Lead Opinion
Concurring opinion filed by Senior Circuit Judge EDWARDS.
It hаs been the longstanding policy of the United States to take no side in the contentious debate over whether Jerusalem is part of Israel. In this case, the federal courts are asked to direct the Secretary of State to contravene that policy and record in official documents that Israel is the birthplace of a U.S. citizen born in Jerusalem. Because the judiciary has no authority to order the Executive Branch to change the nation’s foreign policy in this matter, this case is nonjusticiable under the political question doctrine.
I.
That the United States expresses no official view on the thorny issue of whether Jerusalem is part of Israel has been a central and calibrated feature of every president’s foreign policy since Harry S. Truman. See Br. for Appellee at 6; J.A. at 57 (Defendant’s Responses to Plaintiffs Interrogatories). State Department policy governing how to describe the status of Jerusalem in passports and Consular Reports of Birth
In 2002, Congress passed the Foreign Relations Authorization Act, Fiscal Year 2003, Pub.L. No. 107-228, 116 Stat. 1350 (2002) (codified at 22 U.S.C. § 2651 note (2006)). Section 214 of the Act, entitled “United States Policy with Respect to Jerusalem as the Capital of Israel,” challenges the Executive’s position on the status of Jerusalem. Id. § 214,
Record of Plаce of Birth as Israel for Passport Purposes. — For purposes of the registration of birth, certification of nationality, or issuance of a passport of a United States citizen born in the city of Jerusalem, the Secretary [of State] shall, upon the request of the citizen or the citizen’s legal guardian, record the place of birth as Israel.
Id. § 214(d),
Enactment of the law provoked confusion and criticism overseas. The U.S. Consulatе in Jerusalem informed the State Department that “[d]espite [its] best efforts to get the word out that U.S. policy on Jerusalem has not changed, the reservations contained in the President’s signing statement have been all but ignored, as Palestinians focus on what they consider the negative precedent and symbolism of an American law declaring that Israel’s capital is Jerusalem.” J.A. at 398 (October 2002 declassified cable from the U.S. Consulate in Jerusalem to the Secretary of State); see also id. at 396-97 (October 2002 declassified cable from the State Department to U.S. missions abroad).
In October 2002, Menachem Zivotofsky was born in Jerusalem to parents who are U.S. citizens, making him a citizen as well. See 8 U.S.C. § 1401(c) (2006). In December 2002, Menachem’s mother applied for a U.S. passport and a Consular Report of Birth for her son at the U.S. Embassy in Tel Aviv, Israel. She requested that both documents record her son’s place of birth as “Jerusalem, Israel.” U.S. diplomatic officials told Mrs. Zivotofsky that State Department policy forbade them from recording “Israel” as her son’s birthplace. Consistent with its policy, the State Department issued a passport and Consular Report of Birth identifying “Jerusalem” as Menachem’s place of birth without reference to Israel.
In September 2003, Menachem (by his parents) filed this action for declaratory and injunctive relief ordering the State Department to comply with the directive in section 214(d) and record “Jerusalem, Israel,” as his birthplace in both his passport and Consular Report of Birth. The district court ruled that Menachem lacked standing to complain about the contents of the documents because he could use them regardless of how they described his birthplace. Invoking the political question doctrine, the court also concluded that it was without jurisdiction to consider his claim because there is “a textually demonstrable constitutional commitment of the issue to a coordinate political department.” Zivotofsky v. Sec’y of State, No. 03-1921, slip op. at 9 (D.D.C. Sept. 7, 2004) (quoting Baker v. Carr,
We reversed the district court’s decision on standing, concluding that the relevant issue is not whether Zivotofsky can use his passport. He has standing because “Congress conferred on him an individual right to have ‘Israel’ listed as his place of birth on his passport and on his Consular Birth Report,” and “the Secretary of State violated that individual right.” Zivotofsky v. Sec’y of State,
Zivotofsky appeals the district сourt’s dismissal of his case, which we review de novo. See Piersall v. Winter,
II.
In Baker v. Carr, the Supreme Court held that courts may not consider claims that raise issues whose resolution has been committed to the political branches by the text of the Constitution.
It is well established that the Constitution’s grant of authority to the President to “receive Ambassadors and other public Ministers,” U.S. CONST, art. II, § 3, includes the power to recognize foreign governments. See, e.g., Louis Henkin, Foreign Affairs and the United States Constitution 38 (2d ed.1996) (explaining that the ambassadorial receipt clause in Article II “implies [the] power to recognize (or not to recognize) governments”). That this power belongs solely to the President has been clear from the earliest days of the Republic. See Saikrishna B. Prakash & Michael D. Ramsey, The Executive Power over Foreign Affairs, 111 Yale L.J. 231, 312-13 (2001) (“Congress never dictated [to President George Washington] which countries or governments to rеcognize because it understood that the Constitution had shifted the recognition power from Congress to the President.”). The Supreme Court has recognized this constitutional commitment of authority to the President repeatedly and consistently over many years. See Banco Nacional de Cuba v. Sabbatino,
The President’s exercise of the recognition power granted solely to him by the Constitution cannot be reviewed by the courts. See, e.g., Nat’l City Bank v. Republic of China,
Thus the President has exclusive and unreviewable constitutional power to keep the United States out of the debate over the status of Jerusalem. Nevertheless, Zivotofsky asks us to review a policy of the State Department implementing the President’s decision. But as the Supreme Court has explained, policy decisions made pursuant to the President’s recognition power are nonjusticiable political questions. See Pink,
Zivotofsky argues that the political question doctrine cannot foreclose a court from enforcing a duly enacted law. In his view, this court is asked to do nothing more than interpret a federal statute — a task within our power and competency. To grant the requested relief would not require that we determine the status of Jerusalem, he argues, because enactment of section 214(d) has decided that question. Enforcement of the rights Congress created presents no political question. The government responds that even if we find jurisdiction to consider Zivotofsky’s claim, we must nevertheless strike section 214(d) as an unconstitutional infringement on the President’s recognition power. We agree that resolving Zivotofsky’s claim either at the jurisdictional stage under the political question doctrine or on the merits by striking section 214(d) implicates the recognition power. Only the Executive — not Congress and not the courts — has the power to define U.S. policy regarding Israel’s sovereignty over Jerusalem and decide how best to implement that policy. The question for us is whether Zivotofsky loses on jurisdictional grounds, or on thе merits because Congress lacks the power to give him an enforceable right to have “Israel” noted as his birthplace on his government documents.
Under the Supreme Court’s precedent and our own, the answer must be the former. We are aware of no court that has held we cannot or need not conduct the jurisdictional analysis called for by the political question doctrine simply because the claim asserted involves a statutory right. We must always begin by interpreting the constitutional text in question and determining “whether and to what extent the issue is textually committed.” Nixon,
III.
Because we conclude that Zivotofsky’s complaint raises a nonjusticiable political question, we affirm the district court’s dismissal of his suit for lack of subject matter jurisdiction.
Affirmed.
Notes
. A Consular Report of Birth is an official record of U.S. citizenship for a person bom abroad. See Application for a Consular Report of Birth, http://www.state.gov/ documents/organization/83127.pdf ("A Consular Report of Birth may be issued for any U.S. citizen child under age 18 who was bom abroad and who acquired U.S. citizenship at birth.”).
. The hypothetical lawsuit posed by the concurrence presents a very different issue than the one we face regarding the Executive’s decision to recognize (or not to recognize) which country exercises sovereignty over a disputed area. See Concurring Op. at 12. We do not hold, as the concurrence seems to assume, that any claim quarreling with a State Department passport policy would necessarily implicate the Recognition Power and therefore raise a political question.
. Our concurring colleague raises an interesting point about the distinction between questions we do not have jurisdiction to consider and those that are nonjusticiable. See Concurring Op. at 5-7. Although Baker makes that distinction, see
Concurrence Opinion
concurring:
In 2002, Congress passed the Foreign Relations Authorization Act, Fiscal Year 2003, Pub.L. No. 107-228, 116 Stat. 1350 (2002) (“Foreign Relations Authorizations Act” or “Act”). The Act was signed into law on September 20, 2002 by President George W. Bush. Section 214 of the Act, entitled “United States Policy with Respect to Jerusalem as the Capital of Israel,” includes the following provision which is at issue in this case:
(d) RECORD OF PLACE OF BIRTH AS ISRAEL FOR PASSPORT PURPOSES — For purposes of the registration of birth, certification of nationality, or issuance of a passport of a United States citizen born in the city of Jerusalem, the Secretary shall, upon the requestof the citizen or the citizen’s legal guardian, record the place of birth as Israel.
Id. § 214(d).
When the Foreign Relations Authorizations Act was signed into law, the President attached a “signing statement,” objecting to portions of § 214. The statement asserted that “Section 214, concerning Jerusalem, impermissibly interferes with the President’s constitutional authority to ... determine the terms on which recognition is given to foreign states. U.S. policy regarding Jerusalem has not changed.” President George W. Bush, Statement on Signing the Foreign Relations Authorization Act, Fiscal Year 2003, 2 Pub. Papers 1698 (Sept. 30, 2002).
Menaсhem Binyamin Zivotofsky was bom in 2002 in Jerusalem. Because his parents are United States citizens, Zivotofsky is also a United States citizen. See 8 U.S.C. § 1401(c) (2006). After Zivotofsky’s birth, his mother filed an application on his behalf for a consular report of birth abroad and a United States passport. She requested of United States officials that these documents indicate her son’s place of birth as “Jerusalem, Israel.” United States diplomatic officials informed Mrs. Zivotofsky that passports issued to United States citizens born in Jerusalem could not record “Israel” as the place of birth. When the Zivotofskys received Menachem’s passport and consular report, both documents recorded his place of birth as “Jerusalem.” On his behalf, Zivotofsky’s parents filed this action under § 214(d) against the Secretary of State seeking to compel the State Department to identify Menachem’s place of birth as “Israel.”
In defending against Zivotofsky’s action in this case, the Secretary has pressed two principal arguments:
Zivotofsky has no judicially enforceable right because his complaint presents a politiсal question. The power to recognize foreign sovereigns — including the power to recognize claims over disputed foreign territory — is textually committed by the Constitution to the President, and is therefore not subject to judicial override.
Section 214(d) is unconstitutional. Article II assigns to the President the exclusive power to recognize foreign sovereigns, and Congress has no authority to override or intrude on that power.
Appellee’s Br. at 18, 21. The Secretary’s first argument — that Zivotofsky’s claim is a nonjusticiable political question — is specious. The Secretary’s second argument, contesting the constitutionality of § 214(d), stands on solid footing.
I. The Political Question Doctrine has No Application in this Case
A. The Issue Before the Court
The Secretary does not doubt that Zivotofsky has standing to raise a viable cause of action under § 214(d) of the Foreign Relations Authorizations Act. Nor does the Secretary doubt that Zivotofsky properly invoked the District Court’s statutory jurisdiction under 28 U.S.C. §§ 1331, 1346(a)(2), and 1361. Therefore, the issue before this court is:
Whether § 214(d) of the Foreign Relations Authorizations Act, which affords Zivotofsky a statutory right to have “Israel” listed as the place of birth on his passport, is a constitutionally valid enactment.
Put another way, the court must decide:
Whether, in enacting § 214(d), a provision purporting to address “United States Policy with Respect to Jerusalem as the Capital of Israel,” Congress impermissibly intruded on the President’s exclusive power to recognize foreign sovereigns.
B. First Principles Governing the Jurisdiction of Federal Courts
In considering whether a matter should be dismissed as a nonjusticiable political question, it is important to recall the first principles that govern the jurisdiction of federal courts:
• “It is, emphatically the province and duty of the judicial department to say what the law is.” Marbury v. Madison,5 U.S. (1 Cranch) 137 , 177,2 L.Ed. 60 (1803).
• “[Fjederal courts lack the authority to abstain from the exercise of jurisdiction that has been conferred.” New Orleans Pub. Serv., Inc. v. Council of New Orleans, 491 U.S. 350, 358,109 S.Ct. 2506 ,105 L.Ed.2d 298 (1989); see also Boumediene v. Bush, — U.S. -,128 S.Ct. 2229 , 2262,171 L.Ed.2d 41 (2008).
• “We have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given. The one or the other would be treason to the constitution. Questions may occur which we would gladly avoid; but we cannot avoid them.” Cohens v. Virginia,19 U.S. (6 Wheat.) 264 , 404,5 L.Ed. 257 (1821).
In sum, “[w]hen a Federal court is properly appealed to in a case over which it has by law jurisdiction, it is its duty to take such jurisdiction.... The right of a party plaintiff to choose a Federal court where there is a choice cannot be properly denied.” Willcox v. Consol. Gas Co. of New York,
C. Nonjusticiable “Political Questions”
The political question doctrine embraces a limited exception to the rule that “federal courts lack the authority to abstain from the exercise of jurisdiction that has been conferred.” New Orleans Pub. Serv.,
The Supreme Court has described the political question doctrine as follows:
Prominent on the surface of any case held to involve a political question is found a textually demonstrable constitutional commitment of the issue to a coordinate political department; or a lack of judicially discoverable and manageable standards for resolving it; or the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due coordinate branches of gov-eminent;or an unusual need for unquestioning adherence to a political decision already made; or the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
Baker,
D. The Crucial Distinction Between Jurisdiction and Nonjusticiability
In explaining the political question doctrine, the Court in Baker v. Carr was careful to amplify a crucial distinction between “cases withholding federal judicial relief [1] rest[ing] upon a lack of federal jurisdiction [and][2] upon the inappropriateness of the subject matter for judicial consideration — what [the Court has] designated ‘nonjusticiability.’ ”
The distinction between the two grounds is significant. In the instance of nonjusticiability, consideration of the cause is not wholly and immediately foreclosed; rather, the Court’s inquiry necessarily proceeds to the point of deciding whether the duty asserted can be judicially identified and its breach judicially determined, and whether protection for the right asserted can be judicially molded. In the instance of lack of jurisdiction the cause either does not “arise under” the Federal Constitution, laws or treaties (or fall within one of the other enumerated categories of Art. Ill, § 2), or is not a “case or controversy” within the meaning of that section; or the cause is not one described by any jurisdictional statute.
Id.
When a federal court dismisses а case because it presents a “political question,” it does so not because the court lacks subject matter jurisdiction but, rather, because the “duty asserted can[not] be judicially identified and its breach judicially determined.” Id. “[T]he mere fact that [a] suit seeks protection of a political right does not mean it presents a political question.” Id. at 209,
The political question doctrine is purposely very narrow in scope, lest the courts use it as a vehicle “to decline the exercise of jurisdiction which is given.” Cohens,
[t]he doсtrine of which we treat is one of “political questions,” not one of “political cases.” The courts cannot reject as “no law suit” a bona fide controversy as to whether some action denominated “ ‘political’ ” exceeds constitutional authority.
The Supreme Court often hears and decides cases bearing major foreign policy implications. See, e.g., Boumediene,
E. The Legal Principles Controlling This Case
The principles enunciated by Baker and its progeny are really quite simple to comprehend and apply in this case. The controlling principles governing this case are these:
• The federal courts decide matters of statutory construction and constitutional interpretation. Japan Whaling Ass’n v. Am. Cetacean Soc’y,478 U.S. 221 , 230,106 S.Ct. 2860 ,92 L.Ed.2d 166 (1986) (“[Ujnder the Constitution, one of the Judiciary’s characteristic roles is to interpret statutes, and we cannot shirk this responsibility merely because our decision may have significant political overtones.”); Char dha,462 U.S. at 943 ,103 S.Ct. 2764 (“Resolution of litigation challenging the constitutional authority of one of the three branches cannot be evaded by courts because the issues have political implications .... ”); see also Goldwater v. Carter,444 U.S. 996 , 1002,100 S.Ct. 533 ,62 L.Ed.2d 428 (1979) (Powell, J., concurring in the judgment) (“[The Supreme Court has] the responsibility to decide whether both the Executive and Legislative branches have constitutional roles to play in termination of a treaty. If the Congress, by appropriate formal action, had challenged the President’s authority to terminate the treaty ... it would be the duty of this Court to resolve the issue.”).
• When the federal courts review the constitutionality of a challenged statute, they do not infringe the authority of the legislative branch. In Munoz-Flores,495 U.S. at 390 ,110 S.Ct. 1964 , the Supreme Court tellingly stated:
The Government may be right that a judicial finding that Congress has passed an unconstitutional law might in some sense be said to entail a “lack of respect” for Congress’ judgment. But disrespect, in the sense the Government uses the term, cannot be sufficient to create a political question. If it were, every judicial resolution of a constitutional challenge to a congressional enactment would be impermissible.
• The federal courts may not decide an issue whose resolution is committedby the Constitution to the exclusive authority of a political branch of government. See Baker, 369 U.S. at 217 ,82 S.Ct. 691 ; Gilligan,413 U.S. at 6-7 ,93 S.Ct. 2440 ; Nixon,506 U.S. at 229-36 ,113 S.Ct. 732 . This does not mean that a court may not decide a case that merely implicates a matter within the authority of a political branch. Congress, alone, has the authority to pass legislation, but it does not follow from this that the courts are without authority to assess the constitutionality of a statute that has been properly challenged. Rather, the political question doctrine bars judicial review only when the precise matter to be decided has been constitutionally committed to the exclusive authority of a political branch of government. Compare Nixon,506 U.S. at 229-36 ,113 S.Ct. 732 , with Powell v. McCormack,395 U.S. 486 , 519-22,89 S.Ct. 1944 ,23 L.Ed.2d 491 (1969).
• The courts may, however, decide whether and to what extent a matter is reserved to the exclusive authority of a political branch. Baker,369 U.S. at 211 ,82 S.Ct. 691 (“Deciding whether a matter has in any measure been committed by the Constitution to another branch of government, or whether the action of that branch exceeds whatever authority has been committed, is itself a delicate exercise in constitutional interpretation, and is a responsibility of this Court as ultimate interpreter of the Constitution.”); Powell,395 U.S. at 521 ,89 S.Ct. 1944 (“[Wjhether there is a ‘textually demonstrable constitutional commitment of the issue to a coordinate political department’ of government and what is the scope of such commitment are questions we must resolve.”); Nixon,506 U.S. at 238 ,113 S.Ct. 732 (“[Cjourts possess power to review either legislative or executive action that transgresses identifiable textual limits”).
• The courts routinely adjudicate separation-of-powers claims. As the Court noted in Munoz-Flores,495 U.S. at 393 ,110 S.Ct. 1964 :
In many cases involving claimed separation-of-powers violations, the branch whose power has allegedly been appropriated has both the incentive to protect its prerogatives and institutional mechanisms to help it do so. Nevertheless, the Court adjudicates those separation-of-powers claims, often without suggesting that they might raise political questions. See, e.g., Mistretta v. United States,488 U.S. 361 , 371-379,109 S.Ct. 647 ,102 L.Ed.2d 714 (1989) (holding that Sentencing Reform Act of 1984, 18 U.S.C. § 3551 et seq., and 28 U.S.C. § 991 et seq., did not result in Executive’s wielding legislative powers, despite either House’s power to block Act’s passage); Morrison v. Olson,487 U.S. 654 , 685-696,108 S.Ct. 2597 ,101 L.Ed.2d 569 (1988) (holding that independent counsel provision of Ethics in Government Act of 1978, 28 U.S.C. § 591 et seq., is not a congressional or judicial usurpation of executive functions, despite President’s veto power); INS v. Chadha,462 U.S. 919 ,103 S.Ct. 2764 ,77 L.Ed.2d 317 (1983) (explicitly finding that separation-of-powers challenge to legislative veto presented no political question). In short, the fact that one institution of Government has mechanisms available to guard against incursions into its power by other governmental institutions does not require that the Judiciary remove itself from the controversy by labeling the issue a political question.
• If a federal court finds that a political branch has overreached in its
claim of constitutionally committed authority, the court will decide the matter that is properly before it for resolution on the merits. Baker, 369 U.S. at 211 ,82 S.Ct. 691 (“Deciding whether a matter has in any measure been committed by the Constitution to another branch of government, or whether the action of that branch exceeds whatever authority has been committed, is itself a delicate exercise in constitutional interpretation, and is a responsibility of this Court as ultimate interpreter of the Constitution”); accord Powell,395 U.S. at 521 ,89 S.Ct. 1944 .
• If a federal court determines that a political branch has acted within the compass of exclusive authority granted to it by the Constitution, the court may determine whether the other branch has acted to infringe that authority. The court does not review the substantive decision reached by the branch with exclusive authority; it merely determines whether the exercise of that authority has been infringed by the other branch. Baker,369 U.S. at 212 ,82 S.Ct. 691 (“[0]nee sovereignty over an area is politically determined and declared, courts may examine the resulting status and decide independently whether a statute applies to that area.”); Vermilya-Brown Co. v. Connell,335 U.S. 377 , 380-81,69 S.Ct. 140 ,93 L.Ed. 76 (1948) (holding question whether Fair Labor Standards Act covered employees allegedly engaged in the production of goods for commerce on a leasehold of the United States was not a political question; in reaching this conclusion, the Court made clear it was not second-guessing the Executive’s determination regarding the sovereignty of Great Britain over the foreign territory).
F. The Zivotofsky Claim is Plainly Justiciable
In light of the legal principles that control this cаse, the Secretary’s attempt to invoke the political question doctrine is meritless. The following example amplifies the point:
Assume that a lawfully enacted congressional statute provides that individuals over the age of 18 have a right to secure a passport on their own. Assume further that the statute gives individuals an enforceable right of action. If the Secretary of State adopts a policy pursuant to which 18-year-olds are denied passports without parental consent, claiming an exercise of the Executive’s recognition power, an aggrieved party would have a right of action to challenge the Secretary. A federal court hearing the case would be without authority to dismiss the action as a nonjusticiable political question. Why? Because the plaintiff has standing to pursue her claim and the court has jurisdiction to hear it. And the court would be well able to evaluate the competing claims of power and easily determine that the Executive overreached in its claim to exclusive authority under the recognition powеr. The court would find no valid exercise of textually committed power by the executive branch. See Powell,
The flip side of this example is seen in a case like Nixon,
In this case, there are two questions that are properly before the court: (1) whether the Executive’s passport policy reflects an action taken within the President’s exclusivе power to recognize foreign sovereigns; and (2) if so, whether Congress’ enactment of § 214(d) impermissibly intruded on the President’s exclusive power to recognize foreign sovereigns. These questions raise issues that are constitutionally committed to the judicial branch to decide. Zivotofsky’s claim resting on § 214(d) does not require this court to evaluate the wisdom of the Executive’s foreign affairs decisions or to determine the political status of Jerusalem. The court’s role in this case is to determine the constitutionality of a congressional enactment. And this role is well within the constitutional authority of the judiciary. Japan Whaling Ass’n,
II. Section 214(D) Unconstitutionally Infringes the Executive’s Exclusive Authority Under the Recognition Power
Zivotofsky has asked the court to direct the State Department to designate “Israel” as his place of birth on his passport pursuant to Congress’ directive in § 214(d). The Executive asserts that § 214(d), if construеd to be mandatory, represents an unconstitutional infringement of the President’s recognition power as it concerns Jerusalem.
A. The Recognition Power
The Executive has exclusive and unreviewable authority to recognize foreign sovereigns. This power derives from Article II, § 3 of the Constitution, which gives the President the sole power to “receive Ambassadors and other public Ministers” from foreign countries. U.S. Const. Art. II, § 3. The power to receive ambassadors includes the power to recognize governments with whom the United States will establish diplomatic relationships. This recognition power is vested solely in the President. See Banco Nacional de Cuba v. Sabbatino,
It is also clear that, under the recognition power, the President has the sole authority to make determinations regarding the sovereignty of disputed territories. See Williams v. Suffolk Ins. Co.,
B. The President’s Passport Policy Regarding the Designation of Jerusalem Is an Exercise of the Recognition Power
The Executive and Congress historically have shared authority over the regulation of passports. However, “[f]rom the outset, Congress [has] endorsed not only the underlying premise of Executive authority in the areas of foreign policy and national security, but also its specific application to the subject of passports. Early Congresses enacted statutes expressly recognizing the Executive authority with respect to passports.” Haig v. Agee,
Although Congress often has recognized the authority of the Executive to regulate the issuance of passports, this obviously does not confirm that the Executive retains exclusive control over all matters relating to passports. Indeed, the history of congressional legislation in this area suggests otherwise. See, e.g., 22 U.S.C. § 211a (restricting the Executive department from designating a passport as restricted for travel “[u]nless authorized by law”). It is clear, however, that Congress lacks the power to interfere with a passport policy adopted by the Executive in furtherance of the recognition power. Appellant Zivotofsky does not dispute this. Rather, Zivotofsky contends that the passport rules regarding Israel do not embody a policy in furtherance of the Executive’s recognition power. Zivotofsky’s position fails. The record in this case supports the Secretary’s claim that the policy relating to the designation of Jerusalem on passports lawfully “govern[s] the question of recognition.” Pink,
“The status of Jerusalem is one of the most sensitive and long-standing disputes in the Arab-Israeli conflict, having remained unsettled since 1948.” Appellee’s Br. at 6. The United States has long refrained from recognizing Jerusalem as a city located within the sovereign state of Israel. See Defendant’s Responses to Plaintiffs Interrogatories, reprinted in Joint Appendix (“J.A.”) 56-57. Instead, United States policy since the Truman Administration has been “to promote a final and permanent resolution of final status issues, including the status of Jerusalem, through negotiations by the. parties and supported by the international community.” Id. at 57. “U.S. Presidents have consistently endeavored to maintain a strict policy of not prejudging the Jerusalem status issue and thus not engaging in official actions that would recognize, or might be perceived as constituting recognition of, Jerusalem as either the capital city of Israel, or as a city located within the sovereign territory of Israel.” Id. at 59. These points are uncontested.
The Secretary’s rules regarding the designation of Jerusalem on passports obviously aims to further the United States’
Zivotofsky contends that the “designation of a passport holder’s place of birth does not involve the ‘recognition of foreign sovereigns.’ ” Appellant’s Br. at 27. This argument misperceives the issues in this case. As noted above, the recognition power is “not limited to a determination of the government to be recognized. It includes the power to determine the policy which is to govern the question of recognition.” Pink,
Zivotofsky also claims that the “ ‘birthplace’ entry on a passport ... is nothing more than one means of identifying the passport-holder.” Appellant’s Br. at 37. This attempt to downplay the significance of a passport is futile. As the Supreme Court has said, “[a] passport is, in a sense, a letter of introduction in which the issuing sovereign vouches for the bearer.” Agee,
Finally, Zivotofsky argues that, because the Secretary’s passport rules concerning Jerusalem have only a “negligible impact on American foreign policy,” the rules сannot be viewed as policy governing the recognition of Israel. Appellant’s Br. at 33. The Secretary responds by pointing to evidence of the international reaction to the enactment of § 214 in 2002. According to the State Department, “Palestinians from across the political spectrum strongly condemned the Jerusalem provisions of the [Act], interpreting those provisions as a reversal of longstanding U.S. policy that Jerusalem’s status should be determined by Israel and the Palestinians in final status
C. Section 214(d) is a Mandatory Statutory Provision
The Secretary also argues that “Section 214(d) constitutes only a legislative recommendation — hot a command — to the Executive Branch with respect to recognition of sovereignty over Jerusalem,” Appellee’s Br. at 20, and therefore there is no reason for this court to opine on its constitutionality. The District Court rejected this argument, finding that “it is difficult to construe Section 214(d) as anything but mandatory.” Zivotofsky ex rel. Zivotofsky v. Sec’y of State,
Section 214(d) is plainly mandatory. The provision dictatеs that the Secretary shall record Israel as the place of birth upon the request of a citizen who is born in Jerusalem and entitled to a United States passport. “Shall” has long been understood as “the language of command.” Escoe v. Zerbst,
There are rare exceptions to this rule that apply only where it would make little sense to interpret “shall” as “must.” See, e.g., Town of Castle Rock v. Gonzales,
The Secretary also argues that “Section 214(d) should be interpreted as advisory to avoid constitutional doubt.” Appellee’s Br. at 35. However, because the statute is unambiguous, the canon of constitutional avoidance does not apply in this case. Clark v. Martinez,
D. Section 214(d) Uncоnstitutionally Infringes the President’s Exclusive Power to Recognize Foreign Sovereigns
The final question in this case is whether § 214(d) of the Foreign Relations Authorizations Act, which affords Zivotofsky a statutory right to have “Israel” listed as the place of birth on his passport, is a constitutionally valid enactment. Given the mandatory terms of the statute, it can hardly be doubted that § 214(d) intrudes on the President’s recognition power. In commanding that the Secretary shall record Israel as the place of birth upon the request of a citizen who is born in Jerusalem and entitled to a United States passport, the statute plainly defies the Executive’s determination to the contrary. As noted above, the rules adopted by the Secretary of State explicitly ban government officials from recording “Israel” as the place of birth for citizens born in Jerusalem. Section 214(d) effectively vitiates the Executive’s policy.
Zivotofsky argues that § 214(d) cannot be seen to interfere with the Executive’s recognition power, because the statute here is no different from another uncontested legislative action taken by Congress with rеspect to Taiwan. In 1994, Congress enacted a provision requiring that, “[f]or purposes of the registration of birth or certificate of nationality of a United States citizen born in Taiwan, the Secretary of State shall permit the place of birth to be recorded as Taiwan.” Foreign Relations Authorization Act, Fiscal Years 1994 and 1995, Pub.L. No. 103-236, § 132, 108 Stat. 382 (1994) (as amended by State Department: Technical Amendments, Pub.L. No. 103-415, § l(r), 108 Stat. 4299, 4302 (1994)). This example is inapposite. Following the enactment of the statute covering Taiwan, the State Department determined that the congressional provision was consistent with the United States’ policy that the People’s Republic of China is the “sole legal government of China” and “Taiwan is a part of China.” U.S. Department of State Passport Bulletin 94-12 (Nov. 7, 1994), J.A. 142-43. Because listing “Taiwan” did not contravene the President’s position regarding China’s sovereignty, the State Department allowed American citizens born in Taiwan to record “Taiwan” as their place of birth. See id. The present case is different from the Taiwan example. The State Department here has determined that recording Israel as the place of birth for United States citizens born in Jerusalem misstates the terms of this country’s recognition of Israel.
“[I]t remains a basic principle of our constitutional scheme that one branch of the government may not intrude upon the central prerogatives of another.” Loving v. United States,
