Appellants Falls Media, LLC, Justin Heimberg, and David Gomberg (collectively “Falls Media”) appeal the district court’s summary judgment for Appellee Zobmondo Entertainment, LLC (“Zobmondo”) rejecting Falls Media’s action for trademark infringement, unfair competition, and related claims arising from Zobmondo’s use of Falls Media’s federally registered trademark, “WOULD YOU RATHER ... ?”. The district court held that “WOULD YOU RATHER ... ?” is not entitled to federal trademark protection because the mark is “merely descriptive” and lacks secondary meaning, and the district court ordered the mark can-celled from the federal trademark registry. We have jurisdiction under 28 U.S.C. § 1291. We conclude that there is a genuine issue of material fact whether “WOULD YOU RATHER ... ?” is merely descriptive. Hence we reverse the summary judgment and remand for further proceedings consistent with this opinion.
This appeal involves a persistent dispute between two competitors, Falls Media 1 and Zobmondo, over the right to sell products using the “WOULD YOU RATHER ... ?” mark. Both competitors use similar marks to identify board games and books that incorporate questions posing humorous, bizarre, or undesirable choices. 2 As of 2008, both competitors had established successful businesses earning millions of dollars in revenues from sales of ‘WOULD YOU RATHER ... ?” products.
On July 31, 1997, Falls Media filed an intent-to-use (“ITU”) application with the United States Patent and Trademark Office (“PTO”) stating its intent to use the mark in two product categories: books and games. 3 Falls Media published its first book using the mark, Would You Rather ... ? Over 200 Absolutely Absurd Dilemmas to Ponder, in October of 1997. It published a sequel to the book, Would You Rather 2, Electric Boogaloo, in 1999. These books were carried by retailers including Borders, Barnes & Noble, and Urban Outfitters. To promote the books, Falls Media also established a website, www.wouldyourather.com, which as of 2008 was receiving about 30,000 unique visitors per month. Although the books were not the subject of a paid advertising campaign at the time of their publication, they received unpaid print, radio, and television publicity, including mention in magazines such as Rolling Stone and comment on television shows such as Oprah and The Tonight Show with Jay Leno. Heimberg and Gomberg also made personal appearances to promote their books. As of 2002 — when Zobmondo began using “WOULD YOU RATHER ... ?” as a mark on its board games 4 — Falls Media had sold about 91,000 total copies of its two “WOULD YOU RATHER ... ?” books.
In September of 1997 — shortly after Falls Media filed its ITU application— Zobmondo’s founder, Randall Horn, also filed an ITU application seeking to register the mark “WOULD YOU RATHER.” Horn’s application was rejected by the PTO because of the likelihood of confusion with the mark that was the subject of Falls Media’s prior ITU filing.
5
Nonetheless, in
In January of 2002, the PTO issued a Notice of Allowance of Falls Media’s ITU application. Falls Media had not yet released a game using the “WOULD YOU RATHER ... ?” mark. Falls Media sought and received five extensions of time from the PTO, finally releasing its first “WOULD YOU RATHER ... ?” board game in December 2004. On July 19, 2005, having received Falls Media’s statement of use, the PTO issued Falls Media a registration for the “WOULD YOU RATHER ... ?” mark.
Thereafter, and perhaps in response, Zobmondo filed suit against Falls Media in the Central District of California in 2006 alleging, among other things, statutory and common-law trade-dress infringement, copyright infringement, and unfair competition arising from Falls Media’s “WOULD YOU RATHER ... ?” board game. Falls Media then filed suit against Zobmondo in the Southern District of New York alleging trademark infringement, unfair competition, and other claims under federal and state law. Zobmondo in the New York action counterclaimed against Falls Media, seeking, inter alia, cancellation of Falls Media’s ‘WOULD YOU RATHER ... ?” trademark registration. The claims in the New York action were transferred to the Central District of California and consolidated with Zobmondo’s 2006 action against Falls Media. Thus the claims and counterclaims in both actions came to a district court within the Ninth Circuit.
Falls Media and Zobmondo filed cross-motions for summary judgment. The district court granted summary judgment to Zobmondo on Falls Media’s trademark infringement and unfair competition claims, Falls Media’s claim alleging a violation of California Business and Professions Code §§ 17200 et seq., and Zobmondo’s counterclaim seeking cancellation of Falls Media’s mark from the federal registry. 6 The district court concluded that, despite the presumption of validity given to Falls Media’s federal trademark registration, there was no genuine issue of material fact whether “WOULD YOU RATHER ... ?” was a protectable mark: This mark, as perceived by the district court, was “merely descriptive” of an aspect of Falls Media’s games, and no rational juror could find that Falls Media had acquired secondary meaning in the mark by the time Zobmondo began using it in 2002.
Falls Media timely appealed. On appeal, Falls Media contends that it raised genuine issues of material fact regarding whether ‘WOULD YOU RATHER ... ?” is a valid, protectable mark.
We review summary judgments de novo.
Jada Toys, Inc. v. Mattel, Inc.,
To claim trademark infringement, a plaintiff must have a “valid, protectable trademark.”
Brookfield Commc’ns, Inc. v. W. Coast Entm’t Corp.,
To be valid and protectable, a mark must be “distinctive.” Distinctiveness measures “the primary significance of the mark to the purchasing public.”
Quiksilver, Inc. v. Kymsta Corp.,
Marks are generally classified in one of five categories of increasing distinctiveness: (1) generic, (2) descriptive, (3) suggestive, (4) arbitrary, or (5) fanciful.
Two Pesos, Inc. v. Taco Cabana, Inc.,
Although the plaintiff in a trademark action bears the ultimate burden of proof that his or her mark is valid, federal registration provides “prima facie evidence” of the mark’s validity and entitles the plaintiff to a “strong presumption” that the mark is a protectable mark. 15 U.S.C. §§ 1057(b), 1115(a);
KP Permanent Make-Up,
In this appeal, we review the district court’s conclusion that Falls Media raised no genuine issue of material fact on two issues: whether “WOULD YOU RATHER ... ?” is suggestive and not merely descriptive, and whether Falls Media had acquired secondary meaning in the mark. We address these issues in turn.
Ill
Falls Media first contends that the district court erred by concluding that there was no genuine issue of material fact whether “WOULD YOU RATHER ... ?” is suggestive, concluding instead that the mark is merely descriptive.
8
A suggestive mark is one for which “a consumer must use imagination or any type of multistage reasoning to understand the mark’s significance ... the mark does not
describe
the product’s features, but
suggests
them.”
Kendall-Jackson Winery, Ltd. v. E. & J. Gallo Winery,
We have generally applied one or two “tests” to differentiate between suggestive and merely descriptive marks. Because the district court found the application of these tests, the imagination test and the competitors’ needs test, important to its summary judgment inquiry, we examine each in turn. We stress that these tests are only “criteria offering] guidance,”
Self-Realization Fellowship Church v. Ananda Church of Self-Realization,
The first, and clearly the most-used, test is known as the “imagination” test, and asks whether “imagination or a mental leap is required in order to reach a conclusion as to the nature of the product being referenced.”
Rudolph Int’l, Inc. v. Realys, Inc.,
The district court determined that the imagination test indicated that “WOULD YOU RATHER ... ?” is merely descriptive as a matter of law because it requires “no imaginative or interpretive leap to understand that this phrase is the main aspect of the game to which it is affixed.” Falls Media argues that the district court erred because multistage reasoning is needed to link the mark to the “essential nature of these products ... that the choices are ridiculous, bizarre, or themed and that they are limited to a two-option format.”
We reject Falls Media’s argument in part. The imagination test does not ask what information about the product
could
be derived from a mark, but rather whether “a mental leap is
required”
to understand the mark’s relationship to the product.
Rudolph Int’l,
But we conclude that the district court erred in concluding that the imagination test indicates that “WOULD YOU RATHER ... ?” is merely descriptive as a matter of law. We cannot look the entire mark up in a dictionary; there is no literal meaning of the “WOULD YOU RATHER ... ?” phrase, given that the words precede an ellipse; one may infer that there is a question, but only imagination can tell us that the question will serve up a bizarre or humorous choice.
See Surgicenters of Am., Inc. v. Med. Dental Surgeries, Co.,
The second test, known as the “competitors’ needs” test, “focuses on the extent to which a mark is actually needed by competitors to identify their goods or services.”
Rodeo Collection, Ltd. v. W. Seventh,
The district court concluded that the competitors’ needs test was “difficult to apply in this case” and declined to consider it because these tests “are merely factors to consider” and other tests favored Zobmondo. Falls Media argues that this was error, and in this case we agree. Drawing all inferences in favor of Falls Media, the competitors’ needs test strongly favored Falls Media’s argument that “WOULD YOU RATHER ... ?” is suggestive. Falls Media proffered significant evidence suggesting that its competitors do not need to use “WOULD YOU RATHER ... ?” to fairly describe their products. Perhaps most important is the experience of Zobmondo itself. Zobmondo identified 135 possible alternative names for its game during development. Also, Zobmondo marketed and sold its game and a related book for a period of time without using the phrase “WOULD YOU RATHER ... ?” (instead using the name “The Outrageous Game of Bizarre Choices”), and another board game company used the name “Would You Prefer?” during the same time period. These titles are not linguistically inferior to “WOULD YOU RATHER ... ?”.
Cf. Entrepreneur Media,
Zobmondo argues that ‘WOULD YOU RATHER ... ?” is needed to fairly describe its products because the meaning of the phrase “WOULD YOU RATHER ... ?” is entrenched in the minds of consumers in a way that renders other possible marks inherently inferior. This argument, however, depends on a disputed issue of fact regarding the meaning of the phrase to consumers, an issue that we have already suggested cannot adequately be decided at summary judgment
The district court also employed a third test, known as the “extent-of-use” test, which evaluates “the extent to which other sellers have used the mark on similar merchandise.” 2 McCarthy § 11:69;
see also 555-1212.com, Inc. v. Commc’n House Int'l Inc.,
We are not aware of any prior case in our circuit employing the extent-of-use test as a controlling measure
of
trademark validity, and we need not do so here. If, as we see it, a summary judgment is disfavored by both the imagination test and the needs test, then extent of use at most could only be one factor to be considered, and could not command a summary judgment in the face of disputed facts about how a mark might be perceived by consumers. Extensive use of a mark by third parties might indicate that the mark is merely descriptive of a given class of products.
See, e.g., Sec. Ctr., Ltd. v. First Nat’l Sec. Ctrs.,
The district court relied on the following evidence in concluding that “WOULD YOU RATHER ... ?” is merely descriptive:
• A statement by Falls Media’s literary agent that the mark was “an utterly obvious title” for books “[b]ecause it was a clear explanation of the content of the book.”
• A statement by Falls Media’s sales agent that “WOULD YOU RATHER ... ?” is a better name than “Zobmondo” because “somebody looking at Zobmondo would not know that it contains would you rather questions.”
• A statement by James Pressman, who optioned Falls Media’s game, that “WOULD YOU RATHER ... ?” was a good name for the product because “it gave you a good idea of what the game was all about” because “the questions always started with would you rather.”
• An e-mail from Gomberg stating that “most people that make the purchase [of a WOULD YOU RATHER ... ?’ game] do it because they’re familiar with the concept — as opposed to the actual game play or content.”
• Zobmondo’s evidence of books, websites, and copyright registrations suggesting that the ‘WOULD YOU RATHER ... ?” concept predates Falls Media’s trademark application.
We agree with the district court that this evidence collectively has some persuasive weight, but we do not believe it is “so one-sided that there can be no doubt about how the question [regarding the distinctiveness of the mark] should be answered.”
Packman v. Chi. Tribune Co.,
Falls Media has not rested solely on its federal registration to survive summary judgment.
See Tie Tech,
Other evidence in the record also supports Falls Media’s claim that “WOULD YOU RATHER ... ?” could be seen by consumers as suggestive. For example, that Zobmondo included descriptive information on its game boxes after it began using the “WOULD YOU RATHER ... ?” mark may suggest that Zobmondo itself thought that the mark did not fully describe its products. 12 And Zobmondo’s attempt to acquire trademark rights in the mark supports an inference that Zobmondo believed, at one time, that the mark was inherently distinctive. 13 This evidence is no less relevant to the distinctiveness inquiry than the evidence that persons associated with Falls Media thought the mark provided descriptive information. Both the evidence of Zobmondo’s trademark applications and the evidence that some persons in business relations with Falls Media thought the mark descriptive demonstrate that there is a factual contest at bottom in assessing the descriptiveness or suggestiveness of the “WOULD YOU RATHER ... ?” mark, rendering that issue unsuitable for a summary judgment determination.
IV
Because we reverse summary judgment in favor of Zobmondo on the ground that there is a genuine issue of material fact whether or not ‘WOULD YOU RATHER ... ?” is inherently distinctive, we need not reach Falls Media’s additional claim that there is a genuine issue of material fact regarding secondary meaning. The issue of secondary meaning must be reached only if the fact-finder determines that “WOULD YOU RATHER ... ?” is merely descriptive; in that scenario, the fact-finder will have to make the ultimate determination of secondary meaning in the context of the total record of evidence offered at trial.
This is a difficult case, and we express no opinion on how it may be resolved after findings of fact at trial. But this appeal is from a summary judgment granted in the face of complex issues of fact, in a trademark context where summary judgment is ordinarily disfavored, and despite the fact that the non-moving party has a federally registered trademark constituting “prima facie evidence” of the mark’s validity. 15 U.S.C. § 1057(b). Considering Falls Media’s federal registration, crediting all of Falls Media’s evidence and drawing all reasonable inferences in Falls Media’s favor, and placing the burden of proving mere descriptiveness on Zobmondo, we conclude that application of the imagination and the competitors’ needs tests are inconclusive on the disputed facts. We reverse and remand for trial.
REVERSED AND REMANDED.
Notes
. Appellants Justin Heimberg and David Gomberg formed Falls Media, LLC in 2004. For ease of reference, we use the term “Falls Media” to refer collectively to Appellants both before and after the formation of Falls Media, LLC.
. For example, a sample question posed by Falls Media asks, "Would you rather be able to expedite the arrival of an elevator by pressing the button multiple times or have the ability to sound incredibly natural and sincere on answering machines?”
. Ordinarily, trademark registrants cannot register a trademark until they have used the mark in commerce.
WarnerVision Entm’t Inc. v. Empire of Carolina, Inc.,
. The district court concluded that the 2002 self-release was Zobmondo's first use of "WOULD YOU RATHER ... ?” as a trademark on its games. Construing the facts in the light most favorable to Falls Media, we agree that 2002 is the relevant use date for purposes of this appeal.
. Horn later opposed Falls Media’s trademark registration before the PTO, but his efforts were unsuccessful. He also approached
. The district court granted summary judgment to Falls Media on Zobmondo's trade-dress infringement, copyright infringement, and unfair competition claims, but Zobmondo does not appeal that portion of the decision. The district court also granted a separate summary judgment to Falls Media on Zobmondo’s fraudulent-procurement claim, which Zobmondo has also not appealed.
. A corollary of this principle is that the registrant is not entitled to a presumption of secondary meaning unless the PTO required proof of secondary meaning as part of the application for registration of the mark.
See PaperCutter, Inc. v. Fay’s Drug Co.,
. The district court concluded that "WOULD YOU RATHER ... ?” is not generic, and Zobmondo does not press that argument on appeal. Falls Media conceded before the district court that "WOULD YOU RATHER ... ?” is not an arbitrary or fanciful mark. We assume without deciding that "WOULD YOU RATHER ... ?” is either a suggestive or a merely descriptive mark, which is how the parties have framed the issue.
. The underlying issue is the standard of meaning "prevalent among prospective purchasers of the article."
Bada,
. Falls Media also argues that the district court ignored its objections to the admissibility of Zobmondo’s extent-of-use evidence. After reviewing the record, we conclude that the district court considered and correctly overruled Falls Media's objections to this evidence.
. Zobmondo has established that collections of bizarre questions beginning with the words “would you rather” were posed in printed media before Falls Media began using the phrase as a mark. But this does not establish that there is no genuine issue of material fact that these types of questions were understood by consumers to be part of a "WOULD YOU RATHER ... ?” game of questions.
. Several Zobmondo game boxes follow up the mark “WOULD YOU RATHER ... ?” with the tag-line "the game of mind-boggling questions.” Another Zobmondo game box includes sample questions. The need to explain what a “WOULD YOU RATHER ... ?” question entails cuts against Zobmondo's argument that "WOULD YOU RATHER ... ?” is a well-established, culturally-pervasive concept.
. Zobmondo argues that its trademark applications were filed by Horn before he had obtained legal advice about the distinctiveness of marks. Maybe so, but this is a contested fact, and, whatever might be the conclusion on that after trial and findings of fact, for purposes of summary judgment we must give all reasonable inferences in favor of Falls Media. For these summary judgment purposes, Falls Media is entitled to the inference that Zobmondo’s trademark applications are to a degree an admission that at the time Zobmondo viewed the mark as suggestive.
