Defendants-appellees Halliburton Company, et al. (“Halliburton”), move this court to recall the mandate, issued pursuant to our amended opinion in this case, Zipfel v. Halliburton Co.,
1. Authority to Recall Mandate
The authority of a Court of Appeals to recall its mandate is clear. Aerojet-General Corp. v. American Arbitration Association,
When a decision of the Supreme Court “departs in some pivotal aspects” from a decision of a federal appeals court, recall of a mandate may be warranted to the extent necessary “ ‘to protect the integrity’ ” of the court of appeals’ prior judgment. American Iron and Steel,
The recent Supreme Court decision in Chick Kam Choo departs in a pivotal aspect from our decision of the injunction issue in this case. The effect of this departure is to overrule our resolution of the injunction issue, at least in part. We, therefore, exercise our power to recall the mandate and amend the opinion “[bjecause of an overpowering sense of fairness and a firm belief that this is the exceptional case requiring recall of the mandate in order to
2. Variance Between Chick Kam Choo and This Case
a. Supreme Court Analysis in Chick Kam Choo
As in the present case, Chick Kam Choo involved application of the third exception to the Anti-Injunction Act, 28 U.S.C. § 2283 (1982). Under this exception, a federal district court may grant an injunction staying relitigation in state court “to protect or effectuate its judgments.”
The facts in Chick Kam Choo are similar to those presented in this case. In Chick Kam Choo, a Singapore resident was killed in Singapore while repairing a ship owned by the foreign subsidiary of a United States corporation. His widow brought suit in federal district court in Texas. She presented claims under the Jones Act, 46 U.S.C.App. § 688 (1982), the Death on the High Seas Act (“DOHSA”), 46 U.S.C.App. § 761 et seq. (1982), the general maritime law of the United States, and the Texas Wrongful Death Statutes, Tex.Civ.Prac. & Rem.Code Ann. §§ 71.001-71.031 (1986). Chick Kam Choo,
[T]he District Court applied factors identified in Lauritzen [v. Larsen,345 U.S. 571 ,73 S.Ct. 921 ,97 L.Ed. 1254 ] and Hellenic Lines Ltd. v. Rhoditis,398 U.S. 306 ,90 S.Ct. 1731 ,26 L.Ed.2d 252 (1970), to the choice-of-law question and concluded that the “statutory and maritime law of the United States should not be applied.” App. 32. This conclusion led the court to grant summary judgment on [the widow’s] general maritime law claim, as well as to consider whether dismissal of the rest of the case was warranted under the doctrine of forum non conveniens. After reviewing the various factors set out in [Gulf Oil Corp. v. Gilbert,330 U.S. 501 ,67 S.Ct. 839 ,91 L.Ed. 1055 (1947)], the court concluded that dismissal was appropriate and accordingly granted [defendants’] motion to dismiss on forum non conve-niens grounds, provided [defendants] submit to the jurisdiction of the Singapore courts. The Court of Appeals for the Fifth Circuit affirmed. Chick Kam Choo v. Exxon Corp.,699 F.2d 693 , cert. denied,464 U.S. 826 ,104 S.Ct. 98 ,78 L.Ed.2d 103 (1983).
Chick Kam Choo,
Instead of filing suit in Singapore, the widow filed suit in Texas state court. She eschewed her federal law claims and proceeded in state court solely on her state law and Singapore law claims.
Addressing the relitigation exception to the Anti-Injunction Act, the Court in Chick Kam Choo stated:
The relitigation exception was designed to permit a federal court to prevent state litigation of an issue that previously was presented to and decided by the federal court. It is founded in the well-recognized concepts of res judicata and collateral estoppel.
Chick Kam Choo at 1690. The Court pointed out that while the district court had resolved the forum non conveniens issue on the basis of federal law, it had not done so under Texas state law. And, as “the Court of Appeals expressly recognized ... the Texas courts would apply a significantly different forum non conveniens analysis.” Id. at 1691 (citing the Fifth Circuit’s decision in Exxon Corporation v. Chick Kam Choo,
The Court then turned to a consideration of the two claims the widow was attempting to prosecute in her Texas state court proceeding: a claim under Texas state law and a claim under Singapore law. The district court had decided, applying federal choice-of-law principles, that the law of Singapore controlled the litigation. This decision necessarily precluded the application of Texas law; therefore, the relit-igation exception applied to this issue, and an injunction which would prevent relit-igation of this issue would be permissible under the relitigation exception to the Anti-Injunction Act. Id.
b. Our Prior Analysis of the Anti-Injunction Act
In our amended Zipfel opinion reported at
In Zipfel, the district court applied federal choice-of-law principles and decided that foreign law applied to the claims of the foreign seamen. It also dismissed these claims based on federal forum non conve-niens principles. We reasoned that because the defendants had “prevailed on a procedural point pertaining to the propriety of the prosecution of the foreign seamen’s lawsuit,” the district court’s forum non conveniens decision was not a judgment on the merits and therefore the relitigation exception to the Anti-Injunction Act did not apply. Id. at 1488. Based on this analysis, we vacated the portion of the
Chick Kam Choo teaches us that we applied the wrong analysis to the injunction as it applied to the claims of the foreign seamen. Like Chick Kam Choo, the choice-of-law issue in Zipfel was decided by the district court. The district court in our Zipfel case decided that foreign law applied to the claims of the foreign seamen. In Chick Kam Choo the district court decided that the law of Singapore applied to the widow’s claim. Just as in Chick Kam Choo, the decision by the district court in our Zipfel case “necessarily precludes the application of Texas law....” Chick Kam Choo
In Chick Kam Choo, the Court did not rewrite the injunction. It remanded the case to the district court to enable that court to consider whether any injunction should issue, and if so, how that injunction should be tailored to conform to the Anti-Injunction Act. We do the same in this case.
CONCLUSION
The mandate in this case is recalled.
Our opinion in Zipfel v. Halliburton Co.,
The third exception to the Anti-Injunction Act will support an injunction in this case, but one which is more narrow than that granted by the district court. The district court decided that foreign law applied to the claims of the foreign seamen. This decision necessarily precludes the application of Texas law to the claims of the foreign seamen. As the Supreme Court held in Chick Kam Choo v. Exxon Corp., — U.S.-,
The second paragraph under the heading “CONCLUSION” at page 1489 of the prior Zipfel opinion (
The injunction enjoining the foreign seamen from prosecuting their claims in the state courts of Texas or any other court in the United States is too broad. See Chick Kam Choo
Notes
. The Anti-Injunction Act provides:
A court of the United States may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.
28 U.S.C. § 2283 (1982).
. The Texas Constitution contains an “open courts” provision which forbids state courts from applying any forum non conveniens analysis to a petitioner’s case brought under a wrongful death statute. Texas Constitution Art. I, § 13, reflected in Texas Wrongful Death Statutes, Tex.Civ.Prac. & Rem. Code Ann. § 71.031 (1986).
.The injunction in Chick Kam Choo provided that the plaintiff and her attorney were enjoined from “prosecuting or commencing any causes of action or claims against [defendants] in the courts of the State of Texas or any other state ... arising out of or related to the alleged wrongful death of [plaintiffs deceased husband].” Chick Kam Choo at 1688. In our case, the district court enjoined the plaintiffs and their attorneys from "filing and/or prosecuting actions in the state courts of Texas or any other court in the United States ... arising out of the air crash on April 28, 1981_” Zipfel at 1487-88.
