After his absentee ballot was rejected in the 2004 general election, Bruce Zessar filed suit alleging that his due process rights were violated because election officials failed to provide him with notice and a hearing prior to rejecting his ballot. The district court granted in part his motion for summary judgment, but before it entered final judgment, the Illinois General Assembly amended the portions of the state’s Election Code addressing absentee voting. Notwithstanding this amendment, the district court entered final judgment in favor of Zessar declaring unconstitutional the Code as it stood prior to amendment. The district court also deemed Zessar a prevailing party entitled to attorney’s fees under 42 U.S.C. § 1988. The defendants appeal. Because we conclude that the amendment of the Election Code mooted Zessar’s challenge to the pre-amendment Code, and that the district court’s conclusion that Zessar was a prevailing party was in error, we vacate those portions of the judgment and remand for partial dismissal.
I.
Bruce Zessar resides and is registered to vote in Lake County, Illinois. Zessar submitted an absentee ballot intending to vote absentee in the general electiоn held on November 2, 2004. His ballot was rejected because of a belief that the signatures on his absentee ballot application and ballot envelope did not match. Election officials concede that Zessar’s vote was rejected in error, and did not count in the election. Making matters worse, Zessar was not notified that his ballot had been rejected until he received a postcard explaining the basis for the rejection in mid-January 2005. The parties agree that during the period between election day and the canvass, which was held on November 17, 2004, and rendered the election results final, Zessar had no opportunity to challenge the rejection or otherwise rehabilitate his ballot.
The circumstances surrounding the rejection of Zessar’s ballot arose under Article Nineteen of the Illinois Election Code, which covers absentee voting, as it stood in
Zessar filed a class action complaint on behalf of himself and all other similarly situated voters against Willard R. Helan-der, Lake County Clerk, the members of the Lake County Board (“Helander,” collectively), and the members of the Illinois State Board of Elections (“Stаte Board”). Zessar alleged that the Election Code’s failure to provide for notice and a hearing before the rejection of his absentee ballot violated his due process rights as protected by the Fourteenth Amendment to the United States Constitution. 1 On March 13, 2006, the district court entered an order denying the defendants’ motion for summary judgment and granting, in part, Zessar’s motion for summary judgment. The court determined that the Election Code’s failure to provide for notice and a hearing violated the Due Process Clause, and that Zessar was entitled to prospective injunctive relief. The court also held that the economic damages Zessar sought were not an appropriate remedy, and that any equitable relief beyond implementing a lawful absentee voting system was not warranted. The district court did not enter judgment on its ruling, however, instead directing the parties to file proposed procedures for providing notice and a pre-deprivation hearing to voters whose absentee ballots were rejected.
Three days later, Zessar filed an emergency motion for an injunction asking the district court to enjoin enforcement of the unconstitutional portions of the Election Code in the Illinois primary elections which were going to take place on March 21, 2006. For reasons not appearing in
While the parties’ proposed procedures for handling absentee balloting were under consideration by the district court, the Illinois General Assembly passed Public Act 94-1000 (“Act”) amending provisions of the Election Code such аs the procedure for selecting election judges, 10 ILCS 5/13-1 (2006), handling challenges at polling places, 10 ILCS 5/18-5 (2006), and counting provisional ballots, 10 ILCS 5/18A-15 (2006). See Ill. Public Act 94-1000, § 5 (2006). More significantly for this case, the Act also amended the procedures for absentee voting. The amendments, which took effect on July 3, 2006, provided that if a mail-in absentee ballot was rejected for one of the reasons stated above, the election authority had to notify the voter of the rejection “within 2 days after the rejection but in all cases before the close of the period of counting provisional ballots.” 10 ILCS 5/19 — 8(g—5) (2006). This notice had to state the reason for the rejection, and notify the voter that he could appear before the election authority on or before the fourteenth day after the election to show cause why the ballot should not be rejected. Id. Review of the voter’s challenge would be undertaken by a panel of three judges appointed for that purpose. Id. The judges could review the contested ballots, envelopes, applications, and any other evidence submitted by the voter. Id. The final determination on a ballot’s validity was not reviewable, and ballots determined to be valid were added to the vote tally for their precincts. Id.
The defendants moved to dismiss Zes-sar’s suit as moot based upon these amendments. Zessar opposed dismissal, and argued that the amendments did not moot the suit because they still did not provide sufficient due process to absentee voters. The district court denied the motion on October 10, 2006. In denying the motion, it expressed concern regarding absentee voters who would be absent from their precincts for an extended period of time, due to overseas deployment or otherwise, becаuse they would be unable to appear in person before the three-judge panel. The court was also concerned that local election officials might not be prepared to implement the three-judge panels. On October 20, 2006, in anticipation of the upcoming election and echoing the concerns expressed by the district court, Zes-sar moved for an emergency injunction prohibiting the defendants from rejecting any absentee ballots under the Election Code as it then stood. This motion was denied by the district court on October 26, 2006.
On June 11, 2007, the district court entered a final judgment containing four conclusions. First, the district court stated that “[t]he prior version of 10 ILCS 5/19-8 is unconstitutional because it failed to provide due process to the absentee voter.” Second, the court concluded that Zessar qualified as a prevailing party based on its earlier partial grant of Zessar’s motion for summary judgment and the Illinois General Assembly’s subsequent amendment of the Election Code. Next, the court cited statistics from the 2006 election showing the large number of challenges brought by absentee voters whose ballots were rejected and the high rate of success they had in challenging rejection. Even though the court still entertained reservations about the sufficiency of the protections afforded to voters absent from their precincts for extended periods, the statistics did not reveal that any such voter attempted to challenge a ballot rejection. Accordingly, the court expressly declined to enter judgment
Helander and the State Board filed separate appeals which have been consolidated for our review. Helander challenges the district court’s substantive determination that the pre-amendment Election Code violated the Due Process Clаuse. The State Board argues that Zessar’s challenge to the Election Code as it stood prior to its amendment in July 2006 was mooted by the Code’s amendment. This mootness, the State Board argues, left the district court without jurisdiction to enter final judgment on the constitutionality of the pre-amendment provisions. Additionally, the State Board asserts that Zessar is not a prevailing party under 42 U.S.C. § 1988, and that the district court erred in declaring him such and awarding him attorney’s fees. The district court’s conclusions regarding the post-amendment Election Code have not been presented to us for review.
II.
It is fundamental to the exercise of judicial power under Article III of the United States Constitution that “federal courts may not give opinions upon moot questions or abstract propositions.”
Protestant Mem’l Med. Ctr., Inc. v. Maram,
We have previously held that any dispute over the constitutionality of a statute becomes moot if a new statute is enacted in its place during the pendency of the litigation, and the plaintiff seeks only prospective relief.
2
See MacDonald v. City of Chicago,
What was true during the litigation below remains true on appeal. “[The] case-or-controversy requirement subsists through all stages of federal proceedings, trial and appellate.”
Lewis v. Cont'l Bank Corp.,
There is an exception to the rule that legislative correction of a challenged statute moots a challenge to the statute as it stood prior to amendment. Amendment or repeal of a challenged statute “ ‘does not deprive a federal court of its power to determine the legality of the practice’ unless it is ‘absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.’ ”
Buckhannon Bd. and Cаre Home, Inc. v. W. Va. Dep’t of Health and Human Res.,
Zessar argues that his challenge to the pre-amendment Election Code is not moot because there is no assurance that Illinois will not reenact that version of the Code, and because the new provisions retain some of the previous infirmities. However, this case presents neither of the features that normally lead courts to discount the genuineness of an amendment, namely the enactment, or intended enactment, of the same statute, or a statute substantially similar to the one challenged.
See N.E. Fla. Chapter of the Assoc. Gen. Contractors of Am. v. City of Jacksonville,
Moreover, the amended Code is not substantially similar to the challenged provisions of the pre-amendment Code. The practice challenged by Zessar was the rejection of absentee ballots without notice and a hearing at which voters could challenge that rejection. That practice is remedied under the new version of the code. Zessar may disagree with the extent and sufficiency of the remedy, but the district court concluded that there was no ripe basis for challenging the new version of the Code, and Zessar did not appeal that decision. Because the post-amendment Code is not substantially similar to the provisions Zessar challenged in bringing suit, and there is no indication that the defendants plan to reenact the Code as it stood prior to amendment, Zessar’s argument that his challеnge to the pre-amendment Code remains live fails.
See Fed’n of Adver. Indus. Representatives,
We are cognizant of the resources that were invested, both by the district court and the parties, in litigating and ruling on Zessar’s challenge to the pre-amendment Election Code. Those efforts, however, cannot maintain the challenge as a live controversy where it involves a statute no longer in existеnce and with no indication that the challenged practice will continue. We conclude that Zessar’s challenge to the pre-amendment Election Code is moot. The district court’s final judgment should be vacated to the extent that it passes judgment on the pre-amendment Election Code, and that portion of the case below should be dismissed as moot.
Miller v. Benson,
With our conclusion that Zessar’s challenge to the pre-amendment Election Code is moot, the only issue remaining on appeal is whether the district court erred in naming Zessar a prevailing party. Courts are authorized tо award reasonable attorney’s fees to prevailing parties in suits, like this one, brought pursuant to 42 U.S.C. § 1983. 42 U.S.C. § 1988(b). It is well-established that “prevailing party” as used in federal fee-shifting statutes like § 1988 includes only those parties that have achieved a “judicially sanctioned change in the legal relationship of the parties.” Buc
khannon,
A party is considered prevailing for § 1988 purposes when the court enters final judgment in its favor on some portion of the merits of its claims.
Buckhannon,
The heart of the parties’ dispute boils down to whether or not this case is controlled by our application of these principles in
Palmetto Properties, Inc. v. County of DuPage,
[i]t would defy reason and contradict the definition of “prevailing party” under Buckhannon and our subsequent precedent to hold that simply because the district court аbstained from entering a final order formally closing the case — a result of the Defendant’s assertions that it would repeal the challenged portion of the ordinance — Palmetto somehow did not obtain a “judicially sanctioned change” in the parties’ legal relationship.
Id. at 549-50.
While this case is distinct from
Palmetto
in a number of ways which we address below, we begin with one obvious way it is similar — -after finding a statute unconstitutional, the district court did not enter final judgment before the challenged provision was amended or repealed. This situation gives a plaintiff a hurdle to overcome if he is to show that he is a prevailing party because the Supreme Court has repeatedly held that, other than a settlement made enforceable under a consent decree, a final judgment on the merits is the normative judicial act that creates a prevailing party.
See Sole v. Wyner,
— U.S.-,
We did not undercut this final judgment requirement in
Palmetto,
but rather applied it based on the finality surrounding the district court’s order granting a motion for summary judgment. There, the court’s ruling was succinct and easily enforceable — the forest preserve provision was unconstitutional, and the defendants were enjoinеd from enforcing it.
Palmetto,
Here, the district court’s partial grant of summary judgment lacked the finality exhibited in
Palmetto.
Upon entering its decision regarding the constitutionality of the pre-amendment Election Code, the district court directed the parties to submit proposed procedures for providing timely notice and pre-deprivation hearings to absentee voters whose ballots were rejected. There was no way to enforce this grant of partial summary judgment because the defendants were not directed to do, or refrain from doing, anything.
See Farrar,
Additionally, when the plaintiffs in
Palmetto
prevailed at the summary judgment stage and the defendant repealed the forest preserve provision, the defendant removed “the only provision which effectively prevented [the plaintiffs] from operating [their] nightclub,”
Palmetto,
His dissatisfaction with the amendments notwithstanding, Zessar argues that they qualified him as a prevailing party because they were enacted not only following the district court’s partial summary judgment order, but because of it. In support, Zes-sar points to statements made during the floor debate in the General Assembly that the amendment originated “from clerks across the state,” and “comes from a court case held in Lake County.” It is true that the district court’s partial summary judgment order likely put the interested par
In sum, our decision in Palmetto should be read in conjunction with the principles set forth by the Supreme Court and our prior cases for determining when a plaintiff is a prevailing party for the purpose of awarding attorney’s fees under § 1988. Normally, such a determination will require a final judgment on the merits or a consent decree. Id. Cases will sometimes arise where, despite there being no final judgment or consent decree, the legal relationship of the parties will be changed due to a defendant’s change in conduct brought about by a judicial act exhibiting sufficient finality. Palmetto was such a case. This is not, and we therefore reverse the district court’s determination that Zessar was a prevailing party entitled to attorney’s fees under § 1988.
III.
We conclude that the amendment of the Illinois Election Code by the Illinois General Assembly in Public Act 94-1000 mooted Zessar’s challenge to the Code as it stood prior to the amendment. There is nothing in the record indicating that the amendment was not genuine, nor that the defendants intended to return to the challenged practice. Additionally, we conclude that Zessar did not achieve a judicially sanctioned change in his legal relationship with the defendants, and that the amendment of the Election Code was а multifaceted change initiated by the General Assembly partially in response to Zessar’s lawsuit. Accordingly, the district court’s judgment is Vacated to the extent it passed on the constitutionality of the Illinois Election Code as it stood prior to July 3, 2006, and to the extent it declares Zes-sar a prevailing party entitled to fees under 42 U.S.C. § 1988. We Remand with instructions to dismiss Zessar’s challenge to the pre-amendment Election Code as moot.
Notes
. The district court certified both a plaintiffs’ class, made up of Illinois registered voters whose submitted absentee ballots were rejected prior to the canvass without notice and a hearing, and a defendants' class, made up of all Illinois county election officials operating under the authority of the Illinois Election Code. For ease of discussion, we will refer to Zessar, the class representative, when speaking of the plaintiffs' class.
. Zessar sought damages in his complaint, and if that claim was still pending it would have left alive the question of his entitlement to damages based on enforcement of the pre-amendment Code. However, the district court denied all relief other than "implementing a constitutional absentee voting system” when it granted in part Zessar's motion for summary judgment. Zessar did not appeal that decision.
