as true. (O'Hara v. Western Seven Trees Corp. (1977)
According to the complaint, in June 1991, Juan Zuniga, Sr., and six other members of his family were placed in unit 481 of the Jordan Downs project, and entered into a written lease with the Authority. Shortly thereafter, 13 other family members moved into the unit. Prior to and during the family’s occupancy, the area in front of unit 481 was a hub of illegal drug activity. Previous tenants and guests of the unit had reported threats and harassment from drug dealers and their associates to the Authority. From the time the Zuniga family moved in, they were subjected to constant threats of violence, vandalism to their unit and physical assaults and confrontations by the various drug dealers. Family members were constantly warned by the offenders not to call the police, but nevertheless, they reported the incidents on a weekly basis. No action was taken to alleviate the situation, and their repeated requests for a transfer to another unit were denied. In fact, after one of the family members was beaten, the housing authority police visited the home twice to prepare a report, and each time, they paused to exchange greetings with the drug dealers and associates who were congregated outside. After these visits, the harassment escalated. On September 7, 1991, arsonists poured gasoline through the unit’s mail slot and set fire to the unit. Five members of the family died.
Appellants are the surviving family members.
Following the filing of the first amended complaint, the Authority filed a motion to strike and a demurrer. The demurrer was based on the following arguments: (1) that appellants did not allege the requisite statutory basis for liability; (2) that the Authority is immune to this action; (3) that the Authority owed appellants no special duty; (4) that the claim is untimely under the Tort Claims Act; (5) that emotional distress is not actionable; (6) that loss of consortium damages are not available to the majority of the appellants, and (7) that no cause of action for violation of federal civil rights had been stated. No issue of causation was raised and the parties have not addressed the issue on appeal.
The City filed its own demurrer, which essentially argued that the City was not the proper party to sue and had no liability because it did not operate or own the housing project and was not a signatory to the lease.
After hearing oral argument and taking the matter under submission, the trial court sustained both demurrers without leave to amend as to all causes of action “for the reasons set forth in the moving and reply papers filed by the defendant.” The trial court did not delineate any more specific reasons in its minute order or at argument. The minute orders also reflect no ruling on the motion to strike. Therefore, we are only presented with the legal issues raised in the demurrers.
An order for entry of dismissal as to respondent the Authority only was filed on April 8, 1993.
Contentions on Appeal
Appellants contend the trial court erred in sustaining the demurrer because the Authority and the City had a statutory duty to provide safe public housing, that there was no statutory immunity and that a cause of action for federal civil rights violation was stated.
In addition to the grounds raised in its demurrer (i.e., that the City is not a proper defendant), the City contends in its respondent’s brief that since no order of dismissal was ever entered as to the City, but only as to the Authority, the appeal as to the City must be dismissed. The City also contends that since appellants did not address the City’s demurrer in its opening brief, appellants have abandoned their causes of action against the City.
In its respondent’s brief, the Authority raises the same arguments upon which it based its demurrer: (1) that no statutory basis for liability exists; (2)
Discussion
1. Standard of Review
“On appeal, the plaintiff bears the burden of demonstrating either that a demurrer was sustained erroneously or that sustaining a demurrer without leave to amend was an abuse of discretion. [Citation.] A trial court’s ruling sustaining a demurrer is deemed erroneous where a plaintiff has stated a cause of action under any possible legal theory. [Citations.]” (Bush v. California Conservation Corps (1982)
We now proceed to examine each argument raised in the Authority’s demurrer.
2. The Authority’s Demurrer
A public entity is not liable for tortious injury unless the liability is imposed by statute. (Gov. Code, § 815.)
First, the Authority argues that there is no statutory duty to protect occupants of its properties from criminal acts of third persons. Next, the Authority contends that if duty does exist, it is immune from any liability, pursuant to several Government Code sections.
a. Statutory basis for liability
“A public entity is liable for injury caused by a dangerous condition of its property if (1) the property was in a dangerous condition at the time of the
A “dangerous condition” is a condition of property that creates a substantial risk of injury when such property is used with due care in a manner which is reasonably foreseeable. (§ 830, subd. (a); Baldwin v. Zoradi (1981)
Here, appellants allege that the “dangerous condition” of the property was inadequate security measures taken by respondents in face of the existence of a centralized location where drug dealers with violent tendencies congregated. They allege that respondents the City and the Authority failed to warn the residents, failed to transfer residents, failed to expel criminal tenants, failed to place security barriers, and failed to otherwise take appropriate security measures. We do not find to be minor or trivial the existence of persons with criminal tendencies who regularly congregate outside a housing unit, preventing access to the main entrance and regularly assaulting the tenants while they were using the housing unit in the manner
We have reviewed the numerous cases cited by both parties which deal with the duty of public and private landlords to protect parties from criminal acts of third parties.
The case most factually similar to this one is O'Hara v. Western Seven Trees, supra,
Here, according to the allegations in the complaint, the Authority was well aware of the problems which had beset former occupants of the unit, and the City’s police were aware of the identities of the perpetrators. Appellants were not warned about the difficulties they would encounter in simply entering and exiting their quarters, and it is unlikely they would have accepted housing in the unit had they known what awaited them.
In addition, courts have recognized that a special relationship may give rise to a duty by a public entity to protect a person falling within that special relationship. (MacDonald v. State of California (1991)
Here, based upon the facts alleged, we conclude that the complaint sufficiently alleges facts from which a special relationship may be found to exist. The Authority assumed the duty of providing housing to appellants, and the appellants were apparently dependent upon the Authority to take responsibility for the hazards that existed within the project. Appellants reported the incidences of violence and harassment to the Authority and the police, and depended upon the Authority in order to secure a transfer to other quarters. It is clear from the complaint that the violence increased simply by virtue of appellants reporting the incidents to the Authority and police.
b. The allegations in the complaint were sufficient
The Authority also contends that the complaint does not contain sufficient allegations to identify the basis of statutory liability upon which appellants rely.
Here, as noted in the previous section, appellants alleged in their complaint the detailed factual background of their occupation of the public housing property and the facts leading to their injuries and damages leading up to the death of the family members. They also identify numerous statutes upon which liability could be based: “80. Plaintiffs invoke the following California statutes as the basis for the defendants’ liability for plaintiffs’ state law claim: (a) Civil Code § 1714 (a) (negligence and duty of care); (b) Govt. Code § 835-835.4 (maintenance of dangerous condition); Civil Code § 3479-80 (nuisance); Civ. Code § 377 (wrongful death); Govt. Code § 814 (breach of contract); Govt. Code § 815.6 (failure to execute mandatory duty); and Govt. Code § 815.2 (government entity respondeat superior liability for all tortious acts and omissions of employees within the scope of employment).”
We find the complaint sufficiently identifies the factual and statutory bases upon which liability is premised. (Lopez v. Southern Cal. Rapid Transit Dist. (1985)
c. Statutory immunity
The relevant code sections under which the Authority claims immunity are as follows:
Section 820.2 provides that: “Except as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exercise of the discretion vested in him, whether or not such discretion be abused.”
Section 845 provides that: “Neither a public entity nor a public employee is liable for failure to establish a police department or otherwise provide*97 police protection service or, if police protection service is provided, for failure to provide sufficient police protection service.”
(1) Discretionary acts
The Authority argues that the decision not to transfer or otherwise protect appellants was a discretionary act and therefore immune under section 820.2.
The first case to examine what constitutes a “discretionary” act under section 820.2 was Johnson v. State of California (1968)
In Tarasoff v. Regents of University of California (1976)
In Peterson v. San Francisco Community College Dist., supra, 36 Cal.3d 799, a community college student was raped on campus and filed a lawsuit against the college district. Her complaint was dismissed on demurrer by the trial court. The Supreme Court, again relying on Johnson and Tarasoff, held
Similarly in Lopez v. Southern Cal. Rapid Transit District, supra,
Recently, the Supreme Court reaffirmed the Johnson parameters in Caldwell v. Montoya (1995)
Caldwell emphasized that Johnson requires a showing that the specific conduct giving rise to the suit involves an actual exercise of discretion, that is, a conscious balancing of risks and advantages, in order to qualify as an immune act. (
Here, the matter is before us after ruling on a demurrer. The claim of immunity is an affirmative defense and the facts alleged in the complaint do
(2) Police protection immunity
Next, the Authority alleges that the gravamen of the complaint is the contention that appellants were not afforded adequate police protection, and thus, the Authority is immune under section 845.
While the applicability of section 845 depends on how the case is ultimately presented at trial, the complaint alleges more than a failure to provide police protection.
Appellate court cases have reached varying conclusions regarding the scope of section 845 immunity, depending on the nature of the allegations of the complaint. From these cases, we glean the following: to the extent that appellants allege damages from the City’s and the Authority’s failure to (1) provide sufficient numbers of police personnel to patrol that particular housing project; (2) combat vandalism and terrorism by drug dealers (Gates v. Superior Court (1995)
Section 845 immunity however, may not extend to the claims that the Authority failed to transfer appellants, failed to warn them about the problems in the particular unit (Carpenter v. City of Los Angeles (1991) 230
In Lopez v. Southern Cal. Rapid Transit District, supra,
Because this matter is before us on demurrer and we have concluded that the pleading is broad enough to potentially avoid section 845, we do not address appellants’ argument relating to special relationship and how it may affect this immunity. (Hernandez v. Southern California Rapid Transit Dist., supra,
(3) Timeliness of action
“Actions against a city pursuant to Government Code section 835 are subject to the claim requirements of the California Tort Claims Act. (§ 905.) Claims for personal injury or property damage must be presented not later
Appellants allege in their complaint that they filed such a claim on March 7, 1992, which was six months after the date of the fire.
The Authority claims that the filing of this claim precludes appellants from asserting any damages for acts or omissions which occurred prior to the fire, specifically those alleged in the seventh cause of action (for breach of quiet enjoyment) and the eighth cause of action (for nuisance).
The seventh cause of action alleges that the Authority breached the covenant of quiet enjoyment implied in its lease agreement by “[its] failure to construct barriers or take other adequate measures to keep the drug dealers and their associates from loitering and operating within the immediate vicinity of plaintiffs’ home; its failure to provide and maintain adequate security on the premises so as to protect plaintiffs from the foreseeable risks of personal attacks and loss of personal property; and other negligent or improper conduct.” The eighth cause of action for nuisance alleges that “The conditions of the Jordan Downs Housing Project, and in particular the area in the immediate vicinity of plaintiffs’ home, constituted a nuisance within, but not limited to the meaning of Civil Code § 3479 et seq., in that said conditions were injurious to the health and safety of each plaintiff and the public at large, indecent and offensive to the senses of each plaintiff and the public at large, and interfered substantially with each plaintiff’s comfortable enjoyment of the premises. [*][]... [H Defendants intentionally and willfully failed and refuse to abate the conditions rendering the premises a nuisance.”
While the claims could be deemed untimely if they referred to only those acts resulting in injuries prior to the date of the fire, the claims are clearly not so limited. Damages are alleged arising from the fire and its aftermath. We find the seventh and eighth causes of action are not barred by the time limitations of the Tort Claims Act. Again, because this matter is before us on
d. Loss of consortium
The sixth cause of action for loss of consortium is labeled in the first amended complaint as “By all plaintiffs against all defendants.” The Authority contended in its demurrer that only Juan Lopez, Juan Zuniga Sr. and Guadalupe Garcia have a potential recovery for the sixth cause of action because they are the only alleged spouses of the deceased. In their opposition to the demurrer, however, appellants concede that loss of consortium damages are sought only for spouses Lopez, Zuniga, Sr., and Garcia.
e. Emotional distress
The Authority contends that only Guadalupe Garcia may recover under the fourth cause of action for emotional distress because she is the only plaintiff who witnessed the event and is closely related to the victims (her mother, Margarita Hernandez, died in the fire) as required by Thing v. La Chusa (1989)
The Authority also claimed in its demurrer that Juan Antonio Lopez, Andres Zuniga, Pablo Zuniga and Juan Zuniga, Jr., were precluded from recovering under the fourth cause of action for emotional distress because they did not observe the injury-producing event. Preliminarily we note that three of these plaintiffs, the Zunigas, were dismissed prior to the hearing on the demurrer.
As far as Juan Antonio Lopez, the complaint alleges that he is the “widower of the deceased Marta Zuniga Lopez; father of the deceased Juan Carlos Lopez, Claudia Lopez and Veronica Lopez; and grandson-in-law of the deceased Margarita Medina Hernandez” and that he was “a resident of the Jordan Downs Housing Project at all time herein material.” It also alleges that he arrived “after paramedics and fire department personnel were on the scene” and “witnessed the emergency personnel’s futile efforts to rescue the arson fire victims and extinguish the fire,” and saw the body of his daughter, Veronica Lopez, carried out of the building.
In Fife, a family who heard a nearby vehicle collision went outside their house, climbed over a wall, and found a family member inside one of the vehicles involved in the crash. Because the family had not contemporaneously observed the vehicle collision, they were precluded from recovering under a negligent infliction of emotional distress cause of action. (Fife v. Astenius, supra, 232 Cal.App.3d at pp. 1092-1093, citing Thing v. La Chusa, supra,
Here, however, although the fire department and paramedics were on the scene when Lopez arrived, the complaint alleges that he witnessed rescue efforts and futile attempts to extinguish the fire. It appears that he arrived while the fire was still causing damage, and possibly still causing injury to his many relatives inside. This case may therefore be distinguished from Fife, and, based on the allegation of the complaint, Lopez may proceed as a plaintiff in the fourth cause of action.
f. The federal civil rights claim
42 United States Code section 1983 (hereinafter section 1983) provides that: “Every person who, under color of any statute, ordinance, regulation, custom, or usage of any State or Territory . . . , subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
In its demurrer, the Authority argued that no cause of action was stated under section 1983 for the following reasons: (1) there was no action by a person under “color of law”; (2) no custodial relationship was created between appellants and the Authority; (3) there was no violation of a federal statute, and (4) California tort law provides adequate state remedies.
Appellants contend that they adequately stated a cause of action under this statute because they alleged the Authority and the City failed to comply with federally mandated contractual obligations and failed to provide appellants with grievance procedures to challenge the Authority’s refusal to transfer them or relieve the dangerous conditions.
To sustain an action under section 1983, a plaintiff must show that (1) he or she possessed a constitutional right of which he or she was
(1) Deprivation of a constitutional right
The Authority contends that appellants have not shown that they have a constitutional right to safe and sanitary public housing. Primarily, they point to the language of 42 United States Code section 1437d(/), which provides that “Each public housing agency shall utilize leases which [*]D . . . HD (2) obligate the public housing agency to maintain the project in a decent, safe, and sanitary condition. . . .” The Authority argues that while this obligates them to provide clauses in their leases that safe and sanitary housing will provided, it does not amount to a constitutional right for those services.
Next, the Authority argues that appellants cannot show they were deprived of their liberty interest, in violation of the Fourteenth Amendment because they were not in custody when injured.
“Act[ing] in callous disregard [of a plaintiff’s] physical security [is] a liberty interest protected by the Constitution.” (Wood v. Ostrander (9th Cir. 1989)
While the United States Supreme Court has gone only as far as to allow recovery under section 1983 for deprivation of a liberty interest to state prison inmates (Estelle v. Gamble (1976)
In its most recent pronouncement on this issue, the Ninth Circuit explained in U.S. v. Koon (9th Cir. 1994)
By analogy, we find that the pleading alleges a deprivation of appellants’ constitutional right to liberty by virtue of their sheer inability to enter and exit their residence without fear of assault and their inability to obtain assistance after reporting their difficulties. Appellants allege that the Authority placed them in the particular unit, which they knew to be in a dangerous locale, and investigated their complaints, but still did nothing. Because we find that appellants have adequately alleged the violation of their constitutional right to liberty, we do not need to reach the issue of whether there is a federal statutory right to safe and sanitary public housing.
(2) Policy
“The existence of a policy, without more, is insufficient to trigger local government liability under section 1983. City of Canton [(1989)] 489 U.S. [378, 388-389 (
The Authority’s argument that there was no “action” by a governmental unit upon which to base a claim is without merit. Even if the governmental agency takes no action, a conscious choice to continue to do nothing constitutes a policy of inaction upon which a section 1983 claim may be based. (Oviatt By and Through Waugh v. Pearce, supra,
(3) Existence of state remedies
The Authority contends that pursuant to Parratt v. Taylor (1981)
“Parratt [citation] and its progeny hold that a deprivation of liberty or property is not cognizable under section 1983 when a state’s post-deprivation remedies are adequate to protect a victim’s procedural due process rights. [Citation.] However, *[t]he Parratt line of cases does not focus on the relevance of procedural protections to alleged violations of substantive constitutional rights.’ (Smith v. City of Fontana,
a. Failure to obtain an order of dismissal
In the interests of justice and to avoid delay, we deem the order sustaining the demurrer to incorporate an order of dismissal as to the City and treat the notice of appeal as applying to that judgment. (Cohen v. Equitable Life Assurance Society (1987)
The City also argues that by not addressing the City’s demurrer specifically in its opening brief, appellants have abandoned their action against the City. We disagree. It is clear that appellants are addressing both parties and dismissal of each.
b. The basis for the City’s liability
In order to be liable under section 835, the public entity must be the owner or in control of the property at the time of the injury. (Tolan v. State of California ex rel. Dept. of Transportation (1979)
The Housing Authorities Law (Health & Saf. Code, § 34200 et seq.) creates a separate public corporation known as a “Housing Authority” in every city in the state. A city which has declared the necessity for a housing authority to function has certain powers and may enter into cooperative contracts with the housing authority. (Health & Saf. Code, § 34500 et seq.) The Housing Authority of the City of Los Angeles was organized to function as a state agency and not an agent of the city in which it functions. (Housing Authority v. City of L.A. (1952)
The Authority has the sole responsibility for the operation of the housing projects located within the boundaries of the City. (Health & Saf. Code, §§ 34311, 34312.) However, the City is granted specific powers, such as to
Section 895.2 provides that: “Whenever any public entities enter into an agreement [under which a public entity undertakes to perform any functions, service or act with or for any other public entity], they are jointly and severally liable upon any liability which is imposed by any law other than this chapter upon any one of the entities or upon any entity created by the agreement for injury caused by a negligent or wrongful act or omission occurring in the performance of such agreement.”
Appellants named the City in their complaint and offer as the basis for its liability the allegations that: “27. Defendant City of Los Angeles (hereinafter ‘City’) ... is responsible for the actions, policies, practice and customs of the Los Angeles Police Department (hereinafter ‘LAPD’), as well as the hiring, screening, training, supervising, controlling and disciplining of LAPD officers, other employees and agents. On information and belief, defendant City is also responsible for the actions, policies, practice and customs of defendant Housing Authority and its employees and agents; controls and supervises defendant Housing Authority, acts jointly with it in executing its functions and meeting its legal obligations; and accordingly, was plaintiffs’ landlord and was responsible for assuring that the actions of the Housing Authority’s employees and agents complied with the laws of the State of California, and its legal obligations as a landlord. Defendant City is sued on Causes of Action 1 through 9 in its own right and on the basis of respondeat superior. [<]Q . . . [^ 34. On information and belief, defendant Housing Authority is a quasi-independent organization which operates under the auspices and control of defendant City of Los Angeles, which is responsible for appointing the Housing Authority’s Executive Director and approving its budget, and thus operates jointly with it in administering its policy, procedures and practice as a landlord.”
Although the City cites authority for the proposition that it is not an indispensable party to a lawsuit brought against the Authority where the Authority is the responsible administrator for the property involved (Banks v. Housing Authority (1953)
Based upon the facts alleged by appellants, we find ample justification for allowing the City to be named as a defendant in this action.
The judgment (order of dismissal) is reversed as to both respondents, the City and the Authority. The superior court is directed to enter an order overruling the demurrers. Appellants are to recover their costs on appeal.
Epstein, Acting P. J., concurred.
Notes
A prior demurrer had been sustained with leave to amend, resulting in the filing of a first amended complaint. The demurrers at issue are to the first amended complaint.
All further statutory references will be to the Government Code unless otherwise specified.
Section 820, subdivision (a) provides that “Except as otherwise provided by statute . . . , a public employee is liable for injury caused by his act or omission to the same extent as a private person.”
Peterson, however, also involved a claim for failure to provide adequate police protection. The Supreme Court found the district was immune from this claim pursuant to section 845. (
The overwhelming majority of section 845 cases focus on police protection service by municipalities or the state. Here, it is unclear whether the City is named solely by virtue of its relationship as a landlord, or by virtue as the owner/operator of the Los Angeles Police Department.
The Authority erroneously cites Hayes v. State of California (1974)
In Wood, the Ninth Circuit distinguished its prior opinion in Rutledge v. Arizona Bd. of Regents (9th Cir. 1981)
Dissenting Opinion
I Dissent.
Whether this terrorist firebombing would have been deterred or prevented by even extraordinary protective measures is anyone’s guess. Causation must be shown by evidence; guesses are insufficient. I would affirm the order dismissing the complaint.
Respondents’ petitions for review by the Supreme Court were denied April 11, 1996. Kennard, J., and George, J., were of the opinion that the petitions should be granted.
Judge of the Municipal Court for the Los Angeles Judicial District sitting under assignment by the Chairperson of the Judicial Council.
