OPINION
This сase involves a civil rights action pursuant to the federal Civil Rights Act, 42 U.S.C. Section 1983 (1982). It is brought by Plaintiff for herself and on behalf of her minor son against a New Mexico Human Services Department (HSD) social worker, the social worker’s supervisor, and the chief Children’s Court attorney for the HSD. The action was brought because of Defendants’ extraterritorial seizure of Plaintiffs child in California based on an ex parte order issued in New Mexico.
Plaintiff appeals the trial court’s judgment dismissing Plaintiffs claims for monetary damages on the basis of Defendants’ qualifiеd immunity. Plaintiff also appeals the trial court’s finding that Plaintiff failed to prove that she was entitled to declaratory relief for the constitutional rights violated in connection with her claims regarding Defendants’ false affidavit and extraterritorial seizure. On cross-appeal, Defendants object to the trial court’s denial of their motion for summary judgment on the ground of absolute immunity.
Plaintiff raises three issues on appeal: (1) whether the trial court erred in granting qualified immunity regarding the affidavit underlying the ex parte order, (2) whether the trial court errеd in granting qualified immunity regarding the extraterritorial execution of the ex parte order, and (3) whether the trial court abused its discretion in denying declaratory relief. Defendants raise one issue on cross-appeal: whether the trial court erred in finding as a matter of law that Defendants are not entitled to absolute immunity. Since we affirm the trial court on the three issues raised by Plaintiff in the appeal, we need not address the issue raised by Defendants on cross-appeal, and thus we leave for another day the question of whether Defendants are protected by absolute immunity for their acts complained of in this case. FACTS
The HSD initiated an investigation of sexual abuse of Plaintiffs six-year-old son based on reports of suspected child abuse from consulting diagnostician Ginger Guthrie Reed at the child’s school and from clinical social worker Margo Brace. Brace was unable to rule out either parent as the perpetrator of the abuse, based upon the information supplied by Reed and upon Brace’s initial interview of the child. Thereforе, further investigation was required, and Plaintiff agreed to a follow-up interview with Brace. However, Plaintiff left New Mexico, failing to go to the battered women’s shelter in Albuquerque, where she had informed Brace and the HSD she intended to go. Instead, Plaintiff took the child to a shelter for battered women in California without notifying Brace or the HSD of her or the child’s whereabouts.
On June 27, 1985, the HSD filed a neglect and abuse petition and an affidavit for an ex parte custody order based on (1) the initial report of sexual abuse from the child’s school; (2) subsequent interviews conducted by Brace with the child, both his parents, his maternal grandmother, and a neighbor; and (3) Plaintiffs unexplained flight to California with her son during the HSD’s investigation of sexual abuse of the child. Defendant Adams (the HSD attorney) helped prepare the petition and affidavit, and the affidavit was signed by Defendant Millington (the social worker). The next day, Judge Petra Jimenez Maes issued an ex parte order from the state of New Mexico to “any officer authorized to execute this order.” The order directed that the child be turned over to the custody of the New Mexico HSD. Prior to Defendant Millington’s journey to California, she communicated with the Laguna Beach Police Department to find out how to properly execute a New Mexico order in California. She was informed that the California police would accept and execute a valid New Mexico order. On July 1, 1985, Defendant Milling-ton, accompanied by two California police officers, took custody of the child at the women’s shelter. Plaintiff was given a copy of the ex parte order at thаt time. Defendant Millington returned to New Mexico with the child on the same day.
Prior to the time Defendant Millington sought the ex parte custody order, she was advised by Defendant Adams to refer the matter to the appropriate California social service authorities. Defendant Millington did contact the California authorities and was told that- they would take no action in the case inasmuch as the abuse had occurred in New Mexico and had not recurred since the child was in the protective environment of the shelter. Becаuse Plaintiff and the child could not stay at the shelter indefinitely and because Defendants were still concerned about the child’s welfare and safety, they initiated the New Mexico proceedings, and Defendant Millington went to California as stated.
Upon Plaintiffs return to New Mexico, she filed a petition for writ of prohibition and writ of habeas corpus in the New Mexico Supreme Court. Although the Court granted the writ of prohibition, it allowed the HSD to keep custody of the child and remanded the matter to the trial court. Plaintiff eventually enterеd into a consent decree, at the completion of which full custody of the child was returned to her.
QUALIFIED IMMUNITY
Government officials are entitled to summary judgment on the ground of qualified immunity, provided that their actions are objectively reasonable in the light of clearly established law. Harlow v. Fitzgerald,
Affidavit for the Ex Parte Order
Plaintiffs assertion that the trial court erred in granting Defendants summary judgment on the issue of qualified immunity regarding the filing of the affidavit appears to bе two-fold. First, Plaintiff contends that Defendants affirmatively lied in misrepresenting that the child was in danger. See generally Franks v. Delaware,
It was well established in 1985 that the intentional falsification or reckless disregard for truthfulness regarding material facts in an affidavit to support probable cause for issuance of a search warrant violates Fourth Amendment rights. See Franks,
Allegations of negligence or innocent mistakes are insufficient to establish intentional or reckless falsification. Franks,
Due to the facts and circumstances of the instant case, we are not persuaded by Plaintiffs argument that the omissions relating to the gender of the perpetrator of the sexual abuse were material. The affidavit makes clear that the HSD believed that the child had been abused, but did not know whether the abuse was by Plaintiff, her husband, or both parents. The affidavit also specified that Plaintiff believed that her husband was the perpetrator but that he denied the allegation. At the time the ex parte order was issued and based upon information supplied by Reed and interviews Brаce had conducted with Plaintiff, her husband, the child, the maternal grandmother, and a neighbor, it was unclear whether Plaintiff, the husband, or both parents were abusing the child. Therefore, the following omissions by Defendants would not have negated probable cause: (1) the omission of the fact that Plaintiff had made prior allegations to the HSD and withdrawn her allegations that her husband had sexually abused the child, or (2) the omission of specific details from Brace’s interviews that suggested a male rather than a female sex abuser.
We also are not persuaded by Plaintiff’s argument that omission of the following facts was material: (1) that Plaintiff was undergoing counseling at the California shelter; (2) that the administrator at the California shelter had informed the HSD that the staff there believed that Plaintiff was capable of taking care of the child and that the child was not in danger; or (3) that Defendant Millington had been in contact with the juvenile authorities at the California Department of Social Services, and they had refused to initiate a sex-abuse investigation because, absent a new referral of sеx abuse occurring in California, they believed they lacked jurisdiction. In the context of child sexual abuse, when Plaintiff had fled to another state with the child during an HSD investigation, when Plaintiff had refused to respond to messages from the HSD, and when Plaintiff would only be allowed to remain at the California shelter for two more weeks, the situation was unsettled and appeared to be unstable. In addition, information supplied by Plaintiffs mother, husband, and neighbor put Plaintiffs mental stability into question and indicated that Plaintiff suffered from bouts of physical violence and irratiоnal fears. There was also information supplied by the staff at the California shelter that contributed to the HSD’s concerns of instability: (1) Plaintiffs continued belief that her husband was poisoning her, and (2) Plaintiffs concern that the child was inappropriately fondling her breasts, even though Plaintiff voluntarily reported this information to her counselor at the shelter. Therefore, even if the omitted facts had been included in the affidavit, such information would not have negated probable cause. See Jennings,
Accordingly, we affirm the trial court and hold thаt Defendants did not violate clearly established law by intentionally or recklessly falsifying the affidavit, and that they are thus entitled to qualified immunity regarding the affidavit underlying the ex parte custody order.
Execution of the Ex Parte Order
Plaintiff argues that the trial court erred in granting Defendants qualified immunity regarding the execution of the ex parte order because such execution was in clear violation of the law of extraterritoriality, due process, the Fourth Amendment, the Parental Kidnapping Prevention Act, 28 U.S.C. Section 1738A (1982) (PKPA), and the New Mexico Child Custody Jurisdiction Act, NMSA 1978, Sections 40-10-1 to -24 (Repl.Pamp.1983) (CCJA). We answer this issue solely with reference to Defendant Millington.
Although the record contains statements of counsel suggesting that all Defendants, and particularly Defendants Millington and Adams, planned to obtain the New Mexico ex parte order and take it to California without regard to obtaining participation by the proper California authorities in the proper manner, statements of counsel are not evidence. Phillips v. Allstate Ins. Co.,
In this connection, we note that Plaintiffs contention that Judge Maes was without jurisdiction to enter the ex parte order inasmuch as the child was in California was not raised below or in the briefs permitted by SCRA 1986, 12-213(A) & (C) (Repl.1992). This contention was made for the first time in a supplemental brief that Plaintiff filed almost a year after briefing in this case was completed. Ordinarily, an appellate сourt will not consider contentions made for the first time in the reply brief. Doe v. City of Albuquerque,
Only Defendant Millington was aware of how she intended to have the New Mexico order served. Thus, the only question we address under this issue is whether it was a violation of clearly established federal law prior to July of 1985 for Defendant Milling-ton to take a custody order that would be valid in New Mexico, to request the California police to help her execute it, and to accept the assistance of the California police without first obtaining the intervention of California courts when the California police told her that they would execute the order.
Plaintiff reliеs on various notice requirements of the PKPA and the CCJA that appear to prohibit ex parte custody orders. See 28 U.S.C. § 1738A(e); § 40-10-5. To further substantiate her position, Plaintiff refers this Court to language contained in the writ of prohibition issued by the New Mexico Supreme Court after the execution of the ex parte order, which concludes that these provisions were violated. Plaintiff also relies on New Mexico and out-of-state cases for the proposition that it was well-established law that compliance with the CCJA and compаrable statutory enactments was necessary in order for a state to enforce a foreign state’s custody order. See Elder v. Park,
None of these arguments control in the context of this case. We first note that the allegedly violated law that must be clearly established in the context of a qualified-immunity analysis is federal law, not state law. Estate of Himelstein v. City of Fort Wayne,
Second, a legal point is clearly established for the purpose of defeating qualified immunity when it has been decided by either the highest state court where the cause of action arose, by a United States court of appeals, or by the United States Supreme Court. Robinson v. Bibb,
Third, while the PKPA is clearly a federal law, the New Mexico Supreme Court has held that it does not preempt any state law and does not apply to child abuse and neglect proceedings. State ex rel. Dep’t of Human Servs. v. Avinger,
We move next to the more general consideration of whether Plaintiffs minimum federal due process rights were violated by her not receiving notice and a hearing prior to execution of the temporary child custody order. At the time the child was taken into custody on July 1, 1985, Plaintiff received a copy of the ex parte order, thereby complying with the notice requirement of Children’s Cоurt Rule 53 (Repl.Pamp.1982). A hearing in compliance with Children’s Court Rule 54 (Repl.Pamp.1982) was held a week later, at which Plaintiff and her attorney were present.
The law is that federal due process requires flexibility and that in extraordinary situations, the requirement of notice and an opportunity to be heard can be postponed until after the deprivation of a constitutionally protected interest. See Duchesne v. Sugarman,
Therefore, it was not clearly established that Defendant Millington’s actions violated federal due process law. In fact, the contrary appears to be true. The applicable federal constitutional law was that in the context of child abuse and neglect proceedings, a parent’s child-rearing and due process rights were balanced against the state’s interest in protecting and caring for neglected children. Nеwton,
The remaining issue is whether it was clearly established in 1985 that Defendant Millington’s actions violated the law on extraterritoriality or the Fourth Amendment. Plaintiff relies on general statements of long-established law to the effect that legislatures cannot legislate outside their jurisdictions, e.g., American Banana Co. v. United Fruit Co.,
However, in order for Plaintiff to defeat Defendants’ qualified-immunity defense, Plaintiff must show that the allegedly violated right is not simply a generalized right but is “clearly established in a ‘particularized’ sense, so that ‘the contours of the right’ are clear enough for any reasonable official in the [defendant’s] position to know that what the official is doing violates that right.” Danese v. Asman,
Government officials are also entitled to qualified immunity if, focusing on the particular facts, it was objectively reasonable for the defendant to believe that his or her acts did not violate a clearly established right. Id.; see Ross v. Neff,
In the instant case, pursuant to child neglect and abuse proceedings, an ex parte custody order had been issued from the state of New Mexico to “any officer authorized to execute this order,” directing that the child be delivered to the custody of the New Mexico HSD. The Santa Fe Police Department had also sent a communication to the Laguna Beach Police Department, requesting that they assist Defendant Millington in her function as an agent of New Mexico to enforce the New Mexico ex parte custody order. Based on a facially valid ex parte custody order, with the assurance that the California police would be assisting in the enforcement of the foreign state’s order, Defendant Millington accompanied the police officers to the shelter, where the child was taken into protective custody. Therefore, focusing on the particular facts in the instant case, we do not find that the social worker, Defendant Millington, was objectively unreasonable in her belief that her actions were not violating federal extraterritorial or Fourth Amendment law when she participated in the еxecution of a facially valid ex parte custody order in the context of an ongoing child abuse and neglect proceeding and when she had obtained the assistance of the California police department in executing the order.
We do not believe that social workers faced with the circumstances presented in this appeal reasonably would know that ex parte orders cannot be served in another state when that state appears to them to allow service of the order. In this cаse, the California authorities appeared to give Defendant Millington express approval to obtain service of the ex parte order in California without domesticating it. Because of that state’s action, the social worker here reasonably did not know that the New Mexican ex parte order could not be served in California. Under different circumstances, we might not be able to say that social workers would not reasonably know that ex parte orders cannot be executed outside the jurisdiction.
Plаintiff relies on extradition law which appears to be to the effect that state law and procedures are incorporated into the federal law such that a failure to follow the extradition statutes will give rise to a violation actionable under Section 1983. See Sanders v. Conine,
Accordingly, we hold that given the state of the law in 1985, it was objectively reasonable for Defendant Millington to have believed that participating with the California police officers in executing in California a facially valid New Mexico ex parte custody order, based on allegations of sexual abuse, that complied with the post-deprivation prompt notice and hearing requirements in Children’s Code Rules 53 and 54, would not violate Plaintiffs federal rights.
DECLARATORY RELIEF
Plaintiff relies on Society of Separationists, Inc. v. Herman,
In the absence of clear New Mexico law on this issue, we look to federal law for guidance. See Allstate Ins. Co. v. Firemen’s Ins. Co.,
In the instant case, Plaintiff cites to no contact between the HSD and herself or her child since full legal and physical custody of the child was returned to Plaintiff after expiration of the September 15, 1985, Consent Decree. “The mere possibility or even probability that a person may be adversely affected in the future by official acts” fails to satisfy the actual controversy requirement. Dawson v. Department of Transp.,
Accordingly, we are not persuaded by Plaintiffs argument that an actual controversy exists between her and the HSD, or that any danger persists. Nor are we persuaded by Plaintiffs reliance on Herman for the proposition that when a plaintiffs constitutional rights have been violated and the plaintiff was not entitled to damages, declaratory relief wаs particularly warranted. In the subsequent en banc opinion, the Fifth Circuit set aside the earlier three-member panel decision and held that it was improper to grant declaratory relief in the absence of any actual case or controversy. Society of Separationists, Inc. v. Herman,
CONCLUSION
The judgment is affirmed.
IT IS SO ORDERED.
