Plaintiff Guy Youngblood brings this action against Defendant Rex Qualls, a former police officer for the City of Baxter Springs, Kansas, in his personal capacity only, seeking monetary damages pursuant to
I. Factual and Procedural Background
Plaintiff Guy Youngblood alleges that on July 1, 2015, he was mowing his front lawn when he was approached by Defendant Rex Qualls, who was then a police officer employed by the City of Baxter Springs, Kansas. Plaintiff contends that Defendant's presence at his home was instigated by animosity between Plaintiff and Randall Trease, the mayor of Baxter Springs, who lives across the street from Plaintiff. Plaintiff alleges that Defendant informed him that he was violating a municipal ordinance by discharging grass clippings into the street. Plaintiff states that in response to this comment, he turned toward the mayor's residence and, "while in the ... close proximity of Defendant Qualls .... raise[d] his right arm, extend[ed] the middle finger of his right hand and state[d] in a loud voice, 'F*** that mother*****.' "
Plaintiff filed this action on March 29, 2017. His Complaint alleges four causes of action against Defendant in his personal capacity: (1) unreasonable seizure in violation of rights guaranteed under the Fourth and Fourteenth Amendments to the United States Constitution; (2) unreasonable interference with and retaliation for protected speech and conduct in violation of the First and Fourteenth Amendments; (3) unreasonable seizure in violation of rights guaranteed under Section 15 of the Kansas Bill of Rights; and (4) unjustified interference with and retaliation for Plaintiff's right to free speech under Section 11 of the Kansas Bill of Rights.
II. Legal Standard
To survive a motion to dismiss brought under Fed. R. Civ. P. 12(b)(6), a complaint must contain factual allegations that, assumed to be true, "raise a right to relief above the speculative level" and must include "enough facts to state a claim for relief that is plausible on its face."
The Supreme Court has explained the analysis as a two-step process. For the purposes of a motion to dismiss, the court "must take all the factual allegations in the complaint as true, [but is] 'not bound to accept as true a legal conclusion couched as a factual allegation.' "
Plaintiff in this case filed a motion to amend his Complaint pursuant to Fed. R. Civ. P. 15(a)(2) after Defendant had moved to dismiss under Rule 12(b)(6). Plaintiff seeks to amend his Complaint to "allege service of notice of claim on the City of Baxter Springs, Kansas under K.S.A. 12-105b."
Finally, Plaintiff contends that pursuant to
Except as provided in subsections (b) and (c) or as expressly provided otherwise by Federal statute, in any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to the claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution....
Thus, district courts having original jurisdiction to hear federal claims also have discretion to exercise supplemental jurisdiction over state-law claims where the plaintiff can demonstrate that "the claims not within the original jurisdiction of the court form part of the same 'case or controversy under Article III' as [his] federal claims."
III. Analysis
On May 9, 2017, Defendant moved to dismiss this case pursuant to Fed. R. Civ. P. 12(b)(6), asserting that Plaintiff's Complaint fails to state a claim in several respects. Defendant first argues that Plaintiff's Complaint does not comply with Fed. R. Civ. P. 8(a) -which requires a short and plain statement of the claim showing that the pleader is entitled to relief-such that Defendant cannot determine what types of claims Plaintiff is asserting against him. Defendant contends that Plaintiff's Complaint is internally inconsistent, alleging different types of claims in the "Nature of Action and Jurisdiction" section compared with the "Causes of Action" section. Specifically, Defendant notes that Plaintiff alleges that his arrest by Defendant was accomplished through the use of "excessive and unreasonable force" in the early paragraphs of the Complaint, but makes no claim for excessive use of force in the paragraphs that make up the "Causes of Action" portion of the Complaint. Defendant also argues that Plaintiff alleges no state-law tort claims under the Kansas Tort Claims Act in the "Causes of Action" section of his Complaint, but merely refers to the Kansas Bill of Rights as the source of his state-law claims. Defendant contends that these pleading inconsistencies result in a Complaint that "fails to give notice to Defendant Qualls what claims are being raised,"
Defendant also argues that Plaintiff's claims against him must be dismissed because Defendant is entitled to qualified immunity, the Kansas Bill of Rights does not create a private right of action, and Plaintiff failed to comply with the KTCA's notice requirement, K.S.A. § 12-105b(d), prior to bringing suit for state-law tort claims. In his Response to Defendant's motion to dismiss, Plaintiff contends that qualified immunity is not available here, that he has cognizable claims under the Kansas Constitution, and that because Defendant's municipal employer is not a named defendant, the notice requirements of K.S.A. § 12-105b do not apply and he was not required to give notice to Defendant prior to filing suit. In his Motion to Amend, Plaintiff seeks leave to amend his Complaint to allege that he did, in fact, serve notice of his claim on the City of Baxter Springs on or about January 28, 2016. Defendant opposes Plaintiff's Motion to Amend on the basis that it would be futile because the Complaint, as amended, would still be subject to dismissal.
A. Federal Claims
Section 1983 provides a cause of action for the deprivation of federal rights by any person acting "under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory ...."
Having found that Plaintiff's allegations concerning his federal claims satisfy Rule 8(a), the Court must now consider whether Defendant is entitled to qualified immunity from those claims. Allowing a plaintiff to seek damages under § 1983 in an individual-capacity suit against the offending party is a vital tool for vindicating cherished federal rights.
Qualified immunity is a defense that must be pleaded by the defendant,
1. Claim for Unreasonable Seizure Under the Fourth and Fourteenth Amendments
Plaintiff alleges that his arrest by Defendant constituted an unreasonable seizure under the Fourth and Fourteenth Amendments,
"Probable cause exists where the facts and circumstances within the officer['s] knowledge, and of which [he has] reasonably trustworthy information, are sufficient in themselves to warrant a man of reasonable caution in the belief that an offense has been or is being committed." This determination must be made "in light of the circumstances as they would have appeared to a prudent, cautious, trained police officer."43
When analyzing the events that led to Plaintiff's arrest for disorderly conduct, the Fourth and First Amendment issues in this case become inextricably intertwined because in order to find that Defendant had probable cause to arrest Plaintiff, the Court must also find that Plaintiff engaged in "fighting words," which constitute disorderly conduct per Kansas statute and which are not protected by the First
(a) Disorderly conduct is one or more of the following acts that the person knows or should know will alarm, anger or disturb others or provoke an assault or other breach of the peace:
(1) Brawling or fighting;
(2) Disturbing an assembly, meeting or procession, not unlawful in its character; or
(3) Using fighting words or engaging in noisy conduct tending reasonably to arouse alarm, anger or resentment in others.
...
(c) As used in this section, "fighting words" means words that by their very utterance inflict injury or tend to incite the listener to an immediate breach of the peace.45
This statute is construed narrowly, and requires more than words that are merely "offensive or anger[ ] others."
The fighting words doctrine has an even narrower application where, as here, an individual's speech offends a police officer. This is because a properly trained police officer may reasonably be expected to exercise a higher degree of restraint than the average citizen, and thus be less likely to respond belligerently to fighting words.51
In United States v. McKinney , the Tenth Circuit reversed the conviction of a defendant for disorderly conduct, where the defendant had aggressively maneuvered her car toward a military police officer and then repeatedly told him to "go
The Court must consider the totality of the circumstances surrounding Plaintiff's conduct and remarks when analyzing whether Defendant had probable cause to arrest him for disorderly conduct.
For essentially the same reasons discussed above with respect to Plaintiff's unreasonable seizure claim, Defendant is not entitled to qualified immunity from Plaintiff's claim that Defendant retaliated against him for exercising his First Amendment right of free speech. Where the government defendant is not the plaintiff's employer, First Amendment retaliation claims are analyzed according to the standard set forth in Worrell v. Henry .
(1) that the plaintiff "was engaged in constitutionally protected activity"; (2) that the defendant's actions caused the plaintiff "to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity"; and (3) that the "defendant's adverse action was substantially motivated as a response to the plaintiff's exercise of constitutionally protected conduct."62
Under the qualified immunity framework discussed above, the Court must examine "first, whether plaintiff has established a constitutional violation under the three-part Worrell standard and, second, whether the law was clearly established such that a reasonable [officer] would have understood that what he or she was doing amounted to a violation of [Plaintiff's] constitutional rights."
As to the first element of the Worrell test, the Court finds that Plaintiff's speech is protected by the First Amendment because it did not constitute fighting words. "As the Supreme Court observed in Hill , speech is often provocative and challenging, but it is nevertheless protected unless it is shown likely to produce a 'clear and present danger or a serious substantive evil that rises far above public inconvenience, annoyance, or unrest.' "
Defendant also relies on the case of Leverington v. City of Colorado Springs ,
Regarding the second Worrell element, the Court finds that Defendant's alleged actions-injuring Plaintiff by forcefully grasping him and throwing him onto the street, and then arresting him-would be sufficient to chill a person of ordinary firmness from continuing to express protected speech. The Court also finds that the third Worrell element is met because
3. Excessive Use of Force
Plaintiff alleges that Defendant used excessive force in arresting him in violation of the Fourth and Fourteenth Amendments.
In this case, Plaintiff alleges that he was arrested by Defendant for the misdemeanor offense of disorderly conduct after he made an obscene hand gesture and shouted obscenities toward his neighbor's house. The first Graham factor favors Plaintiff, given that disorderly conduct is not a serious crime, but a Class C misdemeanor under Kansas law.
Having found that Plaintiff has sufficiently alleged a violation of his right to be free from the use of excessive force, the Court must next examine whether that right was clearly established under existing case law at the time in question, meaning that Defendant's conduct violated Plaintiff's right under circumstances where "it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted."
Although the general factors outlined in Graham are insufficiently specific to render every novel use of force unreasonable, "[w]e cannot find qualified immunity wherever we have a new fact pattern." Thus, our circuit uses a sliding scale to determine when law is clearly established. Under this approach, "[t]he more obviously egregious the conduct in light of prevailing constitutional principles, the less specificity is required from prior case law to establish the violation." Relevant here, " Graham establishes that force is least justified against nonviolent misdemeanants who do not flee or actively resist arrest."85
Although there does not appear to be a factually identical case from the Tenth Circuit, there are Tenth Circuit cases finding that an officer's use of force was justified based on factors that are not present here, such as a warning to the plaintiff that he was under arrest,
Likewise, Plaintiff in this case was unarmed, made no attempt to flee or resist arrest, and had no verbal warning that he was being arrested and no chance to comply before Defendant grabbed him and threw him to the ground. The Court finds that under these circumstances, the "nature and quality of the intrusion into the interests of [Plaintiff] protected by the Fourth Amendment was quite severe."
B. State-Law Claims
The Court finds that it has supplemental jurisdiction to hear Plaintiff's state-law constitutional claims, which arise from the same nucleus of fact as-and are parallel to-his federal constitutional claims. All of Plaintiff's claims arise out of the same incident on July 1, 2015, during which Defendant allegedly violated Plaintiff's rights to free speech and to be free from unreasonable seizure. Having exercised its discretion to hear these state-law claims, however, the Court finds that they must be dismissed under Rule 12(b)(6) because Plaintiff's Complaint sets forth no "plausible [state-law] claim ... to survive a motion to dismiss."
Plaintiff alleges that Defendant violated his right to free speech and his right to be free from unreasonable seizure under Sections 11 and 15 of the Kansas Bill of Rights, respectively, and that these "causes of action are authorized and his damages compensable ... under state law by the Kansas Tort Claims Act, K.S.A. 75-6101, et seq."
Similarly, the cases of Manzanares v. Bell
Plaintiff also points to K.S.A. § 21-5227 (formerly K.S.A. § 21-3215(1) ) to support his state-law constitutional claims. In relevant part, this statute provides that an officer is "justified in the use of any force which such officer reasonably believes to be necessary to effect the arrest and the use of any force which such officer reasonably believes to be necessary to defend the officer's self or another from bodily harm while making the arrest."
As we view [this statute], it follows the majority rule concerning arrests of misdemeanants. It allows a law enforcement officer to use any force he or she believes necessary to effect an arrest, but prohibits the use of force which is likely to cause death or great bodily harm except to prevent death or great bodily harm to the officer or another person.... The purpose of the statute is to set limits for law enforcement officers, and if the limits are observed an officer has a defense in a criminal action. We see no reason why the civil liability of a law enforcement officer should not be coextensive with his or her criminal liability.114
Thus, while K.S.A. § 21-5227 guides the determination of an officer's criminal or civil liability for use of force, cases in which this statute is invoked deal with state-law tort claims such as false imprisonment, assault, battery, negligence, and wrongful death.
Plaintiff's attempt to bring such claims under the umbrella of the KTCA is likewise unavailing. Although Plaintiff broadly asserts that he brings his state-law constitutional claims pursuant to the KTCA, "[t]he KTCA creates no new cause of action beyond what is already available under Kansas law, and there can be no greater liability under the KTCA than a private person would have under Kansas law."
[T]he KTCA provided only for liability where the governmental entity, if a private person, would be liable under the laws of this state. Because there is no statutory or common-law cause of action in Kansas by which a private person may be liable for damages for deprivation of a person's constitutional rights, neither the [State nor the State's employee] could be liable for [the plaintiff's] claims under the KTCA .118
Thus, the Kansas Legislature did not create a cause of action for a "constitutional tort" in enacting the KTCA,
C. Motion to Amend
Because Plaintiff's state-law causes of action are dismissed for failure to state a claim, his Motion to Amend must be denied as futile. Defendant argues that this Court lacks subject matter jurisdiction to hear Plaintiff's state-law claims because Plaintiff has failed to allege compliance with K.S.A. § 12-105b(d), which provides that "[a]ny person having a claim against a municipality or against an employee of a municipality which could give rise to an action brought under the Kansas tort claims act shall file a written notice as provided in this subsection before commencing such action...." Although Plaintiff argues in his opposition to Defendant's motion to dismiss that such notice is not required where the party sued is a municipal employee rather than the municipality itself, he nonetheless seeks leave to amend his Complaint by adding the allegation that "[p]ursuant to K.S.A. § 12-105b the City of Baxter Springs, Kansas was served a notice of this claim on or about January 28, 2016."
The Court agrees with Defendant that compliance with K.S.A. § 12-105b(d)"is required before a court has subject matter jurisdiction over a tort claim against a municipality."
IT IS THEREFORE ORDERED BY THE COURT that Defendant's Motion to Dismiss for Failure to State a Claim (Doc. 4) is denied as to Plaintiff's federal claims arising under
IT IS SO ORDERED.
Notes
This Order is being issued to correct an erroneous statement of law concerning the notice requirement of K.S.A. § 12-105b(d) in Section III.C. of the Court's prior Memorandum and Order dated December 1, 2017 (Doc. 15). This Order is not otherwise materially different from the Court's prior order and does not alter the Court's prior rulings on Defendant's Motion to Dismiss or Plaintiff's Motion to Amend.
Doc. 2 ¶ 11.
Bell Atl. Corp. v. Twombly ,
Ridge at Red Hawk, L.L.C. v. Schneider ,
Ashcroft v. Iqbal ,
Kan. Penn Gaming, LLC v. Collins ,
Iqbal ,
Doc. 12 at 1.
Castleglen, Inc. v. Resolution Trust Corp. ,
Foman v. Davis ,
6 Charles Alan Wright, et al., Federal Practice & Procedures § 1487 (3d ed. 2017).
Ketchum ,
Davis v. King ,
Oltremari by McDaniel v. Kan. Soc. & Rehab. Servs. ,
Doc. 5 at 4.
Robbins v. Oklahoma ,
Doc. 2 ¶¶ 11-12.
Id. ¶¶ 12-13.
Id. ¶ 3.
Id. ¶¶ 17-18.
Gomez v. Toledo ,
Ashcroft v. al-Kidd ,
Clark v. Wilson ,
See Gomez ,
Schroeder v. Kochanowski ,
See al-Kidd ,
The Fourth Amendment's guarantee that "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized," is "enforceable against the States through the Fourteenth Amendment." Camara v. Mun. Court of City and Cty. of San Francisco ,
The First Amendment is likewise made applicable to the states through the Fourteenth Amendment. See Schneider v. New Jersey ,
Stearns v. Clarkson ,
Berry v. City of Phillipsburg ,
See State v. Huffman ,
K.S.A. § 21-6203(a), (c).
United States v. McKinney ,
McCormick v. City of Lawrence ,
Houston v. Hill ,
Stearns v. Clarkson ,
McCormick v. City of Lawrence , No. 02-2135-JWL,
McKinney ,
Stearns ,
McKinney ,
Defendant argues that he is entitled to qualified immunity because "although [Plaintiff's] conviction was later overturned, at minimum, the Municipal Court Judge felt there were facts sufficient to convict Plaintiff of 'disorderly conduct.' " Doc. 5 at 8. Although not cited by Defendant, the Court acknowledges decisions of other judges of this Court finding that under Kansas law, "the conviction of the accused by a magistrate or trial court, although reversed by an appellate tribunal, conclusively establishes the existence of probable cause" for the purposes of qualified immunity. Elbrader v. Blevins ,
Worrell v. Henry ,
McCormick ,
McCormick ,
McCormick ,
See Hill ,
Under Tenth Circuit law, "in cases involving claims of both unlawful arrest and excessive force arising from a single encounter, it is necessary to consider both the justification the officers had for the arrest and the degree of force they used to effect it. If the plaintiff can prove that the officers lacked probable cause, he is entitled to damages for the unlawful arrest, which includes damages resulting from any force reasonably employed in effecting the arrest. If the plaintiff can prove that the officers used greater force than would have been reasonably necessary to effect a lawful arrest, he is entitled to damages resulting from that excessive force. These two inquiries are separate and independent, though the evidence may overlap. The plaintiff might succeed in proving the unlawful arrest claim, the excessive force claim, both, or neither." Cortez v. McCauley ,
Graham v. Connor ,
K.S.A. § 21-6203(b).
Doc. 2 ¶ 11.
Saucier v. Katz,
White v. Martin ,
Fogarty v. Gallegos ,
Hinton v. City of Elwood ,
Cruz v. Gutierrez , Nos. 99-2358, 99-2364,
Bryner v. Utah ,
Cavanaugh ,
Id. at 662-63.
Id. at 666.
Id. at 665.
Id. at 665 (quoting Casey ,
Cases from other courts support a finding that Defendant should have known that his conduct was unlawful based on established law at the time. See, e.g., Brown v. Lewis ,
Morman v. Campbell Cty. Mem'l Hosp. ,
Doc. 2 ¶ 5.
Jackson v. City of Overland Park , No. 11-2527-CM-DJW,
Prager v. Kan. Dept. of Revenue ,
The rule is the same in many other states. See, e.g., McMillion-Tolliver v. Kowalski , Civil Action No. 2:13-cv-29533,
Doc. 10 at 10.
Doc. 10 at 10.
Manzanares ,
Henry ,
K.S.A. § 21-5227(a).
Dauffenbach v. City of Wichita ,
See, e.g., Simpson v. Kansas ,
Prager v. Kan. Dept. of Revenue ,
William E. Westerbeke, The Immunity Provisions in the Kansas Tort Claims Act: The First Twenty-Five Years,
Prager ,
Doc. 12 at 4.
Whaley v. Sharp ,
See Doe v. U.S.D. No. 237 Smith Ctr. Sch. Dist. , Case No. 16-CV-2801-JWL-TJJ,
