MEMORANDUM OPINION AND ORDER
As a result of a general election held on November 8, 1988, Article XXVIII, entitled “English as the Official Language”, was added to the Arizona Constitution. In an action brought pursuant to 42 U.S.C. § 1983, the plaintiffs seek to have Article XXVIII declared unconstitutional and its enforcement enjoined, claiming that the Article violates the First and Fourteenth Amendments of the United States Constitution and 42 U.S.C. § 2000d, et seq., Title VI of the Civil Rights Act of 1964. Article XXVIII, which formally went into effect on December 5, 1988, provides in part that English shall be the official language of the State of Arizona and all of its political subdivisions, that the Article is applicable to all branches of government and to all government officials and employees during the performance of government business, that the state and its political subdivisions shall take all reasonable steps to preserve, protect and enhance the role of English as the state’s official language, that the state and its political subdivisions, with some limited exceptions, shall act only in English, and that private citizens shall have standing to bring suit to enforce the Article.
This action, which names as defendants, both individually and in their official capacities, Rose Mofford, Governor of the State of Arizona, Robert Corbin, Attorney General of the State of Arizona, and Catherine Eden, Director of the Department of Administration of the State of Arizona, was commenced on November 10, 1988 by Maria-Kelly Yniguez; Jaime Gutierrez was added as a plaintiff in a second amended complaint. Both plaintiffs are of Hispanic descent and are fluent in English and Spanish. Yniguez, who is employed by the Risk Management Division of the Arizona Department of Administration as an insurance claims manager, often spoke Spanish prior to the enactment of Article XXVIII with Spanish-speaking persons who were asserting medical malpractice claims against the state. Yniguez ceased speaking Spanish while performing her official duties immediately after Article XXVIII was passed because it was her interpretation of the Article that she could be sanctioned if she continued to speak Spanish. Gutierrez, an Arizona state senator, spoke Spanish prior to the enactment of Article XXVIII when communicating with his Spanish-speaking constituents and continues to do so. Both plaintiffs have signed state loyalty oaths promising to obey the Arizona Constitution.
The defendants have filed a motion seeking the dismissal of Yniguez’s claims, which the court has treated as a motion for summary judgment, and a separate motion seeking the dismissal of Gutierrez’s claims. The plaintiffs have filed a motion seeking a preliminary injunction. Pursuant to the stipulation of the parties, the trial on the merits was combined with the evidentiary hearing on the motion for preliminary injunction. For the reasons set forth herein, the court finds that the only appropriate parties to this action are Yniguez and Mof-ford and that Yniguez is entitled to have a judgment issued declaring Article XXVIII unconstitutional as facially overbroad in violation of the First Amendment.
Eleventh Amendment
Yniguez’s original complaint only named the State of Arizona as a defendant. On *311 the same day the state filed a motion seeking its dismissal on Eleventh Amendment grounds, Yniguez filed an amended complaint adding defendants Mofford, Corbin and Eden. The court subsequently dismissed the State of Arizona as a defendant but denied the Eleventh Amendment defense as to the individual defendants in what was specifically described as a preliminary ruling. While they did not specifically reassert the Eleventh Amendment defense in their pending motion to dismiss Yniguez’s claims, the defendants did raise it in connection with their motion to dismiss Gutierrez’s claims.
The defendants argue that they cannot be subjected to Gutierrez’s suit due to the bar of the Eleventh Amendment. Although Eleventh Amendment immunity extends to actions against state officers sued in their official capacities since such actions are in effect brought against the state,
Jackson v. Hayakawa,
The situation is different with respect to Yniguez’s claims in that the court now concludes that Mofford and Eden, by virtue of their respective offices of Governor and Director of the Department of Administration, have a sufficiently direct connection with the enforcement of Article XXVIII as far as Yniguez is concerned to be appropriate defendants under the Ex parte Young doctrine, but that Corbin does not. Both Mofford and Eden possess the authority to enforce Article XXVIII against state service employees, such as Yniguez, since such employees are subject to discipline or dismissal if they fail to comply with state laws and rules. A.R.S. § 41-770 (1985); A.C.R.R. R2-5-501 (1986). Mofford’s authority in this regard derives from her constitutional duty to take care that laws are faithfully executed, Ariz. Const, art. V, § 4, and her statutory duty to supervise the official conduct of all executive and ministerial officers, A.R.S. § 41-101(A)(1) (1985); Eden’s authority stems from her statutory responsibility to direct and control the state personnel administration program. A.R.S. §§ 41-761 (1985), 41-763(2) (1985).
Defendant Corbin, on the other hand, has no authority simply by virtue as his position as state attorney general to force a state service employee such as Yniguez to comply with Article XXVIII. Under Arizona law, the attorney general law has no common law powers, only statutory powers.
Arizona State Land Dept. v. McFate,
Case or Controversy
The defendants have challenged the propriety of this action in part on the basis that no actual case or controversy exists as required by Article III of the United States Constitution. The inquiry into standing involves both constitutional limitations on this court’s jurisdiction and prudential limitations on the exercise of that jurisdiction.
Warth v. Seldin,
The defendants’ assertion that a case or controversy is lacking is derived primarily from what they perceive as the conjectural and hypothetical and self-imposed nature of the injury Yniguez alleges she has suffered and is continuing to suffer from as a result of the enactment of Article XXVIII. It is the defendants’ position that the existence of Article XXVIII does not constitute a justiciable threat because Attorney General Corbin has formally interpreted Article XXVIII as not imposing any restrictions on Yniguez’s continued use of Spanish during the course of her official duties and the defendants have stated on the record that Yniguez may continue to speak Spanish without fear of official retribution, and because the possibility of her being sued by a private citizen under the private right of action provision of Article XXVIII is too remote and speculative to constitute an actual injury.
The court finds that Yniguez has met the requirement of an injury in fact to the extent that she asserts an injury resulting from Governor Mofford’s official actions. As a state government employee within the meaning of Article XXVIII who desires to speak a language other than English during the performance of her official duties, Yniguez is an individual to whom the Article’s prohibitions are specifically directed and, if her interpretation of Article XXVIII is correct, is an individual against whom sanctions could be applied, whether by some form of disciplinary action or by suits by private parties, for her continued use of the Spanish language during the course of her employment. The mere fact that no enforcement action of any sort has as yet been threatened against Yniguez, other than what can be inferred from the stipulated facts that Mofford has officially stated that she intends to comply with Article XXVIII and expects state service employees, of which Yniguez is one, to comply with Article XXVIII, does not make Yniguez’s injury hypothetical given the immediacy of the effect of Article XXVIII’s alleged chilling nature.
Ripplinger v. Collins,
The court’s finding that Yniguez possesses the requisite standing is a limited one *313 because there is no evidence of record to establish that Yniguez’s asserted injury is anything except purely conjectural and hypothetical to the extent that it stems from any private actions of the defendants. For that reason, the court concludes that no case or controversy exists sufficient to subject any of the defendants to this action in their individual capacities.
Furthermore, while Mofford’s stated intention to enforce Article XXVIII establishes the requisite connection between her and Yniguez’s alleged injury,
see NAACP v. California,
The defendants also argue that standing does not exist in this action because Yniguez’s claims run afoul of the prudential standing limitation that a plaintiff generally must assert his or her own legal rights and interests. This issue is raised in response to the fact that Yniguez’s assertion of standing is predicated in part on her right to assert the unconstitutionality of Article XXVIII on behalf of third parties not before the court whose rights are allegedly chilled by the over-breadth of the Article. The First Amendment doctrine of substantial overbreadth is an exception to the traditional prudential rule that a person to whom a law may be constitutionally applied may not challenge the law on the ground that it may conceivably be unconstitutionally applied to others.
New York v. Ferber,
Facial Invalidity
The plaintiffs argue that Article XXVIII should be invalidated on its face in part because it violates the First Amendment overbreadth doctrine. An over-breadth challenge is appropriately entertained in this case because Article XXVIII, by its literal wording, is capable of reaching expression protected by the First Amendment, such as Gutierrez’s right to communicate in Spanish with his Spanish-speaking constituents. Facial invalidation of Article XXVIII is mandated, however, only if its overbreadth is both real and substantial judged in relation to the Article’s plainly legitimate sweep,
Broadrick v. Oklahoma,
In order to determine whether Article XXVIII reaches a substantial amount of constitutionally protected conduct, the court must first determine what the Article means,
Broadrick v. Oklahoma,
The court’s determination of Article XXVIII’s facial validity is not dependent upon Yniguez having a First Amendment right to speak a language of her choice during the performance of her official duties, a “right” which the defendants assert does not exist. All the court need find, and all it does find in this regard, is that Article XXVIII is so broad as to inhibit the constitutionally protected speech of third parties. While public employees, as a general proposition, enjoy less First Amendment protection than private citizens because governmental entities have a significant interest as employers in regulating the speech of their employees so as to promote the efficiency of public services,
Pickering v. Bd. of Educ. of TP. H.S. Dist. 205, Ill.,
Although the plaintiffs have not argued that Article XXVIII is unconstitutionally vague, vagueness affects the overbreadth analysis because in determining whether Article XXVIII is so overbroad as to deter others from engaging in otherwise protected expression the court has to evaluate the ambiguous as well as the unambiguous scope of the Article.
Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
In determining the facial constitutionality of Article XXVIII the court must also consider any authoritative limiting construction placed on the enactment by Arizona state courts or enforcement agencies,
Broadrick v. Oklahoma,
No Arizona state court has as yet construed or interpreted Article XXVIII. The Arizona Attorney General has, however, construed Article XXVIII in a narrow fashion in a formal opinion, 189-009, an opinion which the defendants argue resolves the overbreadth issue in this action. While the court must consider the Attorney General’s opinion to some degree,
Grayned v. City of Rockford,
The gist of the Attorney General’s interpretation of Article XXVIII is that the English-only requirement applies solely to official acts of the state governmental entities and does not prohibit the use of languages other than English that are reasonably necessary to facilitate the day-to-day operation of government. The Attorney General’s belief that Article XXVIII is directed only towards sovereign governmental acts centers upon § 3(l)(a) of Article XXVIII which provides, with a few limited exceptions, that the “State and all political subdivisions of this State shall act in English and in no other language.” The Attorney General’s interpretation of what “to act” means, however, in effect ignores § l(3)(a)(iv) of Article XXVIII which states
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that the Article applies to “all government officials and employees during the performance of government business.” The various levels of legislative, executive and judicial branches of government in Arizona affected by Article XXVIII perform business in a whole variety of ways that do not rise to the level of “sovereign” acts, as the Attorney General apparently uses that term. The manner in which the term “act” is used in § 3(2) of the Article, the subsection setting forth the exceptions to the ban on the use of non-English languages, is illustrative of the unreasonableness of the Attorney General’s limitation on the meaning of “act”. Under the provisions of § 3(2)(c), for example, a governmental entity within Arizona “may act in a language other than English” to teach a student a foreign language as part of an educational curriculum. While the teaching of a foreign language by a public school teacher comes within the definition of performing government business, it does not come within the definition of performing a sovereign act. The Attorney General’s restrictive interpretation of Article XXVIII is in effect a “remarkable job of plastic surgery upon the face of the ordinance,”
Shuttlesworth v. City of Birmingham,
The defendants have not proffered any other limiting construction of Article XXVIII and the court is unable to discern any construction to which the Article is fairly subject that would limit its application in such a way as to render unnecessary or substantially modify the federal constitutional questions.
Abstention
The defendants, invoking the abstention doctrine of
Railroad Comm’n v. Pullman Co.,
Declaratory and Injunctive Relief
Given the court’s conclusion that Article XXVIII is substantially overbroad, Yniguez is entitled to a judgment pursuant to 28 U.S.C. § 2201 declaring Article XXVIII unconstitutional as violative of the First Amendment. Having so found, the court does not reach the plaintiffs’ claims that Article XXVIII also violates the Fourteenth Amendment and 42 U.S.C. § 2000d et seq. An injunction restraining the enforcement or threatened enforcement of Article XXVIII has also been requested but the prerequisites for such relief have not been sufficiently met; moreover, the court can see no need for such relief even if an
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injunction could properly be issued. In the absence of a pending enforcement action, Yniguez’s burden of establishing a right to injunctive relief in federal court is much greater than her burden of establishing a right to declaratory relief.
Steffel v. Thompson,
IT IS ORDERED that the defendants’ Motion to Dismiss (doc. # 30) and defendants’ Motion to Dismiss Plaintiff Gutierrez’s Claim for Relief (doc. # 68) are granted in part and denied in part. They are granted to the extent that all parties except plaintiff Yniguez and defendant Mofford in her official capacity are dismissed from this action. The motions are denied in all other respects.
IT IS FURTHER ORDERED that the plaintiffs’ Application for Preliminary Injunction (doc. # 15) is denied.
IT IS FURTHER ORDERED that Article XXVIII of the Constitution of the State of Arizona is hereby declared to be void as being invalid on its face in violation of the First Amendment of the Constitution of the United States.
APPENDIX
Article XXVIII of the Arizona Constitution provides as follows:
ARTICLE XXVIII. ENGLISH AS THE OFFICIAL LANGUAGE
1. English as the Official Language; Applicability.
Section 1. (1) The English language is the official language of the State of Arizona.
(2) As the official language of this State, the English language is the language of the ballot, the public schools and all government functions and actions.
(3)(a) This Article applies to:
(i) the legislative, executive and judicial branches of government,
(ii) all political subdivisions, departments, agencies, organizations, and in-strumentalities of this State, including local governments and municipalities,
(iii) all statutes, ordinances, rules, orders, programs and policies,
(iv) all government officials and employees during the performance of government business.
(b) As used in this Article, the phrase “This State and all political subdivisions of this State” shall include every entity, person, action or item described in this Section, as appropriate to the circumstances.
2. Requiring This State to Preserve, Protect and Enhance English.
Section 2. This State and all political subdivisions of this State shall take all reasonable steps to preserve, protect and enhance the role of the English language as the official language of the state of Arizona.
3. Prohibiting This State from Using or Requiring the Use of Languages Other Than English; Exceptions.
Section 3. (1) Except as provided in Subsection (2):
*318 (a) This State and all political subdivisions of this State shall act in English and in no other language.
(b) No entity to which this Article applies shall make or enforce a law, order, decree or policy which requires the use of a language other than English.
(c) No governmental document shall be valid, effective or enforceable unless it is in the English language.
(2) This State and all political subdivisions of this State may act in a language other than English under any of the following circumstances:
(a) to assist students who are not proficient in the English language, to the extent necessary to comply with federal law, by giving educational instruction in a language other than English to provide as rapid as possible a transition to English.
(b) to comply with other federal laws.
(c) to teach a student a foreign language as part of a required or voluntary educational curriculum.
(d) to protect public health or safety.
(e) to protect the rights of criminal defendants or victims of crime.
4. Enforcement; Standing.
Section 4. A person who resides in or does business in this State shall have standing to bring suit to enforce this Article in a court of record of the State. The Legislature may enact reasonable limitations on the time and manner of bringing suit under this subsection.
