Empl.Prac.Cas. (BNA) 1733,
Patricia A. YERDON, Plaintiff-Appellant,
v.
Robert L. HENRY, Individually, as Secretary-Treasurer and
Principal Executive Officer of Local 1149 and as a Member of
the Executive Board of Local 1149; David W. Stewart,
Individually, as Secretary-Treasurer of Local 1149 and as a
Member of the Executive Board of Local 1149; Joseph
Zainchowski; Robert Calabria, Individually, as Trustee of
Local 1149 and as a Member of the Executive Board of Local
1149; John Case, Individually, as a Trustee of Local 1149
and as a Member of the Local 1149 Executive Board; Thomas
Halstead, Individually, as Vice-President of Local 1149 and
as a Member of the Local 1149 Executive Board; Stephen W.
Richmond, Individually, as President and Business Agent of
Local 1149 and as a Member of the Local 1149 Executive
Board; Howard Ormsby, Individually, as Recording Secretary
of Local 1149 and as a member of the Local 1149 Executive
Board; Louis Knapp, Jr. and Leonard Martin, Individually,
as a Trustee of Local 1149 and as members of the Local 1149
Executive Board; Anna Swank-Worth, Individually, as
Recording Secretary of Local 1149 and as a member of the
Local 1149 Executive Board; Teamsters Local 1149; and
International Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, AFL-CIO, Defendants-Appellees.
No. 682, Docket 95-7604.
United States Court of Appeals,
Second Circuit.
Argued Dec. 11, 1995.
Decided Aug. 6, 1996.
Alan R. Peterman, Pinsky & Skandalis, Syracuse, New York, for Plaintiff-Appellant.
Barbara Harvey, Detroit, Michigan, for Defendants-Appellees.
C. Gregory Stewart, General Counsel; Gwendolyn Young Reams, Associate General Counsel; Vincent J. Blackwood, Assistant General Counsel; Karen Moran, for Amicus Curiae Equal Employment Opportunity Commission.
Before: OAKES, WINTER, and WALKER, Circuit Judges.
WALKER, Circuit Judge:
Plaintiff Patricia A. Yerdon, an employee of a local uniоn, sued the local and other defendants for alleged sexual discrimination and retaliation for having complained of the discrimination. Yerdon now appeals from a decision and order entered in the United States District Court for the Northern District of New York (Frederick J. Scullin, Jr., District Judge ) that granted summary judgment in favor of the defendants and dismissed Yerdon's claims under Title VII of the Civil Rights Act, §§ 701 to 718, codified at 42 U.S.C. §§ 2000e to 2000e-17; the Labor Management Reporting and Disclosure Act, 29 U.S.C. §§ 411(a)(2), 412; and the Labor Management Relations Act, 29 U.S.C. § 185.
BACKGROUND
From 1984 until 1993, Yerdon was employed as a secretary for Local 1149 of the International Brotherhood of Teamsters, Chauffeurs, Warehousemen, and Helpers of America, AFL-CIO ("Local 1149"). When she was hired as a secretary, Yerdon was required to become a member of the union. In October 1989, the plaintiff's supporters on Local 1149's Executive Board were unseated. Yerdon alleges that after new officers were seated, certain members of the Executive Board "began a campaign of sexual harassment directed at her." In October 1990, Yerdon filed union charges against members of the Executive Board, alleging sexual harassment and later amended her complaint to include an allegation concerning the reduction of a pay raise allegedly motivated by a retaliatory animus. In April 1991, the Executive Board voted to reduce the pay raise that Yerdon had rеceived two months earlier to an increase of twenty-five cents per hour, fifty cents lower than her original raise.
In 1992, the New York Teamsters Joint Council No. 18 ("Joint Council") found that the individual defendants had sexually harassed Yerdon and also had retaliated against her. The Joint Council ordered the individual defendants to cease and desist their discriminatory behavior and to eliminate the pay cut imposed on the plaintiff. Yerdon v. Teamsters Local 1149,
Although Yerdon admits that eventually her full seventy-five cent raise was restored, she claims that certain members of the Executive Board continued to sexually harass her. On December 10, 1992, Yerdon filed new union charges against Local 1149, which have not yet been acted upon. Shortly after filing these charges, Yerdon went on medical leave, claiming to be suffering from emotional distress caused by the alleged sexual harassment. Because Yerdon was indefinitely unavailable for work, Local 1149 terminated her employment in February 1993. Her union membership, which was contingent on her remaining employed by Local 1149, was also terminated soon thereafter.
On April 13, 1993, Yerdon filed claims with the Equal Employment Opportunity Commission ("EEOC") charging sexual discrimination. On May 17, 1993, defendant Robert Henry, one of the newly seated board members, filed internal union charges against Yerdon and Yerdon's former boss claiming that Yerdon was overpaid. On March 31, 1994, Yerdon filed the initial federal complaint in this action. On June 15, 1994, the defendants moved to dismiss the complaint. On October 1, 1994, Yerdon's health insurance through the Local 1149 Health Fund was terminated.
On November 18, 1994, while the motion to dismiss the complaint was pending, Yerdon filed an amended complaint in which she alleged that Local 1149 and the individual defendants, in their capacity as a "labor organization," sexually harassed her in violation of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-2; retaliated against her in violation of Title VII, because she complained of discrimination; violated her rights as a union member under the Labor Management Reporting and Disclosure Act ("LMRDA"), 29 U.S.C. § 411(a)(2), by reducing her pay, by altering her benefits and certain terms and conditions of her employment, and by continuing a course of harassment; violated the LMRDA, 29 U.S.C. § 412, by retaliating against her in filing allegedly baseless internal union charges against her; and violated Section 301 of the Labor Management Relations Act, 29 U.S.C. § 185, by breaching Local 1149's by-laws and the Union's International Constitution, both of which prohibit sexual discrimination. On May 12, 1995, the district court granted summary judgment to the defendants on the plaintiff's amended complaint. This appeal followed.
DISCUSSION
The district court disposed of Yerdon's claims by summary judgment. It is well-settled that in ruling on a motion for summary judgment,
[a] judge must ask himself not whether he thinks the evidence unmistakably favors one side or the other but whether a fair-minded jury could return a verdict for the [non-movant] on the evidence presented. The mere existence of a scintilla of evidence in support of the [non-movant's] position will be insufficient; there must be evidence on which the jury could reasonably find for the [non-movant].
Anderson v. Liberty Lobby, Inc.,
I. Section 703(c)(1) of Title VII
The principal issue on this appeal, which is of first impression in this circuit, is one of law: whether a labor union with fewer than fifteen employees, when sued in its capacity as an employer, is subject to any of the anti-discrimination provisions of Title VII of the 1964 Civil Rights Act. Section 703(a) of Title VII makes it an unlawful employment practice for an employer to engage in employment discrimination based on race, color, religion, sex, or national origin. 42 U.S.C. § 2000e-2(a). The term "employer" is defined as
a person engaged in an industry affecting commerce who has fifteen or more employees for each working day in each of twenty or more calendar weeks in thе current or preceding calendar year, and any agent of such a person, but such term does not include ... a bona fide private membership club (other than a labor organization) which is exempt from taxation under section 501(c) of Title 26....
42 U.S.C. § 2000e(b).
The district court determined that because Yerdon sued Local 1149 in its capacity as an employer, and not as a labor union, she must establish that Local 1149 meets the statutory definition of "employer." Yerdon v. Teamsters Local 1149,
Under Title VII, a union may fall within the definitiоns of both "employer" and "labor organization." Local 1149 in fact concedes that it is a labor organization under the statutory definition. The bar against discrimination contained in § 703(c) is specifically applicable to "labor organizations." This section states, in pertinent part:
It shall be an unlawful employment practice for a labor organization--
(1) to exclude or to expel from its membership, or otherwise to discriminate against, any individual becаuse of his race, color, religion, sex, or national origin.
42 U.S.C. § 2000e-2(c). Unlike the definition of "employer," incorporated in § 703(a), the definition of "labor organization," found at § 701(d) and incorporated in § 703(c), does not categorically condition its applicability on the number of union members or employees. As long as a labor organization "maintains or operates a hiring hall or hiring office which procures employees for an employer or procures for employees opportunities to work for an employer," 42 U.S.C. § 2000e(e), it is deemed to be a "labor organization engaged in an industry affecting commerce," 42 U.S.C. § 2000e(d).1 Yerdon maintains that Local 1149 may be held liable for its discriminatory treatment of her as an employee under § 703(c). Local 1149 contends that § 703(c)(1) applies only to its actions as a labor organization and that its liability as an employer is governed by § 703(a).
The EEOC, as amicus curiae, takes the view that a labor union is covered by Title VII when acting in its capacity as an employer even if it does not meet the definition of "employer" under Title VII. The EEOC grounds this view in the broad language of § 703(c)(1)'s prohibition against sex discrimination: "[I]t shall be an unlawful employment practice for a labor organization ... to exclude or to expel from its membership, or otherwise discriminate against, any individual because of ... [her] sex." 42 U.S.C. § 2000e-2(c)(1). Such an interpretation, the EEOC аrgues, is not inconsistent with the congressional policy that animated the statutory exclusion of small employers from the definition of "employer," i.e., allowing small family-run businesses to be operated by friends and relatives of the owners without the administrative burdens of complying with Title VII. See S. 2515, 92d Cong., 2d Sess., 118 Cong. Rec. 2386-90, 2409-10 (1972). The EEOC maintains that because labor organizations are already subject to a wide array of regulatory and reporting requirements, subjecting them to liability under § 703(c)(1) would nоt be inconsistent with the intention of Congress.
The EEOC is the agency charged by Congress with the interpretation, administration, and enforcement of Title VII. Unlike many other federal agencies, however, the EEOC does not have the power to promulgate rules or regulations with respect to Title VII. See General Elec. Co. v. Gilbert,
We conclude that, in the present case, the EEOC's interpretation of § 703(c)(1) should be given little weight. At the outset, we find the language of the statute to be unambiguous in the context of the statute in its entirety. Accordingly, deference is not warranted. Cf. EEOC v. Commercial Office Prods. Co.,
We believe Yerdon's interpretation to be inconsistent with the statute as a whole. As thе primary liability provision of Title VII, § 703 distinguishes among three primary participants in the employment process--"employers," "employment agencies," and "labor organizations," in subsections (a), (b), and (c), respectively. That the assignment of liability is a function of the role of the particular participant at issue undermines the strength of Yerdon's interpretation. Furthermore, nothing in the statute's text or legislative history gives any indication that the definition of employer contained in § 701(b) does not apply to a labor organization when it is sued as a result of its conduct as an employer. Indeed, that the definition of "employer" specifically includes labor organizations, 42 U.S.C. § 2000e(b), suggests that labor unions are to be treated no differently than other employers. If § 703(c)(1) were read to extend to a labor organization's activities as an employer, the result would be incongruous with congressional intent: an employer with fewer than fifteen employees that, fortuitously, is also a labor union, would be liable notwithstanding that it is excluded from the statutory definition of "employer." This result cannot be squared with the structure of § 703 as a whole, and we find that § 703(c)'s mandate that a labor organization may not "otherwise discriminate" applies only to a labor union in its role as a labor union and not as an employer.
We join the company of our sister circuits who have addressed this issue in comparable contexts. In an analogous case in the Ninth Circuit, an employee brought suit against her former union employer for age discrimination under the Age Discrimination in Employment Act ("ADEA"). Herman v. United Bhd. of Carpenters,
Similarly, in Greenlees v. Eidenmuller Enters., Inc.,
Because we agree that a labor orgаnization with fewer than fifteen employees cannot be sued as an employer for discrimination under Title VII of the 1964 Civil Rights Act, we affirm the grant of summary judgment in favor of the defendants on Yerdon's claim under § 703(c)(1).
II. Retaliation under Title VII
Yerdon's second cause of action alleges that Local 1149 and defendant Henry, a new board member, retaliated against Yerdon for filing a complaint with the EEOC. Section 704 of Title VII makes it unlawful for a labor organization to discriminate against a member for opposing an unlawful employment practice or for making a charge, testifying, assisting, or participating in an investigation, proceeding, or hearing under Title VII. 42 U.S.C. § 2000e-3(a). To make out a claim of retaliation under § 704, "a plaintiff must show participation in protected activity known to the defendant, an employment action disadvantaging the person engaged in the protected activity, and a causal connection between the protected аctivity and the adverse employment action." Johnson v. Palma,
To satisfy the Johnson test, Yerdon must demonstrate the existence of a union action by which she was disadvantaged as well as a causal connection between that action and the protected activity. Because the filing of sexual discrimination charges is unquestionably a protected activity, see Meritor Sav. Bank FSB v. Vinson,
The district court concluded that the filing of internal union charges against Yerdon did not constitute retaliation because the charges had not yet been adjudicated and that, if the charges were ultimately dismissed, Yerdon would not have suffered any adverse effect from them. We agree. "An adverse action is one that affects the terms, privileges, duration, or conditions of employment." Johnson v. Frank,
The district court rejected Yerdon's retaliation claim based on the termination of her medical benefits on the ground that this allegation was not pleaded in her amended complaint. Citing Foman v. Davis,
We review the decision not to allow an amendment for abuse of discretion. Azurite Corp. v. Amster & Co.,
We summarily affirm the district court's grant of summary judgment in favor of the defendants with respect to Yerdon's remaining claims. Yerdon's claim under § 101 of the Labor Management Reporting and Disclosure Act ("LMRDA"), 29 U.S.C. § 411, that she was terminated from employment as the local union secretary for exercising her free speech rights, is precluded by our holding in Franza v. International Bhd. of Teamsters, Local 671,
Yerdon's claim under § 609 of the LMRDA, 29 U.S.C. § 529, is similarly unavailing, for she has failed to allege any "discipline" that she has suffered as the result of the filing of internal union charges within the meaning of that provision. Yerdon maintains that "the mere pendency of the charges for [more than two years], in and of itself, constitutes improper discipline." Section 609, which prohibits "certain discipline" by a labor organization, makes it unlawful "to finе, suspend, expel, or otherwise discipline" a union member for exercising his rights under the statute. Because the pendency of charges, standing alone, is not an act that rises to the level of these actions, we disagree with Yerdon. In any event, Yerdon has failed to present evidence to rebut Local 1149's contention that she is responsible for the delay.
Finally, Yerdon's claim under § 301(a) of the Labor Management Relations Act, 29 U.S.C. § 185(a), against the union for breaсh of its constitution must fail. Yerdon's claim that the union, as part of an ongoing campaign against her, has been trying to replace her is not cognizable under § 310, because Yerdon's allegation does not concern her membership rights but only her status as an employee. See Korzen v. Local Union 705, Int'l Bhd. of Teamsters,
CONCLUSION
For the foregoing reasons, we affirm the district court's grant of summary judgment in favor of the defendants.
Notes
Otherwise, a labor organization is deemed to be engaged in an industry affecting commerce if it has a requisite number of members and meets certain other conditions. See 42 U.S.C. § 2000e(e)(2)
