OPINION OF THE COURT
After our original opinion in this case was filed, the government presented a petition for panel rehearing. We granted the petition, vacated the opinion, and now consider the appeal anew.
The issue in this case is whether mere possession of a firearm by a previously convicted felon is a “crime of violence” that triggers an obligation of federal prison authorities to notify local authorities upon an inmate’s release. We answer that question in the negative and correspondingly hold that a Bureau of Prisons Program Statement to the contrary represents an incorrect interpretation of the relevant notification statute.
Petitioner Zuliken S. Royce was incai'cer-ated in the federal correctional institution at McKean, Pennsylvania when he filed this habeas corpus petition. He had been convicted in the United States District Court for the Middle District of Florida on two counts — possession of a firearm by a convicted felon in violation of 18 U.S.C. § 922(g)(1), and unlawful possession of a machine gun in violation of 18 U.S.C. § 922(o)(l). Although there were two counts, only one gun was involved: Petitioner had previously been convicted in state court on three felony drug charges and one count of second degree attempted burglary.
According to the presentence investigation report for the current conviction, on February 10,1993 Secret Service agents investigating a trail of counterfeit money contacted petitioner at his business location. Petitioner denied knowledge of counterfeiting activity and consented to a search of the premises. At that point, he announced that he had a “Mac 10” under his desk for protection. The agents retrieved an unloaded RPB Industries M10, 9 millimeter machine gun from under the desk. They found no ammunition on the premises.
Following his conviction and incarceration, prison authorities classified petitioner as having committed “crimes of violence” pursuant to a definition of that term contained in the Federal Bureau of Prisons’ internal Program Statement No. 5162.02(7). As a result, he became subject to 18 U.S.C. § 4042(b), which requires the Bureau to notify local law enforcement authorities of the imminent release of inmates who had committed violent crimes and provide their names, criminal history, parole restrictions, and proposed residence.
Arguing that his offenses of conviction were not “crimes of violence,” petitioner objected to this classification. After his appeals through the administrative process proved unsuccessful, petitioner filed this ha-beas corpus action in the United States District Court for the Western District of Pennsylvania. He alleged that the Bureau exceeded its authority in classifying his offenses as “crimes of violence” and in creating Program Statement 5162.02. Petitioner specifically' asked the court to enter a declaratory judgment that he was “eligible for the non-application of 18 U.S.C. § 4042[b].”
I.
This court has jurisdiction to review the denial of a habeas petition under 28 U.S.C. § 1291 and our review is plenary.
United States ex rel. Schiano v. Luther,
The label placed on a petition, however, is not determinative. As stated in
Graham v. Broglin,
An inmate cannot avoid the exhaustion requirements that may be a prerequisite to a habeas corpus action by characterizing his suit as a civil rights complaint. Where exhaustion is not implicated, however, the case should not be dismissed until other legitimate avenues of relief are considered. Here, petitioner had already exhausted available administrative appeals and we conclude that his petition should have been construed as an action seeking a declaratory judgment under 28 U.S.C. §§ 1331 and 2201.
Rather than remanding for consideration as such by the district court, we will address the merits of the petition. We do so in the interest of judicial efficiency because there are no factual disputes, the issue presented is purely a question of law, and both parties have briefed the merits.
See, e.g., Gibson v. Scheidemantel,
II.
The notification provision, 18 U.S.C. § 4042(b), requires the Bureau of Prisons to notify local law enforcement officials of the release of a prisoner who was “convicted of a crime of violence (as defined in section 924(c)(3)).”
1
§ 4042(b)(3)(B). In turn, 18
(A) has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(B) that by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.”
The firearm possession violations do not require proof of “use, attempted use, or threatened use” as an element of the crime. Thus, subsection (A) has no application to the circumstances of this ease; only subsection (B) is relevant.
See United States v. Canon,
The term “crime of violence” is an important component of a number of statutes. In addition to the cross-reference contained in the notification statute, the “crime of violence” concept is relevant to:
(1) the United States Sentencing Guidelines, especially when determining career criminal status and its related sentence enhancement, U.S.S.G. § 4B1.1;
(2) 18 U.S.C. § 924(e)(1), which assigns, inter alia, a fifteen year mandatory minimum sentence to a felon with three prior convictions for violent felonies; and
(3) 18 U.S.C. § 3621(e)(2)(B), which by negative inference excludes inmates who committed violent offenses from eligibility for a sentence reduction following completion of a substance abuse treatment program.
Unfortunately, the courts and the Bureau have complicated matters by using varying definitions of “crime of violence” and related terms without exploring the possibility and desirability of a more uniform approach.
The convictions at issue here are limited to firearm possession. This Court has yet to discuss whether this violation is a crime of violence, under the notification statute, although we have encountered the offense in other settings. The Bureau, in its Program Statement No. 5162.02(7), takes the position that violations of the firearm possession prohibitions are crimes of violence in all instances. We assess the validity of that approach by first examining related contexts where the terminology is relevant.
(1.) Sentencing Guidelines
The term “crime of violence” is defined in the Sentencing Guidelines. Because that formulation has been the subject of substantial litigation in the federal courts and is used most frequently, we first examine the term in the guidelines context.
Sentencing Guideline § 4B1.1 provides for enhanced terms of incarceration for those convicted of a “crime of violence.” Such an offense is described in § 4B 1.2(a) as a felony that (1) has as an element “the use, attempted use, or threatened use” of physical force or (2) is a “burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents ‘a serious potential risk of physical injury to another.’ ”
The original commentary to § 4B1.2 created a conflict among various Courts of Appeals over the question of whether mere possession of a firearm by a felon was a crime of violence.
See Stinson v. United States,
In
Stinson,
the Supreme Court confirmed the binding effect of this amendment and held that “[f]ederal courts may not use the felon in possession offense as the predicate crime of violence for purposes of imposing the career offender provisions of U.S.S.G. § 4B1.1....”
(2.) Armed Career Criminal
Under 18 U.S.C. § 924(e), a mandatory minimum sentence must be imposed on a felon in possession of a firearm who has three previous convictions “for a violent felony.” The statute defines “violent felony” as one that “has as an element use, attempted use, or threatened use of physical force” or is a burglary, arson, or extortion, involves use of explosives, “or otherwise involves conduct that presents serious potential risk of physical injury.” § 924(e)(2)(B). This definition uses the identical pertinent language found in Sentencing Guideline § 4B1.2. 2
In
United States v. Doe,
Observing that an expansive reading of the language would encompass crimes not meant to be included, Doe reasoned that the term “violent felony” evoked a “tradition of crimes that involve the possibility of more closely related, active violence.” Id. at 225. The Court also reviewed the commentary to U.S.S.G. § 4B1.2, remarking that “because uniform interpretation of similar language is in itself desirable, we believe we should give some legal weight to the Commission’s determination” not to include the felon in possession offense as a crime of violence. Id.
Two other Courts of Appeals agree that U.S.S.G. § 4B1.2 and 18 U.S.C. § 924(e) should be read consistently with one another. In
United States v. Garcia-Cruz,
We note also that the relevant language in §§ 924(c)(3) and 924(e) differ only in minor detail. Section 924(c)(3)(B) speaks of a violation “that by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.” Section 924(e)(2)(B)(ii) refers to “conduct that presents a serious potential risk of physical injury to another.” The Court of Appeals for the Ninth Circuit has concluded that possession of a firearm by a felon is not a violent crime under either subsection.
Downey v. Crabtree,
(3.) Substance Abuse Treatment Program
The sentencing benefits available under the substance abuse treatment program, created by the Violent Crime Control and Law Enforcement Act of 1994, Pub.L. 103-322, 108 Stat. 1796 (1994), also hinge upon the
The statute does not define “nonviolent offense.” The Bureau of Prisons originally adopted a regulation that disqualified inmates whose “current offense is determined to be a crime of violence as defined in 18 U.S.C. § 924(c)(3).” 28 C.F.R. § 550.58 (1996). In addition, the Bureau adopted Program Statement No. 5162.02 (as amended April 23, 1996), which excluded'from participation those inmates convicted of firearm violations under specified subsections of 18 U.S.C. § 922, including mere possession. In a number of cases, inmates currently serving terms for nonviolent offenses (including the felon-in-possession offense) contested their classification and argued that under 29 C.F.R. § 550.58 and Program Statement No. 5162.02, they were improperly being denied earned sentence reductions.
The Bureau soon realized that its policy of denying -sentence reduction based on ' the questionable classification of certain violations as crimes of violence was generating conflicting decisions from the courts. In particular, numerous cases addressed the Bureau’s classification of the felon in possession of a firearm offense.
To resolve the problem, the Bureau amended its regulation in October 1997 to delete the disqualification based on convictions for “a crime of violence as defined in 18 U.S.C. § 924(c)(3).” 28 C.F.R. § 550.58. See also 62 Fed.Reg. 53690 (Oct. 15, 1997). In relevant part, the current regulation now provides:
(a) As an exercise of the discretion vested in the Director of the Federal Bureau of Prisons, the following categories of inmates are not eligible for early release
(vi) [ijnmates whose current offense is a felony ... (B) [t]hat “involved the carrying, possession, or use of a firearm
28 C.F.R. § 550.58 (emphasis added). Thus, the current regulation no longer classifies the felon in possession of a firearm offense as a “crime of violence.” This new discretionary approach has not yet been incorporated into Program Statement 5162.02, but, by deleting the reference to “crime of violence,” the Bureau effectively made that term irrelevant at least in the context of the drug abuse treatment statute. 3 Cases analyzing the original regulation are now mostly of historical interest. A brief review of those decisions, however, is in order. 4
In the first of these cases,
Downey v. Crabtree,
Downey
explicitly rejected the government’s argument “that Congress’ omission of a definition for ‘nonviolent offense’ in § 3621(e)(2)(B) suggests an intention to entrust defining that term entirely to the Bureau of Prisons’ discretion.”
Id.
at 666. While the Bureau properly used its rulemak-ing authority to promúlgate a regulation defining “nonviolent felony” as the converse of
A subsequent opinion from the same Court reinforced this approach.
Davis v. Crabtree,
Crabtree v. Jacks,
In
Venegas v. Henman,
Venegas
found support in
Sesler v. Pitzer,
We have twice considered the meaning of “nonviolent felony” in the substance abuse program context. In
Stiver v. Meko,
In the other case,
Roussos,
an inmate was convicted of conspiracy to distribute narcotics.
Roussos
held that the offense of conspiracy to distribute narcotics was not a crime of violence and that the provision of the Program Statement declaring ineligible all inmates with a sentencing enhancement for firearms possession was unenforceable.
Id.
at 164. By focusing on enhancement instead of the offense, the Bureau “converted a nonviolent crime into a violent one by means of a Program Statement that is inconsistent with the language of the statute, and its own regulations.”
Id.
at 163. We were persuaded by the reasoning in
Downey
that the
' Stiver was careful to distinguish Roussos. Traditionally, the Bureau has been given substantial discretion in administering rehabilitation programs and the substance abuse program falls within that category. To the extent, therefore, that Stiver permits the Bureau to use prior convictions as a factor in determining program eligibility, it is consistent with that practice. In contrast, the notification statute does not serve a rehabilitative purpose. Thus, we are not constrained by Stiver and its discussion of the Bureau’s discretion under the substance abuse program. '
III.
It is against this rather complex background that we come to the issue posed in the case before us — whether a current conviction for possession of firearms by a felon is a “crime of violence” within the scope of the notification procedures of 18 U.S.C. § 4042(b). Necessarily, we address whether Program Statement No. 5162.02(7) contains a correct interpretation of the statutory crime of violence definition as it has evolved in the federal courts.
Section (7) of Program Statement No. 5162.02 provides: “Criminal Offenses That Are Crimes of Violence In All Cases. Any conviction for an offense listed below should be categorized as a ‘crime of violence.’ a. Title 18, United States Code ... § 922 ... (g), (o) ... (firearms violations).” The definition section of Program Statement No. 5110.11, which covers “Notification of Release to State/Local Law Enforcement,” in turn instructs that “clarifying instructions to define a ‘crime of violence’ are provided in the Program Statement [No. 5162.02].”
Unlike the substance abuse provision, which failed to define “nonviolent offense” and thus allowed a regulation to fill the gap, the notification statute does not leave interpretation to the Bureau. Rather, § 4042(b)(3)(B) refers to a specific provision defining of “crime of violence” — that contained in § 924(c)(3). Such an explicit reference to a statutory definition demonstrates a Congressional intent to forestall interpretation of the term by an administrative agency and acts as a limitation on the agency’s authority.
See generally Greenwood Trust Co. v. Massachusetts,
The citation to § 924(c)(3) is unlike other directions that appear in the notification statute. For example, § 4042(b) requires the Bureau to advise local authorities. Presumably, the method of notification is left to the agency’s discretion, e.g., mail, fax, hand-delivery, etc. Such flexibility in the means to be employed adds significance to the fact that Congress did not leave the crime of violence definition similarly open-ended.
Some weight is also due to the state of the law at the time Congress enacted § 4042(b).
See Greenwood Trust Co.,
Unlike the situation in
Stiver
and
Jacks,
this case does not implicate a duly promulgated regulation that purports to establish the agency’s statutory interpretation of an otherwise undefined term. Nor do we owe the Program Statement any deference. The notification statute and the Program Statement specifically refer to a provision of the Criminal Code, 18 U.S.C. § 924(c)(3), an area in which the Bureau has no special Competence.
See U.S. Dep’t of the Navy v. FLRA,
Although we have not previously addressed application of the “crime of violence” terminology to the notification provision, we have encountered the phrase in other contexts. In
United States v. Williams,
As we intimated in
Roussos,
interpretation of “crime of violence” under the Sentencing Guidelines should bear upon the meaning of the term in other settings as well.
Our reading of the statutory language and the thoughtful opinions of other Courts of Appeals dissuades us from fracturing the meaning of § 924(c)(3)’s crime of violence definition. We reach that determination despite the Bureau’s argument that it should be permitted to vary interpretation of the definition because its aims embrace different objectives than those of a sentencing judge.
Section 4042(b) requires dissemination of information about prisoners released after serving terms for offenses that Congress and the courts recognize as crimes of violence— those which traditionally “involve[ ] the possibility of more closely related, active violence.”
United States v. Doe,
We hold, therefore, that possession of a firearm under 18 U.S.C. § 922(g) is not a crime of violence within the terms of 18 U.S.C. § 4042(b), and that Program Statement No. 5162.02(7) is an impermissible interpretation of 18 U.S.C. § 924(c)(3).
In its petition for panel rehearing, the government accepts our reasoning with respect to § (g). However, it contends that offenses under 18 U.S.C. § 922(o) (unauthorized possession of a machine gun) are crimes of violence. In support of its position, the government cites
United States v. Fortes,
We will not reach the government’s argument on the merits because it has been waived. With commendable candor, the petition for panel rehearing concedes that the government “did not fully brief the issue on the merits.” Indeed, the brief in this Court did not mention the § 922(o) issue at any point, nor did it cite any one of the cases now listed in the petition for panel rehearing. Moreover, we have carefully searched the district court record and find no reference to the argument the government now advances.
Accordingly, the judgment of the district court will be reversed. The Board may not subject petitioner to the notification requirements because § 4042(b)(3)(B) does not justify classification of his current offenses as crimes of violence. We remand to the district court with directions that it remand to the Bureau of Prisons for reclassification of petitioner.
Notes
. 8 U.S.C. § 4042 provides in pertinent part:
(b) "Notice of release of prisoners. — (1) At least 5 days prior to the date on which on a prisoner described in paragraph (3) is to be released on supervised release, ... written notice of the release ... shall be provided to the chief law enforcement officer of the State and of the local jurisdiction in which the prisoner will reside. Notice prior to release shall be provided by the Director of the Bureau of Prisons.... The notice requirements under this subsection do not apply in relation to a prisoner being protected under chapter 224.
(2) A notice under paragraph (1) shall disclose—
(A) the prisoner's name;
(B) the prisoner’s criminal history, including a description of the offense of which the prisoner was convicted; and
(C) any restrictions on conduct or other conditions to the release of the prisoner that are imposed by law, the sentencing court, or the Bureau of Prisons or any other Federal agency.
(3) A prisoner is described in this paragraph if the prisoner was convicted of—
(A) a drug trafficking crime, as that term is defined in section 924(c)(2); or
(B) a crime of violence (as defined in § 924(c)(3)).
. Guideline § 4B1.2 speaks of "burglary of a dwelling," whereas section 924(e)(2)(B)(ii) designates only "burglary.”
. The notification statute, in contrast, contains an explicit reference to “crime of violence." Thus, the Program Statement still includes that classification.
. Several district courts within this Circuit had concluded that a felon in possession offense was a crime of violence justifying a denial of sentence reduction. Those opinions, however, preceded the change in the Bureau’s regulations and of course would not be binding on this court.
See Piccolo v. Lansing,
.Section 9 instructed Bureau officials to examine the "Specific Offense Characteristics” noted in the presentence investigation report that aid the district court in applying the guidelines. As noted in
Downey,
the Bureau categorically denied early release credit for inmates convicted under 18 U.S.C. § 841(a) if they also received a sentence enhancement for firearm possession.
.
Stinson
overruled the aspect of
Williams
that held that the felon in possession offense could be a crime of violence under the Guidelines in some circumstances.
See Stinson,
