MELISSA ZARDA, co-independent executor of the estate of Donald Zarda, and WILLIAM ALLEN MOORE, JR., co-independent executor of the estate of Donald Zarda, Plaintiffs-Appellants, v. ALTITUDE EXPRESS, INC., doing business as SKYDIVE LONG ISLAND, and RAY MAYNARD, Defendants-Appellees.
Docket No. 15-3775
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
February 26, 2018
Argued: September 26, 2017
August Term, 2017; (en banc)
KATZMANN, Chief Judge, JACOBS, CABRANES, POOLER, SACK, RAGGI, HALL, LIVINGSTON, LYNCH, CHIN, LOHIER, CARNEY, and DRONEY, Circuit Judges.*
* Judge Sack and Judge Lynch, who are senior judges, are eligible to participate in this en banc pursuant to
JACOBS, J., filed a concurring opinion.
CABRANES, J., filed an opinion concurring in the judgment.
SACK, J., filed a concurring opinion.
LOHIER, J., filed a concurring opinion.
LYNCH, J., filed a dissenting opinion in which LIVINGSTON, J., joined as to Parts I, II, and III.
LIVINGSTON, J., filed a dissenting opinion.
RAGGI, J., filed a dissenting opinion.
Donald Zarda brought this suit against his former employer alleging, inter alia, sex discrimination in violation of Title VII of the Civil Rights Act of 1964 (“Title VII“),
We convened this rehearing en banc to consider whether Title VII prohibits discrimination on the basis of sexual orientation such that our
GREGORY ANTOLLINO, New York, NY (Stephen Bergstein, Bergstein & Ullrich, LLP, Chester, NY, on the brief), for Plaintiffs-Appellants.
SAUL D. ZABELL, Zabell & Associates, P.C., Bohemia, NY, for Defendants-Appellees.
JEREMY HOROWITZ (James L. Lee, Deputy General Counsel, Jennifer S. Goldstein, Associate General Counsel, and Anne Noel Occhialino, Senior Appellate Attorney, on the brief), Equal Employment Opportunity Commission, Washington, DC, for Amicus Curiae Equal Employment Opportunity Commission, in support of Plaintiffs-Appellants.
GREGORY R. NEVINS (Michael D.B. Kavey, Attorney at Law, Brooklyn, NY; Omar Gonzalez-Pagan and Sharon M. McGowan, on the brief), Lambda Legal Defense and Education Fund, Inc., New York, NY, for Amicus Curiae Lambda Legal Defense and Education Fund, Inc., Atlanta, GA, in support of Plaintiffs-Appellants.
HASHIM M. MOOPPAN (Chad A. Readler and Tom Wheeler, Acting Assistant Attorneys General, Charles W. Scarborough and Stephen R. Marcus, Attorneys, on the brief), United States Department of Justice, Washington, DC, for Amicus Curiae United States of America, in support of Defendants-Appellees.
ADAM K. MORTARA, Bartlit Beck Herman Palenchar & Scott LLP,
Erin Beth Harrist and Christopher Dunn, New York Civil Liberties Union Foundation, New York, NY; Fatima Goss Graves, National Women‘s Law Center, Washington, DC; Ria Tabacco Mar, Leslie Cooper, James D. Esseks, Lenora M. Lapidus, and Gillian L. Thomas, American Civil Liberties Union Foundation, New York, NY, for Amici Curiae American Civil Liberties Union; New York Civil Liberties Union; National Women‘s Law Center; 9to5, National Association of Working Women; A Better Balance; California Women‘s Law Center; Equal Rights Advocates; Feminist Majority Foundation; Gender Justice; Legal Voice; National Organization for Women (NOW) Foundation; National Partnership for Women & Families; Southwest Women‘s Law Center; Women Employed; Women‘s Law Center of Maryland, Inc.; and Women‘s Law Project, in support of Plaintiffs-Appellants.
Richard E. Casagrande, Robert T. Reilly, Wendy M. Star, and Christopher Lewis, New York State United Teachers, Latham, NY, for Amicus Curiae New York State United Teachers, in support of Plaintiffs-Appellants.
Richard Blum and Heidi Cain, The Legal Aid Society, New York, NY, for Amicus Curiae The Legal Aid Society, in support of Plaintiffs-Appellants.
Alice O‘Brien, Eric A. Harrington, and Mary E. Deweese, National Education Association, Washington, DC, for Amicus Curiae The National Education Association, in support of Plaintiffs-Appellants.
Mary Bonauto, GLBTQ Legal Advocates & Defenders, Boston, MA; Christopher Stoll, National Center for Lesbian Rights, San Francisco, CA; Alan E. Shoenfeld, David M. Lehn, and Christopher D. Dodge, Wilmer Cutler Pickering Hale and
Thomas W. Burt, Microsoft Corporation, Redmond, WA; Sigismund L. Sapinski, Jr., Sun Life Financial (U.S.) Services Company, Inc., Windsor, CT; Todd Anten, Justin T. Reinheimer, and Cory D. Struble, Quinn Emanuel Urquhart & Sullivan, LLP, New York, NY, for Amici Curiae AdRoll, Inc.; Ben & Jerry‘s; Beterment; Boston Community Capital; Brandwatch; CBS Corporation; Citrix Systems, Inc.; City Winery; Davis Steadman Ford & Mace, LLC; DoorDash, Inc.; Dropbox, Inc.; Eastern Bank; Edelman; FiftyThree, Inc.; Freedom for All Americans Education Fund; Google Inc.; Greater Burlington Industrial Corporation; Gusto; Harvard Pilgrim Health Care, Inc.; IAC/InterActiveCorp; IHS Markit Ltd.; Indiegogo; INUS Group LLC; Johnston, Kinney & Zulaica LLP; Kargo; KEO Marketing Inc.; Kickstarter, PBC; Levi Strauss & Co.; Linden Lab; Lyft, Inc.; Mapbox, Inc.; National Gay & Lesbian Chamber of Commerce; OBOX Solutions; On 3 Public Relations; Physician‘s Computer Company; Pinterest; Puma Springs Vineyards; Quora Inc.; S&P Global Inc.; Salesforce; Shutterstock, Inc.; Spotify; Thumbtack; TodayTix; Trust Company of Vermont; Vermont Gynecology; Viacom, Inc.; and Wealthfront Inc., in support of Plaintiffs-Appellants.
Peter T. Barbur, Cravath, Swaine & Moore LLP, New York, NY, for Amici Curiae Sen. Jeffrey A. Merkley, Sen. Tammy Baldwin, Sen. Cory A. Booker, and Rep. David N. Cicilline, in support of Plaintiffs-Appellants.
Matthew Skinner, LGBT Bar Association of Greater New York (“LeGaL“), New York, NY, for Amici Curiae LGBT Bar Association of Greater New York (“LeGaL“), Anti-Defamation League, Asian American Bar Association of New York,
Eric T. Schneiderman, Attorney General, Barbara D. Underwood, Solicitor General, Steven C. Wu, Deputy Solicitor General, Andrew W. Amend, Senior Assistant Solicitor General of Counsel, State of New York, New York, NY; George Jepsen, Attorney General, State of Connecticut, Hartford, CT; Thomas J. Donovan, Jr., Attorney General, State of Vermont, Montpelier, VT, for Amici Curiae State of New York, State of Connecticut, and State of Vermont, in support of Plaintiffs-Appellants.
Joseph W. Miller, U.S. Justice Foundation, Ramona, CA; William J. Olson, Herbert W. Titus, Robert J. Olson, and Jeremiah L. Morgan, William J. Olson, P.C., Vienna, VA, for Amici Curiae Conservative Legal Defense and Education Fund, Public Advocate of the United States, and United States Justice Foundation, in support of Defendants-Appellees.
Kimberlee Wood Colby, Christian Legal Society, Springfield, VA, for Amici Curiae Christian Legal Society and National Association of Evangelicals, in support of Defendants-Appellees.
KATZMANN, Chief Judge:
Donald Zarda,1 a skydiving instructor, brought a sex discrimination claim
At the time Simonton and Dawson were decided, and for many years since, this view was consistent with the consensus among our sister circuits and the position of the Equal Employment Opportunity Commission (“EEOC” or “Commission“). See, e.g., Kalich v. AT&T Mobility, LLC, 679 F.3d 464, 471 (6th Cir. 2012); Prowel v. Wise Bus. Forms, Inc., 579 F.3d 285, 289 (3d Cir. 2009); Medina v. Income Support Div., 413 F.3d 1131, 1135 (10th Cir. 2005); Hamner v. St. Vincent Hosp. & Health Care Ctr., Inc., 224 F.3d 701, 704 (7th Cir. 2000); Higgins v. New Balance Athletic Shoe, Inc., 194 F.3d 252, 259 (1st Cir. 1999);3 Wrightson v. Pizza Hut of Am., Inc., 99 F.3d 138, 143 (4th Cir. 1996); Williamson v. A.G. Edwards & Sons, Inc., 876 F.2d 69, 70 (8th Cir. 1989) (per curiam); Blum v. Gulf Oil Corp., 597 F.2d 936, 938 (5th Cir. 1979) (per curiam); see also Johnson v. Frank, EEOC Decision No. 01911827, 1991 WL 1189760, at *3 (Dec. 19, 1991). But legal doctrine evolves and in 2015 the EEOC held, for the first time, that “sexual orientation is inherently a ‘sex-based consideration;’ accordingly an allegation of discrimination based on sexual orientation is necessarily an allegation of sex discrimination under Title VII.” Baldwin v. Foxx, EEOC Decision No. 0120133080, 2015 WL 4397641, at *5 (July 15, 2015) (quoting Price Waterhouse v. Hopkins, 490 U.S. 228, 242 (1989) (plurality opinion)). Since then, two circuits have revisited the question of whether claims of sexual orientation discrimination are viable under Title VII. In March 2017, a divided panel of the Eleventh Circuit declined to recognize such a
Taking note of the potential persuasive force of these new decisions, we convened en banc to reevaluate Simonton and Dawson in light of arguments not
We therefore VACATE the district court‘s judgment on Zarda‘s Title VII claim and REMAND for further proceedings consistent with this opinion. We AFFIRM the judgment of the district court in all other respects.
BACKGROUND
The facts and procedural history of this case are discussed in detail in our prior panel decision. See Zarda v. Altitude Express, 855 F.3d 76, 79-81 (2d Cir. 2017). We recite them only as necessary to address the legal question under consideration.
In the summer of 2010, Donald Zarda, a gay man, worked as a sky-diving instructor at Altitude Express. As part of his job, he regularly participated in tandem skydives, strapped hip-to-hip and shoulder-to-shoulder with clients. In an environment where close physical proximity was common, Zarda‘s coworkers routinely referenced sexual orientation or made sexual jokes around clients, and Zarda sometimes told female clients about his sexual orientation to
One month later, Zarda filed a discrimination charge with the EEOC concerning his termination. Zarda claimed that “in addition to being discriminated against because of [his] sexual orientation, [he] was also discriminated against because of [his] gender.” Special Appendix (“S.A.“) 3. In particular, he claimed that “[a]ll of the men at [his workplace] made light of the intimate nature of being strapped to a member of the opposite sex,” but that he
In September 2010, Zarda brought a lawsuit in federal court alleging, inter alia, sex stereotyping in violation of Title VII and sexual orientation discrimination in violation of New York law. Defendants moved for summary judgment arguing that Zarda‘s Title VII claim should be dismissed because, although “Plaintiff testifie[d] repeatedly that he believe[d] the reason he was terminated [was] because of his sexual orientation . . . [,] under Title VII, a gender stereotype cannot be predicated on sexual orientation.” Dist. Ct. Dkt. No. 109 at 3 (citing Simonton, 232 F.3d at 35). In March 2014, the district court granted summary judgment to the defendants on the Title VII claim. As relevant here, the district court concluded that, although there was sufficient evidence to permit plaintiff to proceed with his claim for sexual orientation discrimination under New York law, plaintiff had failed to establish a prima facie case of gender stereotyping discrimination under Title VII.
While Zarda‘s remaining claims were still pending, the EEOC decided Baldwin, holding that “allegations of discrimination on the basis of sexual orientation necessarily state a claim of discrimination on the basis of sex.” 2015
Zarda‘s surviving claims, which included his claim for sexual orientation discrimination under New York law, went to trial, where defendants prevailed.
The panel held that “Zarda‘s [federal] sex-discrimination claim [was] properly before [it] because [his state law claim was tried under] a higher standard of causation than required by Title VII.” Zarda, 855 F.3d at 81. However, the panel “decline[d] Zarda‘s invitation to revisit our precedent,” which “can only be overturned by the entire Court sitting in banc.” Id. at 82. The Court subsequently ordered this rehearing en banc to revisit Simonton and Dawson‘s holdings that claims of sexual orientation discrimination are not cognizable under Title VII.
DISCUSSION
I. Jurisdiction
We first address the defendants’ challenge to our jurisdiction. Article III of the Constitution grants federal courts the authority to hear only “Cases” and
Irrespective of whether defendants’ argument is actually jurisdictional,4 its factual premises are patently contradicted by both the record and the position defendants advanced below. Zarda‘s EEOC complaint explained that he was “making this charge because, in addition to being discriminated against because of [his] sexual orientation, [he] was also discriminated against because of [his] gender.” S.A. 3.5 Zarda specified that his supervisor “was hostile to any
Defendants plainly understood Zarda‘s complaint to have raised a claim for sexual orientation discrimination under Title VII. In their motion for summary judgment, defendants argued that Zarda‘s claim “relies on the fact that Plaintiff is homosexual, not that he failed to comply with male gender norms. Thus, Plaintiff[] merely attempts to bring a defective sexual orientation claim
Having interpreted Zarda‘s Title VII claim as one for sexual orientation discrimination for purposes of insisting that the claim be dismissed, defendants cannot now argue that there is no sexual orientation claim to prevent this Court from reviewing the basis for the dismissal. Both defendants and the district court clearly understood that Zarda had alleged sexual orientation discrimination under Title VII. As a result, Zarda‘s Title VII claim is neither unexhausted nor unpled, and so it may proceed.6
II. Sexual Orientation Discrimination
A. The Scope of Title VII
“In passing Title VII, Congress made the simple but momentous announcement that sex, race, religion, and national origin are not relevant to the
It shall be an unlawful employment practice for an employer . . . to fail or refuse to hire or to discharge . . . or otherwise to discriminate against any individual with respect to his [or her] compensation, terms, conditions, or privileges of employment, because of such individual‘s race, color, religion, sex, or national origin . . . .
In deciding whether Title VII prohibits sexual orientation discrimination, we are guided, as always, by the text and, in particular, by the phrase “because of . . . sex.” However, in interpreting this language, we do not write on a blank
Recognizing that Congress intended to make sex “irrelevant” to employment decisions, Griggs, 401 U.S. at 436, the Supreme Court has held that Title VII prohibits not just discrimination based on sex itself, but also discrimination based on traits that are a function of sex, such as life expectancy, Manhart, 435 U.S. at 711, and non-conformity with gender norms, Price Waterhouse, 490 U.S. at 250-51. As this Court has recognized, “any meaningful regime of antidiscrimination law must encompass such claims” because, if an employer is “‘[f]ree to add non-sex factors, the rankest sort of discrimination‘” could be worked against employees by using traits that are associated with sex as
With this understanding in mind, the question before us is whether an employee‘s sex is necessarily a motivating factor in discrimination based on sexual orientation. If it is, then sexual orientation discrimination is properly understood as “a subset of actions taken on the basis of sex.” Hively, 853 F.3d at 343.7
B. Sexual Orientation Discrimination as a Subset of Sex Discrimination
We now conclude that sexual orientation discrimination is motivated, at
1. Sexual Orientation as a Function of Sex
a. “Because of . . . sex”
We begin by considering the nature of sexual orientation discrimination. The term “sexual orientation” refers to “[a] person‘s predisposition or inclination toward sexual activity or behavior with other males or females” and is subsets of sex discrimination.
Choosing not to acknowledge the sex-dependent nature of sexual orientation, certain amici contend that employers discriminating on the basis of sexual orientation can do so without reference to sex.9 In support of this assertion, they point to Price Waterhouse, where the Supreme Court observed that one way to discern the motivation behind an employment decision is to consider whether, “if we asked the employer at the moment of the decision what its reasons were and if we received a truthful response, one of those reasons would be” the applicant or employee‘s sex. 490 U.S. at 250. Relying on this language, these amici argue that a “truthful” response to an inquiry about why an employee was fired would be “I fired him because he is gay,” not “I fired him because he is a man.” But this semantic sleight of hand is not a defense; it is a
The argument has also been made that it is not “even remotely plausible that in 1964, when
In 1974, a district court dismissed a female employee‘s claim for sexual harassment reasoning that “[t]he substance of [her] complaint [was] that she was discriminated against, not because she was a woman, but because she refused to engage in a sexual affair with her supervisor.” Barnes v. Train, No. 1828-73, 1974 WL 10628, at *1 (D.D.C. Aug. 9, 1974). The district court concluded that this conduct, although “inexcusable,” was “not encompassed by
The Supreme Court has also acknowledged that a “hostile work environment,” although it “do[es] not appear in the statutory text,” Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 752 (1998), violates
[
Title VII ‘s] language evinces a Congressional intention to define discrimination in the broadest possible terms. Congress chose neither to enumerate specific discriminatory practices, nor to elucidate in extenso the parameter of such nefarious activities. Rather, it pursued the path of wisdom by being unconstrictive, knowing that constant change is the order of our day and that the seemingly reasonable practices of the present can easily become the injustices of the morrow.
Rogers v. E.E.O.C., 454 F.2d 234, 238 (5th Cir. 1971). Stated differently, because Congress could not anticipate the full spectrum of employment discrimination that would be directed at the protected categories, it falls to courts to give effect to the broad language that Congress used. See Pullman-Standard v. Swint, 456 U.S. 273, 276 (1982) (”
The Supreme Court gave voice to this principle of construction when it held that
The dissent disagrees with this conclusion. It does not dispute our definition of the word “sex,” Lead Dissent at 21, nor does it argue that this word had a different meaning in 1964. Instead, it charges us with “misconceiv[ing] the
b. “But for” an Employee‘s Sex
Our conclusion is reinforced by the Supreme Court‘s test for determining whether an employment practice constitutes sex discrimination. This approach, which we call the “comparative test,” determines whether the trait that is the basis for discrimination is a function of sex by asking whether an employee‘s treatment would have been different “but for that person‘s sex.” Manhart, 435 U.S. at 711 (internal quotation marks omitted). To illustrate its application to sexual orientation, consider the facts of the recent Seventh Circuit case addressing a
The government,12 drawing from the dissent in Hively, argues that this is an improper comparison. According to this argument, rather than “hold[ing] everything constant except the plaintiff‘s sex” the Hively majority‘s comparison changed “two variables—the plaintiff‘s sex and sexual orientation.” 853 F.3d at 366 (Sykes, J., dissenting). In other words, the Seventh Circuit compared a lesbian woman with a heterosexual man. As an initial matter, this observation helpfully illustrates that sexual orientation is a function of sex. In the comparison, changing Hively‘s sex changed her sexual orientation. Case in point.
To understand how the test works in practice, consider Manhart. There, the Supreme Court evaluated the Los Angeles Department of Water‘s requirement that female employees make larger pension contributions than their male colleagues. 435 U.S. at 704–05. This requirement was based on mortality data indicating that female employees outlived male employees by several years and
We can also look to the Supreme Court‘s decision in Price Waterhouse. Although that case did not quote Manhart‘s “but for” language, it involved a similar inquiry: in determining whether discrimination based on particular traits was rooted in sex stereotypes, the Supreme Court asked whether a female accountant would have been denied a promotion based on her aggressiveness
The government‘s proposed approach to Hively, which would compare a woman attracted to people of the same sex with a man attracted to people of the same sex, adopts the wrong framing. To understand why this is incorrect, consider the mismatch between the facts in the government‘s comparison and the allegation at issue: Hively did not allege that her employer discriminated against women with same-sex attraction but not men with same-sex attraction. If she had, that would be classic sex discrimination against a subset of women. See Lead Dissent at 37 n.20. Instead, Hively claimed that her employer discriminated on the basis of sexual orientation. To address that allegation, the proper question is whether sex is a “motivating factor” in sexual orientation discrimination, see
The government further counters that the comparative test produces false positives in instances where it is permissible to impose different terms of employment on men and women because “the sexes are not similarly situated.”
A plaintiff alleging disparate treatment based on sex in violation of
Whether sex-specific bathroom and grooming policies impose disadvantageous terms or conditions is a separate question from this Court‘s inquiry into whether sexual orientation discrimination is “because of . . . sex,” and has no bearing on the efficacy of the comparative test.
Having addressed the proper application of the comparative test, we conclude that the law is clear: To determine whether a trait operates as a proxy for sex, we ask whether the employee would have been treated differently “but for” his or her sex. In the context of sexual orientation, a woman who is subject to an adverse employment action because she is attracted to women would have been treated differently if she had been a man who was attracted to women. We can therefore conclude that sexual orientation is a function of sex and, by extension, sexual orientation discrimination is a subset of sex discrimination.17
2. Gender Stereotyping
Viewing the relationship between sexual orientation and sex through the lens of gender stereotyping provides yet another basis for concluding that sexual orientation discrimination is a subset of sex discrimination. Specifically, this framework demonstrates that sexual orientation discrimination is almost invariably rooted in stereotypes about men and women.
Since 1978, the Supreme Court has recognized that “employment decisions cannot be predicated on mere ‘stereotyped’ impressions about the characteristics of males or females,” because
In Price Waterhouse, the Supreme Court concluded that adverse employment actions taken based on the belief that a female accountant should walk, talk, and dress femininely constituted impermissible sex discrimination. See 490 U.S. at 250–52 (plurality); see also id. at 259 (White, J., concurring in the judgment); id. at 272–73 (O‘Connor, J., concurring in the judgment).18 Similarly, Manhart stands for the proposition that “employment decisions cannot be predicated on mere ‘stereotyped’ impressions about the characteristics of males or females,” and held that female employees could not, by virtue of their status as women, be discriminated against based on the gender stereotype that women generally outlive men. 435 U.S. at 707–08, 711. Under these principles, employees
Accepting that sex stereotyping violates
This conclusion is further reinforced by the unworkability of Simonton and Dawson‘s holding that sexual orientation discrimination is not a product of sex stereotypes. Lower courts operating under this standard have long labored to distinguish between gender stereotypes that support an inference of impermissible sex discrimination and those that are indicative of sexual orientation discrimination. See generally Hively v. Ivy Tech Cmty. Coll., S. Bend, 830 F.3d 698, 705-09 (7th Cir. 2016) (panel op.) (collecting cases), vacated by Hively, 853 F.3d 339 (en banc). Under this approach “a woman might have a
The government resists this conclusion, insisting that negative views of those attracted to members of the same sex may not be based on views about gender at all, but may be rooted in “moral beliefs about sexual, marital and familial relationships.” Gov. Br. at 19. But this argument merely begs the question by assuming that moral beliefs about sexual orientation can be dissociated from beliefs about sex. Because sexual orientation is a function of sex, this is simply impossible. Beliefs about sexual orientation necessarily take sex into consideration and, by extension, moral beliefs about sexual orientation are necessarily predicated, in some degree, on sex. For this reason, it makes no difference that the employer may not believe that its actions are based in sex. In Manhart, for example, the employer claimed its policy was based on longevity, not sex, but the Supreme Court concluded that, irrespective of the employer‘s belief, the longevity metric was predicated on assumptions about sex. 435 U.S. at 712-13. The same can be said of sexual orientation discrimination.
3. Associational Discrimination
The conclusion that sexual orientation discrimination is a subset of sex discrimination is further reinforced by viewing this issue through the lens of associational discrimination. Consistent with the nature of sexual orientation, in most contexts where an employer discriminates based on sexual orientation, the employer‘s decision is predicated on opposition to romantic association between particular sexes. For example, when an employer fires a gay man based on the belief that men should not be attracted to other men, the employer discriminates based on the employee‘s own sex. See Baldwin, 2015 WL 4397641, at *6.
This Court recognized associational discrimination as a violation of
Applying similar reasoning, the Fifth, Sixth, and Eleventh Circuits have reached the same conclusion in racial discrimination cases. See Tetro v. Elliott Popham Pontiac, Oldsmobile, Buick, & GMC Trucks, Inc., 173 F.3d 988, 994-95 (6th Cir. 1999) (holding that plaintiff had alleged discrimination where the employer was “charged with reacting adversely to [plaintiff] because of [his] race in relation to the race of his daughter“); Deffenbaugh-Williams v. Wal-Mart Stores, Inc., 156 F.3d 581, 589 (5th Cir. 1998) (“[A] reasonable juror could find that [plaintiff] was discriminated against because of her race (white), if that
This conclusion is consistent with the text of
In this scenario, it is no defense that an employer requires both men and women to refrain from same-sex attraction or relationships. In Holcomb, for example, the white plaintiff was fired for his marriage to a black woman. See 521 F.3d at 138. If the facts of Holcomb had also involved a black employee fired for
Although this conclusion can rest on its own merits, it is reinforced by the reasoning of Loving v. Virginia, 388 U.S. 1 (1967). In Loving, the Commonwealth of Virginia argued that anti-miscegenation statutes did not violate the Equal
Certain amici supporting the defendants disagree, arguing that applying Holcomb and Loving to same-sex relationships is not warranted because anti-miscegenation policies are motivated by racism, while sexual orientation discrimination is not rooted in sexism. Although these amici offer no empirical support for this contention, amici supporting Zarda cite research suggesting that sexual orientation discrimination has deep misogynistic roots. See, e.g., Andrew
The fallback position for those opposing the associational framework is that associational discrimination can be based only on acts—such as Holcomb‘s act of getting married—whereas sexual orientation is a status. As an initial matter, the Supreme Court has rejected arguments that would treat acts as separate from status in the context of sexual orientation. In Lawrence v. Texas, the state argued that its “sodomy law [did] not discriminate against homosexual persons,” but “only against homosexual conduct.” 539 U.S. 558, 583 (2003) (O‘Connor, J., concurring). Justice O‘Connor refuted this argument, reasoning that laws that target “homosexual conduct” are “an invitation to subject homosexual persons to discrimination.” Id. More recently, in a First Amendment case addressing whether a public university could require student organizations to be open to all students, a religious student organization claimed that it should be permitted to exclude anyone who engaged in “unrepentant homosexual
More fundamentally, amici‘s argument is an inaccurate characterization of associational discrimination. First, the source of the
C. Subsequent Legislative Developments
Although the conclusion that sexual orientation discrimination is a subset of sex discrimination follows naturally from existing
First, the government points to the Civil Rights Act of 1991, Pub. L. No. 102-166, 105 Stat. 1071 (1991), arguing that this amendment to
In advancing this argument, the government attempts to analogize the 1991 amendment to the Supreme Court‘s recent discussion of an amendment to the Fair Housing Act (“FHA“). In Texas Department of Housing & Community Affairs v. Inclusive Communities Project, Inc., the Court considered whether disparate-impact claims were cognizable under the FHA by looking to, inter alia, a 1988 amendment to the statute. 135 S. Ct. 2507 (2015). The Court found it relevant that “all nine Courts of Appeals to have addressed the question” by 1988 “had concluded [that] the [FHA] encompassed disparate-impact claims.” Id.
at 2519. When concluding that Congress had implicitly ratified these holdings, the Court considered (1) the amendment‘s legislative history, which confirmed that “Congress was aware of this unanimous precedent,” id., and (2) the fact that the precedent was directly relevant to the amendment, which “included three exemptions from liability that assume the existence of disparate-impact claims,” id. at 2520.The statutory history of Title VII is markedly different. When we look at the 1991 amendment, we see no indication in the legislative history that Congress was aware of the circuit precedents identified by the government and, turning to the substance of the amendment, we have no reason to believe that the new provisions it enacted were in any way premised on or made assumptions about whether sexual orientation was protected by Title VII. It is also noteworthy that, when the statute was amended in 1991, only three of the thirteen courts of appeals had considered whether Title VII prohibited sexual orientation discrimination.32 See Williamson, 876 F.2d 69; DeSantis v. PT&T Co., 608 F.2d 327
Next, certain amici argue that by not enacting legislation expressly prohibiting sexual orientation discrimination in the workplace Congress has implicitly ratified decisions holding that sexual orientation was not covered by Title VII. According to the government‘s amicus brief, almost every Congress since 1974 has considered such legislation but none of these bills became law.
Price Waterhouse but made no mention of it. Given that these cases did not have the opportunity to apply a relevant Supreme Court precedent, even if Congress was aware of them, there was reason for Congress to regard the weight of these cases with skepticism.
The presumptions that terms are used consistently and that differences in terminology denote differences in meaning have the greatest force when the terms are used in “the same act.” See Envtl. Def. v. Duke Energy Corp., 549 U.S. 561, 574 (2007). By contrast, when drafting separate statutes, Congress is far less likely to use terms consistently, see Abbe R. Gluck & Lisa Schultz Bressman, Statutory Interpretation from the Inside—An Empirical Study of Congressional Drafting, Delegation, and the Canons: Part I, 65 Stan. L. Rev. 901, 936 (2013), and these presumptions are entitled to less force where, as here, the government points to terms used in different statutes passed by different Congresses in different decades. See
In sum, nothing in the subsequent legislative history identified by the amici calls into question our conclusion that sexual orientation discrimination is a subset of sex discrimination and is thereby barred by Title VII.
III. Summary
Since 1964, the legal framework for evaluating Title VII claims has evolved substantially.33 Under Manhart, traits that operate as a proxy for sex are an impermissible basis for disparate treatment of men and women. Under Price Waterhouse, discrimination on the basis of sex stereotypes is prohibited. Under Holcomb, building on Loving, it is unlawful to discriminate on the basis of an employee‘s association with persons of another race. Applying these precedents to sexual orientation discrimination, it is clear that there is “no justification in the statutory language . . . for a categorical rule excluding” such claims from the reach of Title VII. Oncale, 523 U.S. at 80; see also Baldwin, 2015 WL 4397641, at *9 (“Interpreting the sex discrimination prohibition of Title VII to exclude coverage of lesbian, gay, or bisexual individuals who have experienced discrimination on the basis of sex inserts a limitation into the text that Congress has not included.“).
***
Zarda has alleged that, by “honestly referr[ing] to his sexual orientation,” he failed to “conform to the straight male macho stereotype.” J.A. 72. For this reason, he has alleged a claim of discrimination of the kind we now hold cognizable under Title VII. The district court held that there was sufficient evidence of sexual orientation discrimination to survive summary judgment on Zarda‘s state law claims. Even though Zarda lost his state sexual orientation discrimination claim at trial, that result does not preclude him from prevailing on his federal claim because his state law claim was tried under “a higher standard of causation than required by Title VII.” Zarda, 855 F.3d at 81. Thus, we hold that Zarda is entitled to bring a Title VII claim for discrimination based on sexual orientation.
CONCLUSION
Based on the foregoing, we VACATE the district court‘s judgment on the Title VII claim and REMAND for further proceedings consistent with this opinion. We AFFIRM the judgment of the district court in all other respects.
I concur in Parts I and II.B.3 of the opinion of the Court (Associational Discrimination) and I therefore concur in the result. Mr. Zarda does have a sex discrimination claim under Title VII based on the allegation that he was fired because he was a man who had an intimate relationship with another man. I write separately because, of the several justifications advanced in that opinion, I am persuaded by one; and as to associational discrimination, the opinion of the Court says somewhat more than is necessary to justify it. Since a single justification is sufficient to support the result, I start with associational discrimination, and very briefly explain thereafter why the other grounds leave me unconvinced.
I
Supreme Court law and our own precedents on race discrimination militate in favor of the conclusion that sex discrimination based on one‘s choice of partner is an impermissible basis for discrimination under Title VII. This view is an extension of existing law, perhaps a cantilever, but not a leap.
First: this Circuit has already recognized associational discrimination as a Title VII violation. In Holcomb v. Iona Coll., 521 F.3d 130 (2d Cir. 2008), we considered a claim of discrimination under Title VII by a white man who alleged that he was fired because of his marriage to a black woman. We held that “an employer may violate Title VII if it takes action against an employee because of the employee‘s association with a person of another race . . . The reason is simple: where an employee is subjected to adverse action because an employer disapproves of interracial association, the employee suffers discrimination because of the employee‘s own race.” Id. at 139 (emphasis in original).
Third: There is no reason I can see why associational discrimination based on sex would not encompass association between persons of the same sex. In Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75 (1998), a case in which a man alleged same-sex harassment, the Supreme Court stated that Title VII prohibits “‘discriminat[ion] . . . because of . . . sex‘” and that Title VII “protects men as well as women.” Id. at 79-80.
Zarda‘s complaint can be fairly read to allege discrimination based on his relationship with a person of the same sex. The allegation is analogous to the claim in Holcomb, in which a person of one race was discriminated against on the basis of race because he consorted with a person of a different race. In each instance, the basis for discrimination is disapproval and prejudice as to who is permitted to consort with whom, and the common feature is the sorting: one is the mixing of race and the other is the matching of sex.
This outcome is easy to analogize to Loving v. Virginia, 388 U.S. 1 (1967). While Loving was an Equal Protection challenge to Virginia‘s miscegenation law, the law was held unconstitutional because it impermissibly drew distinctions according to race. Id. at 10-11. In the context of a person consorting with a person of the same sex, the distinction is similarly drawn according to sex, and is therefore unlawful under Title VII.
Mr. Mortara also argues that discrimination based on homosexual acts and relationships is analytically distinct from discrimination against homosexuals, who have a proclivity on which they may or may not act. Academics may seek to know whether discrimination is illegal if based on same-sex attraction itself: they have jurisdiction over interesting questions, and we do not. But the distinction is not decisive. See Christian Legal Soc. Chapter of Univ. of Cal., Hastings Coll. of Law v. Martinez, 561 U.S. 661, 689 (2010) (“Our decisions have declined to distinguish between status and conduct in” the context of sexual orientation.). In any event, the distinction between act and attraction does not arise in this case because Mr. Zarda‘s termination was sparked by his avowal of a same-sex relationship.
A ruling based on Mr. Zarda‘s same-sex relationship resolves this appeal; good craft counsels that we go no further. Much of the rest of the Court‘s opinion amounts to woke dicta.
II
The opinion of the Court characterizes its definitional analysis as “the most natural reading of Title VII.” Maj. Op. at 21. Not really. “Sex,” which is used in series with “race” and “religion,” is one of the words least likely to fluctuate in meaning. I do not think I am breaking new ground in saying that the word “sex” as a personal characteristic refers to the male and female of the species. Nor can there be doubt that, when Title VII was drafted in 1964, “sex” drew the distinction between men and women. “A fundamental canon of statutory construction is that, unless otherwise defined, words will be interpreted as taking their ordinary, contemporary, common meaning.” Perrin v. United States, 444 U.S. 37, 42 (1979).
In the opinion of the Court, the word “sex” undergoes modification and expansion. Thus the opinion reasons: “[l]ogically, because sexual orientation is a function of sex and sex is a protected characteristic under Title VII, it follows that sexual orientation is also protected.” Maj. Op. at 22. It is undeniable that sexual orientation is a “function of sex” in the (unhelpful) sense that it cannot be defined or understood without reference to sex. But surely that is because it has to do with sex--as so many things do. Everything that cannot be understood without reference to sex does not amount to sex itself as a term in Title VII. So it seems to me that all of these arguments are circular as well as unnecessary.
III
The opinion of the Court relies in part on a comparator test, asking whether the employee would have been treated differently “but for” the employee‘s sex. But the comparator test is an evidentiary technique, not a tool for textual interpretation. “[T]he ultimate issue” for a court to decide in a Title VII case “is the reason for the individual plaintiff‘s treatment, not the relative treatment of different groups within the workplace.” Back v. Hastings on Hudson Union Free Sch. Dist., 365 F.3d 107, 121 (2d Cir. 2004). The opinion of the Court builds on the concept of homosexuality as a subset of sex, and this analysis thus merges in a fuzzy way with the definitional analysis. But when the comparator test is used for textual interpretation, it carries in train ramifications that are sweeping and unpredictable: think fitness tests for different characteristics of men and women, not to mention restrooms.
IV
The opinion of the Court relies on the line of cases that bars discrimination based on sexual stereotype: the manifestation of it or the failure to conform to it. There are at least three reasons I am unpersuaded.
Anti-discrimination law should be explicable in terms of evident fairness and justice, whereas the analysis employed in the opinion of the Court is certain to be baffling to the populace.
The Opinion posits that heterosexuality is just another sexual convention, bias, or stereotype--like pants and skirts, or hairdos. This is the most arresting notion in the opinion of the Court. Stereotypes are generalizations that are usually unfair or defective. Heterosexuality and homosexuality are both traits that are innate and true, not stereotypes of anything else.
If this case did involve discrimination on the basis of sexual stereotype, it would have been remanded to the District Court on that basis, as was done in Christiansen v. Omnicom Grp., Inc., 852 F.3d 195 (2d Cir. 2017) (per curiam). The reason it could not be remanded on that basis is that the record does not associate Mr. Zarda with any sexual stereotyping. The case arises from his verbal disclosure of his sexual orientation during his employment as a skydiving instructor, and that is virtually all we know about him. It should not be surprising that a person of any particular sexual orientation would earn a living jumping out of airplanes; but Mr. Zarda cannot fairly be described as evoking somebody‘s sexual stereotype of homosexual men. So this case does not present the (settled) issue of sexual stereotype, which I think is the very reason we had to go in banc in order to decide this case. As was made clear as recently as March 2017, “being gay, lesbian, or bisexual, standing alone, does not constitute nonconformity with a gender stereotype that can give rise to a cognizable gender stereotyping claim.” Id. at 201.
I concur only in the judgment of the Court. It will take the courts years to sort out how each of the theories presented by the majority applies to other Title VII protected classes: “race, color, religion, [and] national origin.”
This is a straightforward case of statutory construction. Title VII of the Civil Rights Act of 1964 prohibits discrimination “because of . . . sex.”
That should be the end of the analysis.1
We decide this appeal in the context of something of a revolution1 in American law respecting gender and sex. It appears to reflect, inter alia, many Americans’ evolving regard for and social acceptance of gay and lesbian persons. We are now called upon to address questions dealing directly with sex, sexual behavior, and sexual taboos, a discussion fraught with moral, religious, political, psychological, and other highly charged issues. For those reasons (among others), I think it is in the best interests of us all to tread carefully; to say no more than we must; to decide no more than is necessary to resolve this appeal. This is not for fear of offending, but for fear of the possible consequences of being mistaken in one unnecessary aspect or another of our decision.
In my view, the law of this Circuit governing what is referred to in the majority opinion as “associational discrimination” – discrimination against a person because of his or her association with another – is unsettled. What was embraced by this Court in Simonton v. Runyon, 232 F.3d 33 (2d Cir. 2000) (holding, by implication, that associational discrimination on the basis of sex is not cognizable under Title VII), seems to have both been overtaken by, and to be inconsistent with, our later panel decision in Holcomb v. Iona College, 521 F.3d 130 (2d Cir. 2008) (holding directly that associational discrimination on account of race is unlawful under Title VII).2 Choosing between the two approaches, as I think we must, I agree with the majority that Holcomb is right and that Simonton is therefore wrong.3 It is principally on that basis that I concur in the judgment of the Court.
My declination to join other parts of the majority opinion does not signal my disagreement with them. Rather, inasmuch as, in my view, this appeal can
be decided on the simpler and less fraught theory of associational discrimination, I think it best to stop there without then considering other possible bases for our judgment.
I agree with the majority opinion that there is no reasonable way to disentangle sex from sexual orientation in interpreting the plain meaning of the words “because of . . . sex.” The first term clearly subsumes the second, just as race subsumes ethnicity.1 Oral Arg. Tr. at 53:5-6 (Government conceding that “ethnicity can be viewed as a subset of race“). From this central holding, the majority opinion explores the comparative approach, the stereotyping rationale, and the associational discrimination rationale to help determine “when a trait other than sex is . . . a proxy for (or function of) sex.” Maj. Op. at 31. But in my view, these rationales merely reflect nonexclusive “evidentiary technique[s],” Jacobs, L., Concurring Op. at 6, frameworks, or ways to determine whether sex is a motivating factor in a given case, rather than interpretive tools that apply necessarily across all
Speaking solely as a citizen, I would be delighted to awake one morning and learn that Congress had just passed legislation adding sexual orientation to the list of grounds of employment discrimination prohibited under
I would be equally pleased to awake to learn that Congress had secretly passed such legislation more than a half century ago — until I actually woke up and realized that I must have been still asleep and dreaming. Because we all know that Congress did no such thing.
I
Of course, today‘s majority does not contend that Congress literally prohibited sexual orientation discrimination in 1964. It is worth remembering the historical context of that time to understand why any such contention would be indefensible.
The
It is perhaps difficult for people not then alive to understand that before the
Movement on the bill was slow. It was only after the March on Washington
From the moment President Kennedy proposed the
The Commission‘s report highlighted the increasing role of women in the workplace, noting (in an era when the primacy of women‘s role in child-rearing and home-making was taken for granted) that even women with children generally spent no more than a decade or so of their lives engaged in full-time
Nevertheless, the notion that women should be treated equally at work remained controversial. By 1964, only two states, Hawaii and Wisconsin, prohibited sex discrimination in employment. Purdum, supra, at 196. Although decades had passed since the Supreme Court announced in Muller v. Oregon, 208 U.S. 412 (1908), that laws limiting the hours that women could work did not violate the
Accordingly, when Representative Howard W. Smith of Virginia, a die-hard opponent of integration and federal legislation to enforce civil rights for African-Americans, proposed that “sex” be added to the prohibited grounds of discrimination in the
Whatever Smith‘s subjective motivations for proposing it, the amendment was adamantly opposed by many northern liberals on the ground that it would undermine support for the Act as a whole. Purdum, supra, at 197; Menand, supra. Indeed, the New York Times ridiculed the amendment, suggesting that, among other alleged absurdities, it would require Radio City Music Hall to hire male Rockettes, and concluding that “it would have been better if Congress had just abolished sex itself.” Editorial, De-Sexing the Job Market, N.Y. Times, August 21, 1965.
But despite its contested origins, the adoption of the amendment prohibiting sex discrimination was not an accident or a stunt. Once the amendment was on the floor, it was aggressively championed by a coalition comprising most of the (few) women members of the House. Purdum, supra, at 197. Its subsequent adoption was consistent with a long history of women‘s rights advocacy that had increasingly been gaining mainstream recognition and acceptance.
Discrimination against gay women and men, by contrast, was not on the table for public debate. In those dark, pre-Stonewall days, same-sex sexual
In addition to criminalization, gay men and women were stigmatized as suffering from mental illness. In 1964, both the American Psychiatric Association and the American Psychological Association regrettably classified homosexuality as a mental illness or disorder. As the Supreme Court recently explained, “[f]or much of the 20th century . . . homosexuality was treated as an illness. When the American Psychiatric Association published the first Diagnostic and Statistical Manual of Mental Disorders in 1952, homosexuality was classified as a mental disorder, a position adhered to until 1973.” Obergefell v. Hodges, 135 S. Ct. 2584, 2596 (2015), citing Position Statement on Homosexuality and Civil Rights, 1973, in 131 Am. J. Psychiatry 497 (1974). It was not until two years later, in 1975, that the American Psychological Association followed suit and “adopted the same position [as the American Psychiatric Association], urging all mental health
Consider the rules regarding employment by the federal government. Starting in the 1940s and continuing through the 1960s, thanks to a series of executive orders repealing long-standing discriminatory policies, federal employment opportunities for African-Americans began to open up significantly. See, e.g., Exec. Order No. 9980, 13 Fed. Reg. 4,311 (July 26, 1948) (prohibiting racial discrimination in civilian agencies); Exec. Order No. 10308, 16 Fed. Reg. 12,303 (December 3, 1951) (creating the Committee on Government Compliance to enforce the prohibition against racial discrimination by firms contracting with the government); Exec. Order No. 11114, 28 Fed. Reg. 6,485 (June 22, 1963) (extending prohibition against discrimination to all federally-funded construction projects). In sharp contrast, in 1953 President Eisenhower signed an executive
Civil rights and civil liberties organizations were largely silent.3 Licata, supra, at 168. In an influential book about the political plight of gay people, Edward Sagarin, writing under the pseudonym Donald Webster Cory, sharply criticized the silence of the bar. Donald Webster Cory, The Homosexual in America: A Subjective Approach (1951). For instance, he described the response to the abusive tactics used against members of the military discharged for homosexual conduct as follows: “And who raises a voice in protest against such
Given the criminalization of same-sex relationships and arbitrary and abusive police harassment of gay and lesbian citizens, nascent gay rights organizations had more urgent concerns than private employment discrimination. As late as 1968, four years after the passage of
In light of that history, it is perhaps needless to say that there was no discussion of sexual orientation discrimination in the debates on
II
I do not cite this sorry history of opposition to equality for African-Americans, women, and gay women and men, and of the biases prevailing a half-century ago, to argue that the private intentions and motivations of the members of Congress can trump the plain language or clear implications of a legislative enactment. (Still less, of course, do I endorse the views of those who opposed racial equality, ridiculed women‘s rights, and persecuted people for their sexual orientation.) Although Chief Judge Katzmann has observed elsewhere that judicial warnings about relying on legislative history as an interpretive aid have
A
To start, the history of the overlapping movements for equality for blacks, women, and gays, and the differing pace of their progress, as outlined in the previous section, tells us something important about what the language of
The words used in legislation are used for a reason. Legislation is adopted in response to perceived social problems, and legislators adopt the language that they do to address a social evil or accomplish a desirable goal. The words of the statute take meaning from that purpose, and the principles it adopts must be read in light of the problem it was enacted to address. The words may indeed cut deeper than the legislators who voted for the statute fully understood or intended: as relevant here, a law aimed at producing gender equality in the workplace may require or prohibit employment practices that the legislators who
The history I have cited is not “legislative history” narrowly conceived. It cannot be disparaged as a matter of attempts by legislators or their aides to influence future judicial interpretation — in the direction of results they could not convince a majority to support in the overt language of a statute — by announcing to largely empty chambers, or inserting into obscure corners of committee reports, explanations of the intended or unintended legal implications of a bill. Nor am I seeking to infer the unexpressed wishes of all or a majority of the hundreds of legislators who voted for a bill without addressing a particular question of interpretation. Rather, I am concerned with what principles Congress committed the country to by enacting the words it chose.7 I contend that these principles can be illuminated by an understanding of the central public meaning of the language used in the statute at the time of its enactment.8
If the specifically
That history makes it equally clear that the prohibition of discrimination “based on sex” was intended to secure the rights of women to equal protection in employment. Put simply, the addition of “sex” to a bill to prohibit employers from “discriminat[ing] against any individual with respect to his [or her] compensation, terms, conditions, or privileges of employment, because of such individual‘s race, color, religion, . . . or national origin,”
The majority cites judicial interpretations of
To begin with, just as laws prohibiting racial discrimination, adopted principally to address some of the festering national wrongs done to African-Americans, protect members of all races, including then-majority white European-Americans, the prohibition of sex discrimination by its plain language protects men as well as women, whether or not anyone who voted on the bill specifically considered whether and under what circumstances men could be victims of gender-based discrimination. That is not an expansion of
Other interpretations of the statute that may not have occurred to members of the overwhelmingly male Congress that adopted it seem equally straightforward. Perhaps it did not occur to some of those male members of Congress that sexual harassment of women in the workplace was a form of employment discrimination, or that
The reason why any argument to the contrary would fail is not a matter of simplistic application of a formal standard, along the lines of “well, the employer wouldn‘t have asked the same of a man, so it‘s sex discrimination.” Sexual exploitation has been a principal obstacle to the equal participation of women in the workplace, and whether or not individual legislators intended to prohibit it when they cast their votes for Representative Smith‘s amendment, both the literal language of that amendment and the elimination of the social evil at which it was
The same goes for other forms of “hostile environment” discrimination. The history of resistance to racial integration illustrates why. Employers forced to take down their “whites only” signs could not be permitted to retreat to the position that “you can make me hire black workers, but you can‘t make me welcome them.” Making black employees so unwelcome that they would be deterred from seeking or retaining jobs previously reserved for whites must be treated as an instance of prohibited racial discrimination — and the same clearly goes for sex discrimination. The Supreme Court recognized that point, in exactly those terms:
The phrase “terms, conditions or privileges of employment” in
Title VII is an expansive concept which sweeps within its protective ambit the practice of creating a working environment heavily charged with ethnic or racial discrimination. . . . Nothing inTitle VII suggests that a hostile environment based on discriminatory sexual harassment should not be likewise prohibited.
Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 66 (1986) (internal quotation marks, brackets and emphasis omitted).
But such interpretations of employment “discrimination against any individual . . . based on sex” do not say anything about whether discrimination based on other social categories is covered by the statute. Just as Congress adopted broader language than discrimination “against women,” it adopted narrower language than “discrimination based on personal characteristics or classifications unrelated to job performance.”
Thus, if Representative Smith‘s amendment had been defeated,
None of this, of course, is remotely to suggest that employment discrimination on the basis of sexual orientation is somehow not invidious and wrong. But not everything that is offensive or immoral or economically inefficient is illegal, and if the view that a practice is offensive or immoral or economically inefficient does not command sufficiently broad and deep political support to produce legislation prohibiting it, that practice will remain legal. In the context of private-sector employment, racial discrimination was just as indefensible before 1964 as it is today, but it was not illegal. Discrimination against women, as President Kennedy‘s commission understood, was just as unfair, and just as harmful to our economy, before
B
The majority‘s linguistic argument does not change the fact that the prohibition of employment discrimination “because of . . . sex” does not protect gays and lesbians. Simply put, discrimination based on sexual orientation is not the same thing as discrimination based on sex. As Judge Sykes explained,
[t]o a fluent speaker of the English language — then and now — the ordinary meaning of the word “sex” does not fairly include the concept of “sexual orientation.” The two terms are never used interchangeably, and the latter is not subsumed within the former; there is no overlap in meaning. . . . The words plainly describe different traits, and the separate and distinct meaning of each term is easily grasped. More specifically to the point here, discrimination “because of sex” is not reasonably understood to include discrimination based on sexual orientation, a different immutable characteristic. Classifying people by sexual orientation is different than classifying them by sex.
Hively, 853 F.3d at 363 (Sykes, J., dissenting) (footnote omitted).
Of course, the majority does not really dispute this common-sense proposition. It does not say that “sex discrimination” in the ordinary meaning of the term is literally the same thing as “sexual orientation discrimination.” Rather, the majority argues that discrimination based on sex encompasses discrimination against gay people because discrimination based on sex encompasses
And that is indeed the sense in which
That point may have little bite in the context of racial discrimination. The different “races” are defined legally and socially, and not by actual biological or genetic differences — both Hitler‘s Nuremberg laws and American laws imposing slavery and segregation had to define, arbitrarily, how much ancestry of a particular type consigned persons to a disfavored category, since there is no scientific or genetic basis for distinguishing a “Jew” or a “member of the colored race” from anyone else. And since no biological factor can support any job qualification based on race, courts have taken the view that to distinguish is, for the most part, to discriminate against. But in the area of sex discrimination, where the groups to be treated equally do have potentially relevant biological differences, not every distinction between men and women in the workplace
Opponents of
Distinctions based on personal privacy, for example, remain in place. When opponents of the ERA, like Senator Ervin, argued that under the ERA “there can be no exception for elements of publically [sic] imposed sexual segregation on the basis of privacy between men and women,” 118 Cong. Rec. 9,564 (1972), that objection was derided by Senator Marlow Cook of Kentucky as the “potty” argument, id. at 9,531.
Dress codes provide a more complicated example. It is certainly arguable that some forms of separate dress codes further stereotypes harmful to workplace
More controversial distinctions, such as different fitness requirements for men and women applying for jobs involving physical strength, have also been upheld. In a recent case, the Fourth Circuit rejected the notion that
These examples suffice to illustrate two points relevant to the supposedly simple interpretation of sex-based discrimination relied upon by the majority. First, it is not the case that any employment practice that can only be applied by identifying an employee‘s sex is prohibited. Second, neither can it be the case that any discrimination that would be prohibited if race were the criterion is equally
Nor does the example of “discrimination based on traits that are a function of sex, such as life expectancy,” Maj. Op. at 19, help the majority‘s cause. Discrimination of that sort, as the majority notes, could permit gross discrimination against female employees “by using traits that are associated with sex as a proxy for sex.” Id. at 19-20. That is certainly so as to “traits that are a function of sex,” such as pregnancy or the capacity to become pregnant. But it is not so as to discrimination based on sexual orientation. Same-sex attraction is not
C
That “because of . . . sex” did not, and still does not, cover sexual orientation, is further supported by the movement, in both Congress and state
approach has been reflected in the repeated (but so far unsuccessful) introduction of bills in Congress to add “sexual orientation” to the list of prohibited grounds of employment discrimination in Title VII.23
The Department of Justice argues, relying on Texas Department of Housing and Community Affairs v. Inclusive Communities Project, Inc., — U.S. —, 135 S. Ct. 2507 (2015), that Congress ratified judicial interpretations of “sex” in Title VII as excluding sexual orientation when it amended the Civil Rights Act in 1991 and failed to overrule judicial decisions holding that the sex discrimination provision of Title VII did not cover sexual orientation discrimination. See Brief of United States as Amicus Curiae 8–14. In Inclusive Communities, the Supreme Court held that disparate-impact claims are cognizable under the Fair Housing Act (“FHA“). 135 S. Ct. at 2525. In so holding, the Court found it relevant that Congress had amended the FHA after nine Courts of Appeals had held that the FHA allowed for disparate-impact claims, and did not alter the text of the Act in a way that would make it clear that disparate-impact claims were not contemplated by the FHA. Id. at 2519. Furthermore, the Court found it significant that the legislative
In light of the clear textual and historical meaning of the sex provision that I have discussed above, I do not find it necessary to rely heavily on the more technical argument that strives to interpret the meaning of statutes by congressional actions and omissions that might be taken as ratifying Court of Appeals decisions. But I do think it is worth noting that the Supreme Court also found it relevant, in Inclusive Communities, that Congress had rejected a proposed amendment “that would have eliminated disparate-impact liability for certain zoning decisions.” 135 S. Ct. at 2520. Here, while only three Courts of Appeals may have ruled on the issue by 1991, over twenty-five amendments had been proposed to add sexual orientation to Title VII between 1964 and 1991. All had
Thus, to the extent that we can infer the awareness of Congress at all, the continual attempts to add sexual orientation to Title VII, as well as the EEOC‘s determination regarding the meaning of sex, should be considered, in addition to the three appellate court decisions, as evidence that Congress was unquestionably aware, in 1991, of a general consensus about the meaning of “because of . . . sex,” and of the fact that gay rights advocates were seeking to change the law by adding a new category of prohibited discrimination to the statute.
This last point requires one further disclaimer. As with the social pre-history of Title VII, these later developments are not referenced in a dubious
III
The majority opinion goes on to identify two other arguments in support of its holding: (1) that sexual orientation discrimination is actually “gender stereotyping” that constitutes discrimination against individuals based on their sex, and (2) that such discrimination constitutes prohibited “associational discrimination” analogous to discriminating against employees who are married to members of a different race.
These arguments have the merit of attempting to link discrimination based on sexual orientation to the social problem of gender discrimination at which Title VII is aimed. But just as the “differential treatment” argument attempts to shoehorn sexual orientation discrimination into the statute‘s verbal template of discrimination based on sex, these arguments attempt a similar (also unsuccessful) maneuver with lines of case law. While certain Supreme Court
A
Perhaps the most appealing of the majority‘s approaches is its effort to treat sexual orientation discrimination as an instance of sexual stereotyping. The argument proceeds from the premises that “sex stereotyping violates Title VII,” Maj. Op. at 40, and that “same-sex orientation ‘represents the ultimate case of failure to conform’ to gender stereotypes,” id. 41, quoting Hively, 853 F.3d at 346, and concludes that an employer who discriminates against gay people is therefore “sex stereotyping” and thus violating Title VII. But like the other arguments adopted by the majority, this approach rests more on verbal facility than on social reality.
In unpacking the majority‘s syllogism, it is first necessary to address what we mean by “sex stereotyping” that “violates Title VII.” Invidious stereotyping of members of racial, gender, national, or religious groups is at the heart of much employment discrimination. Most employers do not entertain, let alone admit to, older forms of racialist or other discriminatory ideologies that hold that members
Clearly, sexual orientation discrimination is not an example of that kind of sex stereotyping; an employer who disfavors a male job applicant whom he believes to be gay does not do so because the employer believes that most men are gay and therefore unsuitable. Rather, he does so because he believes that most gay people (whether male or female) have some quality that makes them undesirable for the position, and that because this applicant is gay, he must also possess that trait. Although that is certainly stereotyping, and invidiously so, it does not stereotype a group protected by Title VII, and is therefore not (yet) illegal.
But as the majority correctly points out, that is not the only way in which stereotyping can be an obstacle to protected classes of people in the workplace. The stereotyping discussed above involves beliefs about how members of a particular protected category are, but there are also stereotypes (or more simply, beliefs) about how members of that group should be. In the case of sex discrimination in particular, stereotypes about how women ought to look or behave can create a double bind. For example, a woman who is perceived through the lens of a certain “feminine” stereotype may be assumed to be
That is the situation that a plurality of the Supreme Court identified in Price Waterhouse v. Hopkins, 490 U.S. 228 (1989), the key case the majority relies on for its “sex stereotyping” argument. As that opinion pointed out, “[a]n employer who objects to aggressiveness in women but whose positions require this trait places women in an intolerable and impermissible catch 22: out of a job if they behave aggressively and out of a job if they do not. Title VII lifts women out of this bind.” Id. at 251. The two horns of the dilemma described in Price Waterhouse have slightly different, yet equally problematic, sexist foundations: a female employee or applicant may be prejudiced by a negative assumption that women aren‘t or can‘t be sufficiently dominant for a position that requires leadership or strength or aggression, but when a woman unquestionably does show the putatively desired traits, she is held back because of the different but related notion that women shouldn‘t be aggressive or dominant. The latter is not an
I fully accept the conclusion that that kind of discrimination is prohibited, and that it imposes different conditions of employment on men and on women. Not only does such discrimination require women to behave differently in the workplace than men, but it also actively deters women from engaging in kinds of behavior that are required for advancement to certain positions, and thus effectively bars them from such advancement. The key element here is that one sex is systematically disadvantaged in a particular workplace. In that circumstance, sexual stereotyping is sex discrimination.26
But as Judge Sykes points out in her Hively dissent, the homophobic employer is not deploying a stereotype about men or about women to the disadvantage of either sex. Such an employer is expressing disapproval of the behavior or identity of a class of people that includes both men and women. 853 F.3d at 370. That disapproval does not stem from a desire to discriminate against
B
The “associational discrimination” theory is no more persuasive. That theory rests on cases involving race discrimination.27 Many courts have found that Title VII prohibits discrimination in cases in which, as in our case of Holcomb v. Iona College, 521 F.3d 130 (2d Cir. 2008), a white plaintiff alleged that he was fired because he was married to a person of a different race.
It would require absolute blindness to the history of racial discrimination
Thus, as the Supreme Court noted in striking down Virginia‘s law prohibiting marriage between a white person and a person of color, the Supreme Court of Virginia had upheld the statute because Virginia defined its “legitimate” purposes as “‘preserv[ing] the racial integrity of [the state‘s] citizens,’ and [] prevent[ing] ‘the corruption of blood,’ ‘a mongrel breed of citizens,’ and ‘the obliteration of racial pride,‘” purposes the Court correctly identified and rejected
Workplace equality for racial minorities is thus blatantly incompatible with a practice that ostracizes, demeans, or inflicts adverse conditions on white
Title VII protects individuals who, though not members of a protected class, are victims of discriminatory animus toward protected third persons with whom the individuals associate.
556 F.3d 502, 512 (6th Cir. 2009) (internal quotation marks and brackets omitted).28
It is more difficult to imagine realistic hypotheticals in which an employer discriminated against anyone who so much as associated with men or with women, though I suppose academic examples of such behavior could be conjured. But whatever such a case might look like, discrimination against gay people is not it. Discrimination against gay men, for example, plainly is not rooted in animus toward “protected third persons with whom [they] associate.” Id., 556 F.3d at 512. An employer who practices such discrimination is hostile to gay men, not to men in general; the animus runs not, as in the race and religion cases discussed above, against a “protected group” to which the employee‘s associates belong, but against an (alas) unprotected group to which they belong: other gay men.30
The majority tries to rebut this straightforward distinction in various ways. First, it notes — but declines to rely on — academic “research suggesting that
sexual orientation discrimination has deep misogynistic roots.” Maj. Op. at 54. It is certainly plausible to me that the “deep roots” of hostility to homosexuals are in some way related to the same sorts of beliefs about the proper roles of men and women in family life that underlie at least some employment discrimination against women. See, e.g., Andrew Koppelman, Why Discrimination Against Lesbians and Gay Men Is Sex Discrimination, 69 N.Y.U. L. Rev. 197, 234 (1994) (noting that “[i]t should be clear from ordinary experience that the stigmatization of the homosexual has something to do with the homosexual‘s supposed deviance from traditional sex roles“) (emphasis in original). It may also be that the “roots” of all forms of discrimination against people who are different in some way from a socially defined dominant group can be found in similar psychological processes of discomfort with change or difference, or with “authoritarian personality traits”31 — or that there are other links among different forms of prejudice. And it can plausibly be argued that homosexual men have historically been derided because they were seen as abdicating their masculinity, and therefore the advantage they have over women. See, e.g., Joseph H. Pleck, Men‘sBut the majority is right not to go searching for such roots, whatever they
might be, because legislation is not typically concerned, and
Second, the majority suggests that my analysis of associational
discrimination is “squarely foreclosed by” cases like Oncale. Maj. Op. at 55. It is
not. As noted above, I do not maintain that
C
In the end, perhaps all of these arguments, on both sides, boil down to a
disagreement about how discrimination on the basis of sexual orientation should
be conceptualized. Whether based on linguistic arguments or associational
theories or notions of stereotyping, the majority‘s arguments attempt to draw
theoretical links between one kind of discrimination and another: to find ways to
reconceptualize discrimination on the basis of sexual orientation as
discrimination on the basis of sex. It is hard to believe that there would be much
appetite for this kind of recharacterization if the law expressly prohibited sexual
orientation discrimination, or that any opponent of sexual orientation
discrimination would oppose the addition of sexual orientation to the list of
protected characteristics in
The majority asserts that discrimination against gay people is nothing more
than a subspecies of discrimination against one or the other gender.
Discrimination against gay men and lesbians is wrong, however, because it
denies the dignity and equality of gay men and lesbians, and not because, in a
purely formal sense, it can be said to treat men differently from women. It is
understandable that those who seek to achieve legal protection for gay people
victimized by discrimination search for innovative arguments to classify
workplace bias against gays as a form of discrimination that is already prohibited
by federal law. But the arguments advanced by the majority ignore the evident
meaning of the language of
IV
The law with respect to the rights of gay people has advanced considerably since 1964. Much of that development has been by state legislation. As noted above, for example, twenty-two states now prohibit, by explicit legislative pronouncement, employment discrimination on the basis of sexual orientation. See supra note 21. But other advances have come by means of Supreme Court decisions interpreting the Constitution. Perhaps the most striking advance, from the vantage of the early 1960s, has been the legalization of same-sex marriage as a matter of constitutional law.33
Nothing that I have said in this opinion should be interpreted as expressing any disagreement with the line of cases running from Lawrence v. Texas, 539 U.S. 558 (2003) (invalidating criminal prohibitions of consensual sexual relations between members of the same sex), through Obergefell v. Hodges, — U.S. —, 135 S. Ct. 2584 (2015) (holding that persons of the same sex have a
For one thing, it is noteworthy that none of the Supreme Court‘s landmark
constitutional decisions upholding the rights of gay Americans depend on the
argument that laws disadvantaging homosexuals constitute merely a species of
the denial of equal protection of the laws on the basis of gender, or attempt to
assimilate discrimination against gay people to the kinds of sex discrimination
that were found to violate equal protection in cases like Frontiero v. Richardson,
411 U.S. 677 (1973), Craig v. Boren, 429 U.S. 190 (1976), and Orr v. Orr, 440 U.S. 268
(1979), in the 1970s.34 Instead, the Court‘s gay rights cases were based on the
guarantee of “liberty” embodied in the
There is also a more fundamental difference. The Supreme Court‘s
decisions in this area are based on the
First, the entire point of the
Within the limits imposed by constitutional principles, however, the will of the majority, as expressed in legislation adopted by the people‘s representatives, governs. As the Supreme Court has instructed, the role of courts with respect to statutes is simply “to apply the statute as it is written — even if we think some other approach might accord with good policy.” Sandifer v. U.S. Steel Corp., — U.S. —, 134 S. Ct. 870, 878 (2014), quoting Burrage v. United States, — U.S. —, 134 S. Ct. 881, 892 (2014).
Second, the rights conferred by the
Legislation, in contrast, can and often does set policy in minute detail. It
does not necessarily concern itself with deep general principles. Rather,
legislators are entitled to pick and choose which problems to address, and how
far to go in addressing them. Within the limits of constitutional guarantees,
Congress is given “wide latitude” to legislate, City of Boerne, 521 U.S. at 520, but
courts must struggle to define those limits by giving coherent meaning to broad
constitutional principles. The majestic guarantee of equal protection in the
Third, and following in part from above, the
Those enduring principles would not, could not, endure if they were incapable of adaptation — at times via judicial interpretation — to new social circumstances, as well as new understandings of old problems. That idea is not
Legislation, on the other hand, is not intended to last forever. It must be
consistent with constitutional principles, and ideally it will be inspired by a
principled concept of ordered liberty. But it nevertheless remains the domain of
practical political compromise. Congress and the state legislatures are in frequent
session, and are capable — notwithstanding criticisms of “gridlock” and praise of
“checks and balances” — of acting to repeal, extend, or modify prior enactments.
In interpreting the
Finally, the
The question of how the government, acting at the behest of a possibly
temporary political majority, is permitted to treat the people it governs, is a
different question, and is answered by reference to different principles, than the
question of what obligations should be imposed on private citizens. The former
question must ultimately be answered by courts under the principles adopted in
the
In its amicus submission, the EEOC quite reasonably asks whether it is just
that a gay employee can be married on Sunday, and fired on Monday —
discriminated against at his or her job for exercising a right that is protected by
the
At the end of the day, to paraphrase Chief Justice Marshall, in interpreting statutes we must never forget that it is not a Constitution we are expounding. Cf. M‘Culloch v. Maryland, 17 U.S. 316, 407 (1819). When interpreting an act of Congress, we need to respect the choices made by Congress about which social problems to address, and how to address them. In 1964, Congress — belatedly — prohibited employment discrimination based on race, sex, religion, ethnicity, and national origin. Many states have similarly recognized the injustice of discrimination on the basis of sexual orientation. In doing so, they have called such discrimination by its right name, and taken a firm and explicit stand against it. I hope that one day soon Congress will join them, and adopt that principle on a national basis. But it has not done so yet.
I dissent for substantially the reasons set forth in Sections I, II, and III of Judge
Lynch‘s opinion, and I join in those sections. I share in the commitment that all
individuals in the workplace be treated fairly, and that individuals not be subject to
workplace discrimination on the basis of their sexual orientation, just as on the basis
of their “race, color, religion, sex, [and] national origin.” I cannot conclude,
however, as the majority does, that sexual orientation discrimination is a “subset”
of sex discrimination, Maj. Op. at 20–21, 24 n.10, 37, 38, et passim, and is therefore
included among the prohibited grounds of workplace discrimination listed in
The majority‘s efforts founder on the simple question of how a reasonable
reader, competent in the language and its use, would have understood
The Supreme Court said unanimously, just last Term, that the proper role of the judiciary in statutory interpretation is “to apply, not amend, the work of the People‘s representatives,” even when reasonable people might believe that “Congress should reenter the field and alter the judgments it made in the past.”
This hornbook separation-of-powers principle and the reasons behind it need not be elaborated here, for both should be well known to every law student. See The Federalist No. 47, at 251–52 (James Madison) (Carey & McClellan eds., 2001) (quoting Montesquieu to the effect that “were the power of judging joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control, for the judge would then be the legislator“); see also I.N.S. v. Chadha, 462 U.S. 919, 951 (1983) (noting that “hydraulic pressure inherent within each of the separate Branches to exceed the outer limits of its power, even to accomplish desirable objectives, must be resisted“). Together, they explain why judges interpreting statutes do their best to discern the ordinary, contemporary, common meaning of the statute‘s language. This is the law that was enacted through the democratic process, and the law we are to apply.
A majority of the court today extends
Notes
For example, Susan B. Anthony herself stated, in a dialogue with Frederick Douglass:
The old anti-slavery school say [sic] women must stand back and wait until the negroes shall be recognized. But we say, if you will not give the whole loaf of suffrage to the entire people, give it to the most intelligent first. If intelligence, justice, and morality are to have precedence in the Government, let the question of woman be brought up first and that of the negro last.
Transcript of Annual Meeting of American Equal Rights Association (1869), reprinted in History of Woman Suffrage: 1861–1876, 383 (Elizabeth Cady Stanton et al. eds.) (1882). During the debate over the addition of “sex” to
Pauli Murray and Mary O. Eastwood, lawyers and women‘s rights activists, exemplified that recognition, writing:
[I]n matters of discrimination, the problems of women are not as unique as has been generally assumed. That manifestations of racial prejudice have been more brutal than the more subtle manifestations of prejudice by reason of sex in no way diminishes the force of the equally obvious fact that the rights of women and the rights of Negroes are only different phases of the fundamental and indivisible issue of human rights.
Pauli Murray & Mary O. Eastwood, Jane Crow and the Law: Sex Discrimination and Title VII, 34 Geo. Wash. L. Rev. 232, 235 (1965) (footnote omitted).
Notably, all three states in this Circuit have prohibited workplace discrimination on the basis of sexual orientation, as have nineteen other states and the District of Columbia, all through legislation, and not judicial reinterpretation of existing prohibitions on sex discrimination. Under New York law, Zarda was thus able to present his claim that he was subject to workplace discrimination on the basis of his sexual orientation to a jury. The jury decided in favor of his former employer, Altitude Express.