*1 to find that not Respondent Court has YOUNG, Appellant, failing
shown for to meet the Gerald cause CLE year requirements for ended June does, however, 2000. The Commission Kentucky, leniency by COMMONWEALTH
recommend this Court for Re- Appellee, Rather spondent. suspension, than requests Respondent Commission that the pay penalty, plus be ordered to a $500.00
costs the amount of $130.00. Thomas, Appellant, F. Erskin requests The Commission also this specify that a time extension pursu- Court Kentucky, Appellee, Commonwealth ant to SCR 3.667 will not be available Respondent for the current educational year or the ending year June next
ending 2002. Morbley, June Appellant, Darrell C. satisfactory find penalty We this and so Christopher order S. Burnside pay Kentucky, Appellee. Commonwealth disregard Supreme Court 1998-SC-0584-MR, Nos. 1998-SC-0607- non-compli-
rules and and for procedure, andMR requirement ance with 1998-SC-0963-TG. the CLE 30, 2000, in year educational ended June Kentucky. Supreme Court $500.00, plus the amount of costs in the $130.00, $630.00, amount of total of to be April 2001. twenty days date paid within Rehearing Aug. 2001. Denied Further, 3.667, pursuant to SCR Order. Respondent may apply time ex- years ending
tension for the educational 2001 and June 2002. Failure
June fine or pay complete
to either the CLE in the
requirements future will result 3.669(4).
suspension pursuant SCR
All concur. January
ENTERED: Joseph E. Lambert
/s/
CHIEF JUSTICE *6 Man- Boyce, Appellate
Donna L. Branch Advocacy, ager, Public Department of Frankfort, KY, Hoffman, Richard Assis- Advocate, Department tant of Pub- Public Frankfort, appellant Ger- Advocacy, lic (1998-SC-0584-MR). ald Young General, Chandler, III, Attorney A.B. KY, L. Frankfort, Young, Kent T. William Daniel, General, II, Attorneys Assistant General, Ap- Attorney Criminal Office Frankfort, Division, appellee pellate *7 (1998-SC- Kentucky Commonwealth 0584-MR). Richmond, Shaw, appellant for
Elizabeth (1998-SC-0607-MR). Erskin F. Thomas General, Chandler, Attorney III, A.B. KY, L. Frankfort, Young, Kent T. William General, Daniel, Attorneys II, Assistant General, Ap- Attorney Criminal Office of Frankfort, Division, appellee pellate (1998-SC- Kentucky Commonwealth 0607-MR). Lewter, County Legal Fayette
V. Gene
Aid, Inc.,
Darrell
Lexington,
appellant
(1998-SC-0963-TG).
Morbley
C.
General,
Chandler, III, Attorney
A.B.
Frankfort, KY,
Shepherd, Kent
Dennis W.
Daniel, II, Assistant
T.
L.
Young, William
Attorneys General,
Attorney
prison
probation
pa-
Office
Gen-
without benefit
or
eral,
Division,
Appellate
Criminal
Frank-
years.
role for twenty-five
Young was
fort,
appellee
Commonwealth Ken-
complicity
convicted of
murder and sen-
(1998-SC-0963-TG).
tucky
Morbley
tenced to death.
was convicted of
facilitation of murder
sentenced to five
COOPER, Justice.
years
prison.
in
13, 1997,
On June
Osama Shalash was
Young
appeal to
and Thomas
this Court
fatally
Lexington
shot
Mall parking
right. Ky.
as a matter
Const.
in front of
Perkins’ Restaurant
Lex-
lot
532.075(1).
110(2)(b);
§
Morbley’s
KRS
ington, Kentucky. Appellants Gerald
appeal was transferred
this Court so
Young, Erskin
Thomas
Darrell Morb-
that all three
could be
appeals
considered
were
ley
jointly indicted for his murder.
74.02(2).
together. CR
We
reverse
trial, the
proved
At
Commonwealth
that
Young’s sentence of death because there is
and Young
Shalash
were cocaine traffick-
no aggravating
applicable
circumstance
and that Young regularly purchased
ers
his
participation
the murder of Shalash.
large quantities of
from
cocaine
Shalash
(3).
532.025(2),
In all
KRS
other respects,
for resale to lesser dealers. There was
imposed
convictions and sentences
that Young
purchase
evidence
intended to
$50,000.00
upon Appellants
Shalash,
worth of
from
are affirmed.
cocaine
$25,000.00
only
Shalash
had
worth
Young paid
of cocaine to sell.
Shalash
I. AGGRAVATING CIRCUMSTANCE.
$25,000.00 for the cocaine and entrusted
A sentence of death or of
with
life
$25,000.00
remaining
possession
parole
out benefit of
probation
for twen
associates,
of one of Young’s
Leslie Mulli-
ty-five years
imposed
cannot be
unless the
gan. There
Young
was evidence that
had
beyond
has found
reasonable doubt
previously “shorted”
Shalash
another
designated writing
least one
drug transaction. The Commonwealth’s
of the statutory aggravating circumstances
theory of the case was that Shalash robbed
532.025(2)(a),
enumerated in
or an
KRS
Mulligan
$25,000.00
at gunpoint;
other aggravating circumstance
and,
“otherwise
in revenge,
hired
Young
Thomas to
law,”1
applies
authorized
to the defen
end,
kill Shalash. To
arranged
532.025(2),(3);
dant. KRS
see Smith v.
meeting
with
at the Lexington
Shalash
Ky., 599 S.W.2d
parking
Morbley,
Mall
lot.
another of
associates,
Young’s
parties
appeal
to this
agree
drove Thomas to and
statutory
aggravating
from the
cir
Lexington Mall where Thomas
*8
applicable
shot and killed
cumstance
to the
Shalash. Thomas was con-
facts of this
532.025(2)(a)4,
of
victed murder and sentenced to life in case is KRS
viz:
Murder,
532.025(2).
Ky.,
by
1. In
rized
Harris
law.” KRS
of
denied,
(1990),
course,
S.W.2d
924,
cert.
proscribed by
is
KRS 507.020. While
believed from
evidence
punished by confinement
der shall be
that:
sonable doubt
life,
by
penitentiary
or
death.
committed the offense of
defendant
ch.
(repealed
Ky.Acts,
murder
Complicity to Murder and the
KRS 435.010
1975).
Thomas,
406, 336,
§
January
eff.
Under
Erskin
was committed
statute,
murderer
any that
a convicted
receiving money
whether
purpose
here,
been
Young could not have
because
2. We
not address
Commonwealth’s
do
preserved
finding
proof
that this issue was not
contention
death
and a
sentenced to
absent
reviewing a convic
by timely objection.
532.025(2)(a)4
In
aggravator.
of the KRS
tion in which the death
has been
error, including
imposed,
claims
those
all
Commonwealth, Ky., 780
In Brown v.
*9
ap
unpreserved,
which
are addressed on
are
denied,
(1989),
494 U.S.
627
cert.
object
fairly be
peal
to
unless the failure
can
1087,
1825,
S.Ct.
157
degree.
be
to death or
life in
for murder in the first
would
sentenced
tence
prison
Juries, however,
was left to the unfettered discretion
simply convicted of a less-
1962,
jury.
ex
By
of
similar statutes
er
of homicide in those cases where
degree
every jurisdiction
in
in
isted
the United
not to
the death
they
impose
penal-
chose
that
death
States
had not abolished the
ty,
legislatures
“jury
this
nul-
accepted
and
penalty. Model Penal Code and Commen
their statutes to
amending
lification”
taries,
II,
210.6,
4(c),
§
Part
Comment
at
grant juries
they
were al-
discretion
(A.L.I.1980) (hereinafter
131
Commentar
ready exercising.
).
1959,
In
the American
Institute
ies
Law
standard,
by neither
rule nor
Guided
adopted a
provision
Model Penal Code
fit,”
reject
as it
[sees]
“free
select or
aggravating
set forth
cir
mitigating
between
im-
jury that must choose
life
guide judges
juries
cumstances to
in
prisonment
capital punishment
can
determining
capital punishment
whether
must do nothing
do little more—and
in
appropriate
particular
would
case.
express
less—than
the conscience of the
Id.,
6,
1,
110,
Comment
at
at
Comment
community
question
on the ultimate
of
in
aggravating
136-42. The
circumstance
death.
life or
the Model Penal
corresponds
Code
Illinois,
519,
510,
Witherspoon v.
391 U.S.
532.025(2)(a)4
KRS
is found at Section
1770,
(1968)
1775,
88
L.Ed.2d
S.Ct.
20
776
210.6(3)(g):
murder
“The
was committed
Bernette,
359,
People v.
30
(quoting
Ill.2d
pecuniary
1972,
gain.”
As of
no Amer
(1964)).
436,
197 N.E.2d
jurisdiction
adopted
ican
had
210.6
Section
Commentaries,
of the Model Penal Code.
of
important
[0]ne
the most
functions
13, at
supra, Comment
167-68.
any jury
perform making
can
such a
a link
California,
In McGautha
selection
to maintain
between
402 U.S.
contemporary community
S.Ct.
L.Ed.2d 711
values and the
argued
it was
system-
behalf of the
link
penal
condemned
without which the
—a
murderer that the absence of
punishment
standards
of
determination
could hard
guide a jury’s discretion on
the issue
ly
“the evolving
reflect
standards of de
punishment
capital
was unconstitutional as
that mark
cency
progress
of a ma
being “fundamentally
and, thus,
lawless”
society.”
turing
violation
the Due Process
of the
Clause
Id. at
n.
S.Ct. at
519-20
1775-76
Fourteenth Amendment.
Id. at
Dulles,
Trop
(quoting
contention,
at
Addressing
S.Ct.
590, 598,
(1958)).
L.Ed.2d 630
Harlan
history
Justice
traced the
precedents,
these
Citing
Supreme
death
from Exodus 21:12-13
McGautha,
rejected
supra,
Court
through
England
Unit-
laws of
and the
argument against
Due Process
discretion-
197-203,
ed States.
Id. at
ary jury sentencing.
1462-65;
Commentaries, supra,
see also
light
history, experience,
In the
Coan, Sym-
at 121-32
Comment
and M.
present
and the
limitations of human
posium
Kentucky
on the New
Penal Code:
knowledge,
quite impossible
we find it
and Disposition
Classification of Offenses
(1972-
say
committing
to the
Offenders,
untrammeled
Ky.L.J.
738-39
73).
summarize,
power
pro-
To
rule
discretion
common law
capital
mandated death
all
life or death in
convicted murder-
nounce
cases is
legislative
Subsequent
anything
ers.
offensive to
the Constitu-
enactments
distinguished
degrees
homi-
between
tion.
States are entitled to assume
cide, retaining
mandatory
jurors
truly
death sen-
with the
confronted
*10
257,
at
awesome J., at 307- (Douglas, concurring); will act with U.S. death for a fellow human 08, (Stewart, J., of at 2761 concur regard consequences due for the their 92 S.Ct. ring). variety and will a of decision consider factors, of many which will been Meanwhile, pursuant joint to a resolu- by by ar- suggested the evidence or the Kentucky tion Assem- of the General guments of defense counsel. For a Commission bly,5 Kentucky the Crime had the attempt catalog appropri- court penal a draft prepared proposed of a new ate factors in this elusive area could com- Kentucky. The draft was code the expand scope inhibit rather than of in pleted published and November 1971 consideration, for no list circum- and, revision, by after some was enacted really complete. ever stances would be Assembly6 with an effec- 1972 General variety The infinite of cases facets 1, Palmore, July tive date of 1974. J. general would to each case make stan- Symposium Kentucky on Penal Preface meaningless plate” dards either “boiler (1972-73). Code, Ky.L.J. The 1972 or a of the obvious that no statement statute, murder new KRS version
jury would need.
507.020,
rendition
was enacted before the
207-08,
at
at
402 U.S.
91 S.Ct.
1467-68.
change
penalty
of Furman and did not
statute,
former
provision
KRS
1972, plurality4
That
in 1971. In
was
435.010,
permit
jury
but continued
Supreme
of the
held in Furman v.
Court
in
in
prison
death or life
its
238,
impose
2726,
Georgia, 408 U.S.
92 S.Ct.
go
(1972)
penal
The
code did not
discretion.
new
leaving
L.Ed.2d 346
that statutes
July
originally
into
on
entirely to
effect
imposition
penalty
of the death
scheduled,
reenacted
the 1974
jurors
was
unguided
discretion of
violated
Eighth
Assembly
General
with modifications and
proscription
Amendment
January 1,
given
new
date of
punishment.
and unusual
Id.
effective
against cruel
statute,
306-10,
(Stewart, J.,
507.020,
at 2760-63
1975.7
murder
KRS
92 S.Ct.
310-14,
imposition of
require
at was amended to
concurring);
id. at
("White,J.,
cir-
aggravating
see
death
under six
concurring);
Gregg
penalty
2763-65
cumstances,
avoiding
n.
the Furman
Georgia,
thus
(1976)
life
problem leaving
the decision of
or
159
State,
776,
Following the invalidation of its
250 Ga.
301 S.E.2d
statuto- Castell v.
Furman,
ry
234,
(1983),
trial,
scheme
Georgia enacted
new
250
on denial
252
of
penalty
new death
statute incorporating
418,
210.6(3)(g) of Model
Penal Code
aggravating
enumerated
circumstances
“the
pecuniary
murder was committed for
vague
pro-
so
or
were not
so broad as
added),
gain,” (emphasis
providing instead
inadequate
juries
guidance
charged
vide
that “[t]he
committed the
offender
offense
duty
recommending
of
or impos-
with the
another,
of murder for himself or
ing
capital
sentences
cases.
purpose
receiving money
of
or
other
any
thing monetary
value.” Ga.Code Ann.
basic
The
concern of Furman cen-
17-10-30(b)(4)
added). Thus,
§
(emphasis
those
who
tered on
defendants
were be-
210.6(3)(g)
whereas Section
Model
ing
capriciously
condemned to death
required
Code
that the motive for the of-
arbitrarily.
procedures
Under the
be-
been pecuniary gain,
must have
fense
case,
fore the Court in that
sentencing
Georgia
required
statute
motive of
to give
authorities were not directed
at-
i.e.,
offender,
defendant,
must have
tention
the nature or circumstances of
been pecuniary (monetary) gain.
the crime committed or
the character
adopted
States that
language
or
un-
record
the defendant. Left
the Model Penal Code have
“mo
found the
guided, juries imposed the death sen-
tive
requirement
for the offense”
inclusive
a way
only
tence in
be called
could
enough
apply
to the hired
Georgia
sentencing
freakish.
new
killer, but also to the one
procured
who
contrast,
procedures, by
jury’s
focus the
State,
E.g.,
services.
Wilson v.
his/her
particularized
on the
attention
nature of
Nev.
P.2d
Hop
and the particularized
the crime
charac-
State,
kinson v.
(Wyo.1983),
P.2d
the individual
teristics of
defendant.
denied,
rt.
ce
jury
permitted to
While the
consider
10. 1973
*12
Thus,
Assembly adopted
the
day
Gregg,
On
same
it rendered
it.”
the General
the
(b)(4)
Supreme
Georgia
Court also rendered Woodson
the
verbatim subsection
of
Carolina,
North
96 S.Ct.
clause
statute12 but added the additional
L.Ed.2d
held
which
it
profit,”
“or for
which
retained
other
mandatory
penalty
North Carolina’s
death
profit
language
from the
hire”
of
“for
or
because,
statute unconstitutional
inter
507.020(2). Sig-
the 1974
of
version KRS
alia,
significance to rele-
it accorded “no
nificantly,
Assembly
not
the
did
General
vant
of the character and record of
facets
language
...
of the
retain the “for
hire”
or
circum-
the individual offender
adopt
did
1974 statute and
not
“direcG
particular
Id. at
stances of
offense.”
found
subsec-
aggravator
ed another”
course,
at
2991. Of
Woodson
(b)(6)
Georgia
tion
of the
statute.
effectively
also
invalidated the 1974 ver-
thirty-eight
present,
At
laws of
507.020(2).
sion of KRS
pen-
the death
permit imposition
states
Woodson,
Gregg
In
and
response
All thir-
alty upon
of murder.13
conviction
Assembly
Kentucky General
was called
finding
least one
ty-eight require
into
1976 and
special session December
statutory aggravating circumstance as
507.020(2),11
time
again amended KRS
imposition of
death
prerequisite to
provide merely
capi-
is a
“[m]urder
Virginia15 are
and
penalty. Montana14
532.025,
offense,”
tal
and enacted KRS
not
only
penalty
states that do
death
adopted
Georgia/Model
which
Penal
pecuniary gain” aggravator
include a “for
(1) enumerating specific
approach
Code
Thirteen
statutory
in their
schemes.
aggravating
mitigating
circumstances
or
provisions identical
adopted
states have
guide
penalty
in its
decision
210.6(3)(g) of
virtually
identical
Section
(2) requiring
finding beyond
a rea-
i.e.,
Code,
the Model Penal
at least
sonable doubt
the existence of
of-
mo-
offender,
to the
fense,
opposed
statutory aggravating
one
circumstance
pecuniary
Eighteen
gain.16
tivated
can
capital punishment
imposed.
before
states,
those with
including
provi-
three of
supra,
aggravating
As
circum-
noted
or
virtually
sions identical
identical
532.025(2)(a)4 is
in KRS
specified
stance
§ 210.6(3)(g),
Model
have stat-
Penal Code
committed the offense
offender
“[t]he
or
providing
hiring
another,
spécífícally
utes
or
for the
of murder for himself
to commit
procuring
otherwise
another
purpose
money
any
other
receiving
value,
monetary
aggravating
murder
an
circumstance.17
thing
prof-
or for other
13A-5-49(6),
(ex. sess.),
§
Ky.Acts
§§
2.
16. Ala.Code
Ark.Code Ann.
11.
ch.
604(6);
§
§
16-11-
Colo.Rev.Stat.Ann.
5-^4—
Georgia
served as the model
12. The
statute
103(5)(h); Del.Code Ann.
tit.
Lawson,
Ken
for KRS 532.025. Palmore
921.141(5)(i);
4209(e)(l)o;
§
§
Fla.Stat.Ann.
(Criminal), § 2.08
tucky
Juries
Instructions to
19-2515(h)(4);
§
Ann.
Idaho
Miss.Code
Code
(Comment) (3d
Anderson
ed.
99-19-101(5)(f);
§
§
29-
Neb.Rev.Stat.
supp.).
200.033-6;
2523(l)(c);
§
Nev.Rev.Stat.
VII(i);
§
N.C.Gen.
N.H.Rev.Stat.Ann.
630:5
permit imposition
that do
13. Those
15A-2000(e)(6);
§
Ann.
Utah Code
Stat.
Alaska, Hawaii,
Iowa,
penalty
death
are
76-5-202(l)(£);
§
Wyo.Stat.Ann.
§
6-2-
Minnesota,
Massachusetts,
Maine,
Michigan,
102(h)(vi).
Dakota,
Island, Vermont, West
Rhode
North
Virginia and Wisconsin.
13-703F-4;
§
17. Ariz.Rev.Stat.
Conn.Gen.
53a-46a(i)(5);
§
§
Idaho Code
19-
Stat.
§
46-18-303.
Mont.Code Ann.
5/9-l(b)(5);
2515(h)(4);
§
Ill.Comp.Stat.
35-50-2-9(b)(5);
§
Kan.Stat.Ann.
Ind.Code
§Ann.
15. Va.Code
19.2-264.2.
discretionary,
ment.
the kind of
Colorado’s statute not
has the Model
That is
aggravator,
Penal Code
but also has an ad hoc
of the death
application
the defen-
aggravating
specifically
circumstance that
condemned Furman
Geor
kill
party
agreement
supra,
dant was a
to an
gia, supra.
Gregg Georgia,
In
*13
another.18 California has
the Model
Supreme
upheld
both
the United States
Court
aggravator
provision
Code
and a separate
only
Georgia’s
penalty statute
new death
the death
if the defen-
authorizing
penalty
legislative guidelines
because it contained
accomplice
dant
another
was an
with
to
circumscribing
imposition
the
of the death
aggravating
applies
whom an
circumstance
206-07,
at
penalty. 428
96 S.Ct.
U.S.
and if
defendant
intended
the
equally
2940-41. It
clear that individu
is
victim would be killed.19 New Mexico20 alized
is a
consideration
Constitutional
and
have
circum-
aggravating
Ohio21
an
capital pun
prerequisite
imposition
stance that the offense “was committed for
Ohio,
Id.;
ishment.
see also Lockett v.
438
hire.” In
to
three
Georgia,
addition
other
586, 605,
2954, 2965,
U.S.
98 S.Ct.
57
provisions
language
states have
with
simi-
(1978);
v.
L.Ed.2d 973
Woodson
North
ie.,
532.025(2)(a)4,
lar to KRS
the Carolina,
96
supra,
U.S. at
S.Ct.
motive
pecuniary gain,
by
Supreme
at 2991.
offender’s
As observed
each,
Georgia,
adopted
like
has
also
Court of Missouri:
aggravating
additional
circumstance that
obvious,
penal-
To state the
the death
“[t]he offender caused or directed another
ty
all
of crimi-
differs from other forms
Kentucky
commit murder....”22
has
nal
The death penalty
sanction.
reflects
the only statutory
a “pecuni-
scheme with
a societal
judgment
person’s
a
acts
ary gain” aggravator containing neither
fit
[sic]
render them
no
to be
longer
Penal
language
Model
Code
applying
among
a
of such
judgment
us. Such
a
offense,
aggravator
opposed
as
magnitude
jury
so final that
deliber-
and
offender,
to the
nor an aggravating cir-
subject
carefully
ations over the
must be
specifically
cumstance
applicable to one
legal
channelled to consider
who
procures
hires or otherwise
another to
justifications
punishment
and
commit murder.
broad,
the more
often emotional re-
Thus,
death penalty
sponse
general.
The
cannot
im
the crime in
be
posed
jury
simply
setting
statutory
because we or the
out
be
instructions
lieve
particular
the actions
cir-
aggravating
motives of
circumstances —those
deserving
capital
that,
found,
defendant are
punish-
justify
if
cumstances
21-4625(4);
§
subjected
La.Code
be
Crim.Proc.Ann.
art.
to the death
was mandat
905.4A(5);
413(d)(7);
Florida,
§
Md.Ann.Code art.
ed
Enmund v.
29-2523(1 )(c);
§
(1982);
Neb.Rev.Stat.
NJ.Stat.Ann.
We find cases ante, dissenting opinion, inapposite. to be offense. 729, 731 Lundergan, Ky., 847 S.W.2d ambiguous, language
23. Even if the were Ky., 695 give Roney v. lenity” require it the would us "rule of (1985). interpretation. Commonwealth more lenient Atizona, object In Tison did not to the trial supra, Appellants note not, here, ag- the issue was as judge’s interpretation whether an erroneous of RCr applicable gravating only factor to the the trial argued only judge 9.40 principal vicariously applied could be more grant peremp had the discretion fact, accomplice. an In there three were tory penal in a death strikes defendants aggravating specifically applicable factors by ty required than are the rule. case the accomplice’s conduct in Gabow, Tison. Thus, issue was not at U.S. 1680. The preserved appellate Kentucky review. Florida, issue was whether Enmund v. Cook, Ky., Farm Bureau Mut. Ins. Co. supra, note precluded imposition 875, 877 non-trig- the death because the B. Failure to strike cause. robbery to a german accomplice fatal did Thomas Appellants assert not robbery intend that victims be error in the court’s refusal to strike killed. Tison held that Enmund does cause, eight jurors for all of whom were preclude capital punishment in a situation subsequently peremptory excused where the non-triggerman accomplice was *15 strikes. major robbery, a in participant he knew that lethal force would employed Juror a scout pilot No. 932 was accomplish robbery, partic- and his for the National Guard. He advised dur ipation knowledge with such amounted to ing general helped voir dire that he had reckless indifference to human 481 life. Kentucky State Police search for mari 158, here, at U.S. 107 S.Ct. 1688. As juana marijuana of the part eradication accomplice’s eligibility pun- for capital force; task that drug suspects had shot at depended ishment not on the mens rea him even on and wounded him one occa triggerman, on his rea but own mens sion; he that had testified as witness in a and the nature of his own conduct. prosecution drug trafficking; and that Having determined that im- Young was position drugs his on was “zero tolerance.” death, properly sentenced we not need He that his employees also advised one of address the appeal other issues on that course, police to a was married officer. Of apply only to penalty death cases. Nor there although would be evidence that ai'e we bound mandate of KRS both and drag Shalash were deal 532.075(2) to consider other that issues ers, murder, were with Appellants charged
were not properly preserved for appellate in trafficking not with controlled sub review. stances. Juror No. 932 stated that his would his background ability not affect II. JURY ISSUES. impartial juror sit as an on case. He
A. Peremptory strikes. during also advised individual voir dire joint Since this was trial of three could the full range he consider jurors defendants and be mitigating alternate were would penalties consider ing seated, Appellants to a deciding penalties were entitled factors before in the peremptory total of fifteen RCr Appellants strikes. event were convicted. Even if 9.40; Commonwealth, had, himself, Springer v. Ky., police 998 Juror No. 932 been a (1999). 439, Instead, they officer, required S.W.2d 443-45 such would not per- allotted a total of he v. were twelve be excused cause. Sanders Com monwealth, 665, emptories. Ky., in Gabow As v. Common 801 670 S.W.2d wealth, denied, 63, (2000), (1990), 831, Ky., 34 74-75 112 S.W.3d cert. 502 U.S. S.Ct.
164
107,
range
penalties
Appellants assert error she had insisted that judge’s jurors to two bench where she decision excuse during occurred they they everything heard that had for cause because advised no error overrul in this trial. There was could not consider the death Shrout ing asked if she the motion mistrial. Juror No. was case. 79k Commonwealth, Ky. However, credibility witnesses (1928). 726, 727 weight given testimony sworn
are for the to decide. Commonwealth III. SUFFICIENCY OF Smith, Ky., 5 S.W.3d
THE EVIDENCE. Estep (1997). Commonwealth ad-
Appellants they claim should duced sufficient evidence reasonable have received directed verdicts of acquittal jurors beyond conclude reasonable primary because the witnesses for the thus, Appellants guilty; doubt that were Commonwealth were incredible as a mat the trial overruled their judge properly ter of law. The key Commonwealth’s wit acquittal. motions for directed verdicts of girlfriend, nesses were Young’s Johnetta Benham, Ky., Commonwealth v. Girard, informant, jailhouse and a Danny S.W.2d 186 Craddock. Girard testified she was $25,000.00 present during the cocaine Appellant Additionally, Morbley Shalash;
transaction between claims there was evidence insufficient that Young told her that Shalash had convict him of facilitation mur criminal robbed Mulligan Leslie of the remaining 506.080(1) der. KRS provides: $25,000.00; going that he was to have Sha- person A guilty is criminal facili- (Girard) it; lash killed for she met when, tation acting knowledge with airport, Thomas at the drove him to a person committing another or intends motel, paid for his motel room with crime, he engages commit a in con- money given by Young; to her that on the duct knowingly provides per- which such day murder, drove Young she to the son or opportunity with the means Lexington Mall lot in parking Young’s Mit the commission of the crime and which automobile; subishi that Morbley and in fact person aids such commit the Thomas in a followed maroon Cadillac crime. she, driven Morbley; and that as Young, Morbley asserts there no girlfriend, Shalash and Shalash’s *17 Pruitt, knowledge Kim evidence that he had that preparing prior were to enter Per Restaurant, Thomas kins’ intended to kill Shalash. As ex up Thomas ran behind Commonwealth, them in plained and shot and Chumbler v. killed Shalash. Crad- dock testified that to convict of he was incarcerated complicity, with Young County jury at the the must find the defen Scott Detention - occur, Center dant August from intended the murder September facilitation, 1997 and that him convict of the Young told need find paid he $25,000.00 that the defendant knew the principal have Shalash killed because actor was a going Shalash had to commit crime. Ei Mulligan. robbed Leslie way, (necessary ther intent to convict of Appellants point out that the evi complicity) knowledge or (necessary to dence offered and Girard Craddock was facilitation) convict of can be inferred from respects by contradicted some other the defendant’s conduct. Id. at 499. Specifically, Mulligan witnesses. testified that there was no deal drug and that she IV. OF ADMISSIBILITY EVIDENCE. was not Appellants robbed. also claim A Hearsay: KRE 802. that neither Girard Craddock nor are wor thy of they given belief were Officer because Lee Shimizu arrived at Perkins’ in exchange “deals” their Restaurant testimony. approximately seven minutes narration shooting Joyce the and interviewed sion because the described after occurred); Combs, already a at restaurant who which had Sla waitress the events Commonwealth, Ky., ven shooting. the claimed to witnessed (1997) (declarant’s statement the killer was a 854-55 Combs told Shimizu that “not home” was male, 5'6", that the defendant was at complex- black about medium ion, present impression, and a but her state wearing a dark shirt white sense the had home left the in a ment that defendant come cap, baseball and he scene not within subsequently departed maroon with and was 1980’smodel Cadillac a white exception because it described events top. description Shimizu broadcast this occurred); Later, already radio. which had Jarvis police police over the station, 469- Ky., 960 S.W.2d the killer as Combs described (child’s (1998) that she saw weighing pounds, eigh- statement approximately old, years wearing the defendant kill her mother was teen nineteen and no exception because there was cap. unable to iden- within the red baseball She was as made tify photo line-up. from a Thomas evidence the statement was Thomas male, complexion, killing immediately occurred or there is a 6'1" dark black after). thirty-one weighing pounds years at the time of the murder. Other old description Nor Combs’s was saw Thomas run from Per- witnesses who an utter killer as excited admissible kins’ to the maroon Cadillac Restaurant Commonwealth, supra, In Jarvis v. ance. build,” “thin,” described him as “small weighed repeated we the factors build,” “in strong early “medium to his determining an out-of-court state whether mid-twenties, tall, twenties, proba- not real 803(2): under KRE ment is admissible eight five to five foot bly foot six inches (i) the main act lapse of time between
inches.” (ii) declaration, the opportunity and the trial, By Joyce disappeared. had Combs (iii) fabrication, in- or likelihood of Appellants sought to introduce her de- (iv) fabrication, the actual ducement scription through the tes- murderer declarant, (v) place excitement judge timony of Shimizu. Officer (vi) declaration, presence objection to sustained the Commonwealth’s of the act or of visible results there hearsay Appellants assert evidence. re- the utterance occurrence which repetition of Combs’s de- that Shimizu’s (vii) lates, whether utterance killer scription of the was admissible (viii) response question, made KRE impression, a present either sense in- against whether declaration was *18 utterance, 803(1), or an KRE excited self-serving. terest or 803(2). (quoting Id. Souder v. Common at 470 (1986), wealth, in Ky., 719 733 was S.W.2d statement to Shimizu
Combs’s Lawson, Kentucky quoting turn R. The because the present impression not a sense (2d § ed. Laio 8.60B contemporaneous Evidence Handbook was not made statement 1984)). v. clarified Smith describing with was or Michie We ly the event she Commonwealth, 266, 268 788 Ky., Fields v. Com S.W.2d immediately thereafter. denied, 111 monwealth, cert. 498 U.S. Ky., 279-80 (1990) (2000) (audio that the 112 L.Ed.2d description of crime scene test pose do not true-false investigating of above criteria investigation by recorded only as admissibility, rather act inves but of the shortly completion ficer after determining guidelines to be considered present impres- sense was not tigation identification). quent they admissibility. particular Whether a state Nor were ad- qualifies ment as an excited utterance de acts.” White v. missible as “verbal See Commonwealth, (1999). pends on the circumstances of each case 5 S.W.3d arguable point; and is often an and “when sought evidence to be elic The is trial so the court’s decision to admit that ited from is identical to usual Shimizu or exclude the evidence is entitled to def ly objected by “investiga as defendants Souder, supra, erence.” That at 733. is Commonwealth, tive hearsay.” Slaven v. way saying but another that when the Commonwealth, 859; supra, v. at Sanborn depends determination upon the resolution Ky., 754 S.W.2d “Investi fact, question a preliminary the reso gative hearsay” equally inadmissible lution is by judge determined the trial against against a the Commonwealth as 104(a) under KRE pre the basis defendant. su Fields evidence, ponderance Bourjaily police may at A pra, testify officer States, United by about information him furnished to an 2775, 2778-79, (1987); L.Ed.2d absent witness if that information will resolution not be un overturned explain tends to the action was taken erroneous, i.e., less clearly unsup unless by police officer as a result of the ported by substantial evidence. Com Cf. the taking information and of that action is Deloney, Ky., monwealth v. an issue in case. Daniel Common (2000) (trial 471, 473-74 judge’s findings of wealth, Ky., 905 S.W.2d clearly fact are supported not if erroneous Commonwealth, supra, Sanborn v. at 541. evidence). by substantial so, If the out-of-court is not statement Officer Shimizu testified that he chose to hearsay, it prove is not offered to because interview Combs because was “not she as the truth of the matter but to asserted stressed” as the other at witnesses explain why the officer acted as he did. scene. description Combs’s of the killer The fact description caused a Shimizu not spontaneous was response was police the killer to be over broadcast inquiry Thus, to a direct Shimizu. radio was not issue in case. there was substantial to support evidence only purpose introducing the details of judge’s the trial finding that Combs’s that description prove would be statement not an excited utterance. description Thomas; fit Combs’s did not Nor were description Combs’s thus, it prove would have been offered to of the killer and her to identify failure and, thus, truth description of Combs’s Thomas during photo line-up admissi Thomas was the killer. 801A(a)(3) ble under KRE statements crimes, B. v/rongs, Other acts: KRE “of person identification of a made after M(b). perceiving person.” applies That rule
only if the declarant Appellants testifies at and a assert it was error to foundation is laid accordance with KRE permit the Commonwealth to introduce ev 80lA(a). 613. KRE drug See also Summitt v. idence that was a dealer. *19 Commonwealth, Ky., 550 Specifically, proved S.W.2d 548 the Commonwealth (1977) (repetition murder, of an eyewitness’s de that within a month the before scription physical Young of the characteristics of and Shalash traveled to Texas to perpetrator the is gether purchase large not admissible unless to a of co amount eyewitness testifies, caine; occasion, only the Young and then that another on attempts rebuttal of to her subse- the Lexington parking discredit met Shalash at Mall 168 $28,000.00 Shalash, response question by prosecutor to a to
lot and transferred Young preferred to look at inferentially payment for controlled that she not substances; objec- The only defendants. Young “shorted” Shalash other transaction; by elicited and that tion was that her answer was a drug on another not leading question. preserved Error is Mulligan Leslie of the Shalash robbed $25,000.00 objec- if for wrong reason stated that remained from intend Commonwealth, supra, at $50,000.00 with tion. Tamme v. ed cocaine transaction Sha- by of statements robbery was Nor do either these lash. The evidence 33. under Young palpable to amount to error prove had motive Girard admissible Commonwealth, 103(e) Shalash, 10.26. kill KRE and RCr Craddock Brown merely Young, Ky., expressed and the no fear 983 S.W.2d (Craddock) he would be prior dealings evidence of the between remarked that he Young walking” man returned and Shalash was admissible to “dead when prison, of the disdain Mulligan presumably knew had because prove that Shalash $25,000.00 jailhouse infor- Young’s prisoners have for and had a motive other it, supported the Common mants. take which did, fact, theory that wealth’s Shalash Impeachment: D. KRE (who robbed) being Mulligan rob denied murder, Johnetta Girard After the Young revenge. killed Shalash in and that po by hours interrogated was six pur This within the “other evidence falls the interrogation lice and was recorded 404(b)(1). KRE pose” provision of Cf. trial, audiotapes. At Girard number of Commonwealth, Ky., Tamme her. Young had beaten testified that denied, (1998), cert. if she counsel When asked Thomas’s (1999) 143 L.Ed.2d her during had made the same accusation (the specifically purposes the rule listed responded that police interrogation, Girard exhaustive). are than illustrative rather attorney could recall. Thomas’s she not ERE C. Character accused: hours entire six proposed play then
m(a)(l). not had audiotapes prove that Girard permit Appellants it was error assert her. Young had beaten police told the prosecution witnesses Girard Crad- judge ruled that counsel testify of Young dock to to their fear play any portions Thomas could Thomas, grounds presumably on and/or inconsistent prior contained tapes which of bad improper that such was evidence play could not statements but that she 404(a); character. KRE Eldred Com entirety. in their tapes monwealth, suggest do not Girard Appellants denied, cert. U.S. interrogation during her recorded denied 1034, 134 L.Ed.2d her; thus, if, as Young had beaten in that re- posits, was silent that she did Thomas she
Girard testified inconsistent state- gard, prior there no during police tell truth her interro not re- tapes ment and the would gation she was afraid because prior of a consistent objection to vealed the absence There was no Thomas. trun- present KRE in its preserved it statement. testimony, thus was 103(a)(1); version,24 only that provides KRE RCr cated appellate review. occasion, credibility may of a be attacked witness another Girard testified 9.22. On legislative history KRE 608. supra, at 29 for the 24. See Tamme v.
169
by
statement,
supported
opin
evidence
the form
much
of
so
thereof
reputation.
pro
ought
ion
Civil Rule
48.07
“which
fairness
be considered
ie.,
it,”
may
“by
that a
impeached
contemporaneously
por
vides
witness
be
with
evidence,
contradictory
by
specific
he
showing that
tion which concerns the
matter
by
party.
had made statements different
his
the
from
introduced
adverse
White
Commonwealth,
present testimony,
byor
that his
292
166
Ky.
evidence
S.W.2d
(1942).
general reputation
for
ren
is
untruthfulness
877
The issue whether “the
him unworthy
ders
of belief.”
meaning
portion
Neither
the included
is altered
permits
by
impeachment
by
portion.”
rule
the absence
the
Commonwealth
excluded
Collins,
prior
(1996).
Ky.,
of a
consistent statement.
haveWe
933
814
S.W.2d
held that when a witness at
professes
objective
prevent
The
of KRE
“is to
106
a
assertion,
making prior
misleading
not
remember
a
a
impression as
result of an
can
impeached
introducing
be
a
incomplete reproduction
a statement.”
he/she
prior statement of the
Lawson,
witness wherein the
Id.
R.
(quoting
Kentucky
The
Ev
(3d
1.20,
assertion was
Manning
§
made.
v. Com
idence Law Handbook
at 48
ed.
monwealth,
(2000);
1993)).
Ky.,
23 S.W.3d
613
Michie
See Gabow v. Common
Commonwealth,
wealth,
see also Wise v.
Ky.App.,
supra,
Thus,
at 68 n. 2.
Young
(1978).
472
prior
would
permitted
play
not
been
the
is
assertion
then treated as
entirety
substantive
in their
audiotapes
even if he had
under Kentucky
evidence
KRE
requested.
law.
so
801A(a)(1),
Commonwealth, Ky.,
Jett v.
Relevancy
F.
demonstrative
evi-
(1969).
Thomas’s counsel
videotape
scene,
also asserted
that a
of a crime
including
at trial that if
played
Thomas
any portion
position
body
of the victim’s
and the
of the audiotapes
purpose
of impeach
injuries,
location
nature of the victim’s
ment, KRE
permit Young
106 would
just
is
photograph,
as admissible as a
as
play the
tapes
remainder
their
proper
suming a
foundation is laid. Bedell
(who
entirety.
appeal, Young
Commonwealth,
On
did not v.
Ky.,
170 441, permitting Ky., err in v. Sego, court the Commonwealth monwealth 872 S.W.2d (1994). autopsy photographs three of way to introduce 444 That is but another of body showing for the purpose Shalash’s of saying opinion witness’s must be the location of the fatal Davis v. wounds. based on witness’s own observations. Commonwealth, 574, Ky., 967 S.W.2d 579 purport opinion did not her Girard base (1998); Commonwealth, Ky., Parker v. 952 perceptions on her or own observations of denied, S.W.2d 218 cert. 522 Morbley’s actions and reactions. The 1066, 140 U.S. L.Ed.2d 126 opinion articulated basis for her was the (1998). hearsay by information furnished to her may Young. expert’s opinion While an Lay opinion:
G. KRE 701. on facts or data based otherwise inadmissi Morbley the trial erred in judge asserts evidence, 703(a), e.g., hearsay, ble as KRE permitting not him to introduce two state- lay opinion witness’s must be based on by during ments made Johnetta Girard personal knowledge percep own or his/her (1) police interrogation: her did she 701(a); 602; tions. KRE KRE v. Mills Morbley going not think knew what was Commonwealth, supra, at 488. (2) on; and the reason did not she Morbley think knew to kill plan Y. INSTRUCTIONS. Young
Shalash was because
later told her
got
that when
back in the car
Thomas
jury
Young asserts the
was im
scared,
said,
Morbley
crying,
was
it
find him
properly instructed that
could
on?”
going
going
“What’s
on? What’s
complicity
if he
with “a
guilty
acted
person”
intentionally killed Shalash
who
con
The second statement
requiring
jury
instead
to find that
i.e.,
layers
hearsay,
tained two
Girard
in complicity specifically
he acted
with
testifying
Young
told her that
what
Although Girard
Thomas.
testified
him,
Thomas told
neither
which falls
Shalash,
to kill
Crad-
hired Thomas
hearsay
exception
within an
to the
rule.
identify
not
hired killer
dock did
Thus,
clearly
the second statement was
Thus,
permitted
name.
the instruction
inadmissible. KRE 805. Girard did not
if it
Young guilty
to find
even
disre
to formu
state what evidence caused her
testimony but believed
garded Girard’s
opinion expressed in the first
late the
testimony.
pred
KRS 502.020
Craddock’s
statement,
thus, it
impossible
deter
guilt upon acting in
with
complicity
icates
opinion
rationally
mine if the
was
based
instruction con
person.”
“another
required by
own
upon
perceptions
her
statute,
701(a).
language
formed to
may
Generally,
KRE
a witness
thus,
not erroneous. Commonwealth
testify to the mental
of anoth
impressions
Hightower,
Ky.
149 S.W.
Commonwealth,
v.
supra,
v.
er. Tamme
(1912);
33-34;
Commonwealth,
McGuire
Common
Ky., 702
Adcock v.
cf.
(1994).
wealth,
Ky., 885 S.W.2d
exception
An
oc
judge
did the
err in
refusing
if
Nor
opinion
curs
is based on
wit
doubt,”
9.56,
“reasonable
RCr
Com
percep
ness’s own factual observations or
define
Commonwealth,
Callahan, Ky.,
supra, monwealth
tions. Tamme v.
(1984), give
“collective
more detailed
at 35. We have held that the
burden
type
opinion
if
instruction
the Commonwealth’s
applies
facts rule”
Nebraska,
U.S.
proof.
an
Victor v.
expressing
opinion
the witness is
about
1239, 1243,
171
”
97,
denied,
(1980),
‘well,
“something
S.W.2d
110
cert.
450
good.’
to the effect
989,
1529,
U.S.
101 S.Ct.
L.Ed.2d
preserved by
67
824 Neither of these issues were
(1981),
avowal,
ground, Payne
preserved
ap-
overruled on other
thus neither
is
Commonwealth, Ky.,
103(a)(2);
pellate
(1984). Furthermore,
the failure
in
PRESUMPTION OF
jury
struct the
to draw no adverse “infer
INNOCENCE.
ence of guilt” from the
failure
defendant’s
testify,
required by
9.54(3),
as
RCr
There
no reason to assume
where,
pointless
here,
would be
jury
as
that Appellants
prejudiced by being
were
already
had
found
guilty
the defendant
by security
escorted into the courtroom
only deliberating
was
appropriate
personnel. Appellants
wearing
were not
penalty. Compare Hibbard v. Common
jail
handcuffs,
clothing or
and the record
wealth, Ky.,
(1983),
YI. ALLEGED DENIAL
family
protect
lash’s
and friends as to
OF DEFENSE.
public from Appellants. Holbrook v.
Young
560, 569,
asserts he
improperly Flynn,
right
denied the
to introduce evidence
would have testified that
“Wingate
Appel
why he was read- Furthermore, objection was no ing. there J., in part concurs WINTERSHEIMER reading, the second thus the issue is not separate opinion. and in part by dissents preserved appellate for review.
WINTERSHEIMER,
Justice,
ALLEGED PROSECUTORIAL
VIII.
dissenting
concurring
part
part.
and
MISCONDUCT.
majority opinion
I fully concur with the
Young
mis
prosecutorial
asserts
Thomas
affirming the
convictions
in the following
conduct
statement made
However,
respectfully
I
Morbley.
must
his
by
prosecutor during
penalty phase
part
opinion which
dissent from that
of the
argument:
the conviction as
be-
reverses
Now,
now,
Kentucky
right
law
we
under
aggra-
I
as
cause believe
instruction
guarantee
those
defen-
cannot
that
two
vating circumstance was correct.
right
will
back
dants
not be
opinion
majority
Although the learned
it....
can’t
street. We can’t do
We
reversal,
presents
plausible argument
a
for
they
again.
that
won’t do it
guarantee
it
v.
convincing.
is not
Skinner
is
public
protected
The
entitled
be
(1993),
Ky
a
.,
dering prison guard. Perhaps necessary legisla- it is for the Kentucky, COMMONWEALTH aggravating ture to include an circum- Appellee, 532.025(2) stance in applicable KRS to one hired, procured who or directed another to Kentucky, Appellant, Commonwealth of commit murder. Murphy, Appellee, Ronnell *24 and Murphy, Appellant, Ronnell v. Kentucky, Appellee,
Commonwealth of and (a/k/a Sprowls Dennis Dennis Randall Lawler), Appellant, v. Kentucky, Appellee,
Commonwealth Kentucky, Appellant, Commonwealth of (a/k/a Sprowls, Dennis Dennis Randall Lawler), Appellee, Weathers, Appellant, Brandon Kentucky, Appellee, Commonwealth of Kentucky, Appellant, Commonwealth Weathers, Appellee. Brandon 1997-SC-0595-MR, Nos. 1997-SC-0607- MR, 1998-SC-0960-MR, 1997-SC- 0606-MR, 1997-SC-0621-MR, 1997- SC-0616-MR and 1997-SC-0622-MR. Supreme Kentucky. Court of April 2001.
Rehearing Aug. Denied
