Lead Opinion
delivered the opinion of the Court.
Under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 110 Stat. 1214, a federal court can grant an application for a writ of habeas corpus on behalf of a person held pursuant to a state-court judgment if the state-court adjudication “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.” 28 U. S. C. § 2254(d)(1). The United States Court of Appeals for the Ninth Circuit ruled that a state court unreasonably applied clearly established law when it held that the respondent was not in custody for Miranda purposes. Alvarado v. Hickman,
I
Paul Soto and respondent Michael Alvarado attempted to steal a truck in the parking lot of a shopping mall in Santa
Los Angeles County Sheriff’s detective Cheryl Comstock led the investigation into the circumstances of Castaneda’s death. About a month after the shooting, Comstock left word at Alvarado’s house and also contacted Alvarado’s mother at work with the message that she wished to speak with Alvarado. Alvarado’s parents brought him to the Pico Rivera Sheriff’s Station to be interviewed around lunchtime. They waited in the lobby while Alvarado went with Com-stock to be interviewed. Alvarado contends that his parents asked to be present during the interview but were rebuffed.
Comstock brought Alvarado to a small interview room and began interviewing him at about 12:30 p.m. The interview lasted about two hours, and was recorded by Comstock with Alvarado’s knowledge. Only Comstock and Alvarado were present. Alvarado was not given* a warning under Miranda v. Arizona,
Unpersuaded, Comstock pressed on:
*657 “Q. Okay. We did real good up until this point and everything you’ve said it’s pretty accurate till this point, except for you left out the shooting.
“A. The shooting?
“Q. Uh huh, the shooting.
“A. Well I had never seen no shooting.
“Q. Well I’m afraid you did.
“A. I had never seen no shooting.
“Q. Well I beg to differ with you. I’ve been told quite the opposite and we have witnesses that are saying quite the opposite.
“A. That I had seen the shooting?
“Q. So why don’t you take a deep breath, like I told you before, the very best thing is to be honest.... You can’t have that many people get involved in a murder and expect that some of them aren’t going to tell the truth, okay? Now granted if it was maybe one person, you might be able to keep your fingers crossed and say, god I hope he doesn’t tell the truth, but the problem is is that they have to tell the truth, okay? Now all I’m simply doing is giving you the opportunity to tell the truth and when we got that many people telling a story and all of a sudden you tell something way far fetched different.” Id., at 101-102 (punctuation added).
At this point, Alvarado slowly began to change his story. First he acknowledged being present when the carjacking occurred but claimed that he did not know what happened or who had a gun. When he hesitated to say more, Comstock tried to encourage Alvarado to discuss what happened by appealing to his sense of honesty and the need to bring the man who shot Castaneda to justice. See, e. g., id., at 106 (“[W]hat I’m looking for is to see if you’ll tell the truth”); id., at 105-106 (“I know it’s very difficult when it comes time to ‘drop the dime’ on somebody[,] . . . [but] if that had been
A few months later, the State of California charged Soto and Alvarado with first-degree murder and attempted robbery. Citing Miranda, supra, Alvarado moved to suppress his statements from the Comstock interview. The trial court denied the motion on the ground that the interview was noncustodial. App. 196. Alvarado and Soto were tried together, and Alvarado testified in his own defense. He offered an innocent explanation for his conduct, testifying that he happened to be standing in the parking lot of the mall when a gun went off nearby. The government’s cross-examination relied on Alvarado’s statement to Comstock. Alvarado admitted having made some of the statements but denied others. When Alvarado denied particular statements, the prosecution countered by playing excerpts from the audio recording of the interview.
During cross-examination, Alvarado agreed that the interview with Comstock “was a pretty friendly conversation,” id., at 438, that there was “sort of a free flow between [Alvarado] and Detective Comstock,” id., at 439, and that Alvarado did not “feel coerced or threatened in any way” during the interview, ibid. The jury convicted Soto and Alvarado of first-degree murder and attempted robbery. The
On direct appeal, the Second Appellate District Court of Appeal (hereinafter state court) affirmed. People v. Soto,
Alvarado filed a petition for a writ of habeas corpus in the United States District Court for the Central District of California. The District Court agreed with the state court that Alvarado was not in custody for Miranda purposes during the interview. Alvarado v. Hickman, No. ED CV-00-326-VAP(E) (2000), App. to Pet. for Cert. B-1 to B-10. “At a minimum,” the District Court added, the deferential standard of review provided by 28 U. S. C. § 2254(d) foreclosed relief. App. to Pet. for Cert. B-7.
The Court of Appeals for the Ninth Circuit reversed. Alvarado v. Hickman,
The Court of Appeals next considered whether Alvarado could obtain relief in light of the deference a federal court must give to a state-court determination on habeas review. The deference required by AEDPA did not bar relief, the Court of Appeals held, because the relevance of juvenile status in Supreme Court case law as a whole compelled the “extension of the principle that juvenile status is relevant” to the context of Miranda custody determinations.
We granted certiorari.
II
We begin by determining the relevant clearly established law. For purposes of 28 U. S. C. § 2254(d)(1), clearly established law as determined by this Court “refers to the holdings, as opposed to the dicta, of this Court’s decisions as of
Miranda itself held that preinterrogation warnings are required in the context of custodial interrogations given “the compulsion inherent in custodial surroundings.”
After Miranda, the Court first applied the custody test in Oregon v. Mathiason,
In California v. Beheler,
Our more recent cases instruct that custody must be determined based on how a reasonable person in the suspect’s situation would perceive his circumstances. In Berkemer v. McCarty,
Finally, in Thompson v. Keohane,
“Two discrete inquiries are essential to the determination: first, what were the circumstances surrounding the interrogation; and second, given those circumstances, would a reasonable person have felt he or she was not at liberty to terminate the interrogation and leave. Once the scene is set and the players’ lines and actions are reconstructed, the court must apply an objective test to resolve the ultimate inquiry: was there a formal arrest or restraint on freedom of movement of the degree associated with a formal arrest.”516 U. S., at 112 (internal quotation marks and footnote omitted).
We turn now to the case before us and ask if the state-court adjudication of the claim “involved an unreasonable application” of clearly established law when it concluded that Alvarado was not in custody. 28 U. S. C. § 2254(d)(1). See Williams,
Based on these principles, we conclude that the state court’s application of our clearly established law was reasonable. Ignoring the deferential standard of § 2254(d)(1) for the moment, it can be said that fairminded jurists could disagree over whether Alvarado was in custody. On one hand, certain facts weigh against a finding that Alvarado was in custody. The police did not transport Alvarado to the station or require him to appear at a particular time. Cf. Mathiason,
Other facts point in the opposite direction. Comstock interviewed Alvarado at the police station. The interview lasted two hours, four times longer than the 30-minute interview in Mathiason. Unlike the officer in Mathiason, Comstock did not tell Alvarado that he was free to leave. Alvarado was brought to the police station by his legal guardians rather than arriving on his own accord, making the extent of his control over his presence unclear. Counsel for Alvarado alleges that Alvarado’s parents asked to be present at the interview but were rebuffed, a fact that — if known to Alvarado — might reasonably have led someone in Alvarado’s position to feel more restricted than otherwise. These facts weigh in favor of the view that Alvarado was in custody.
These differing indications lead us to hold that the state court’s application of our custody standard was reasonable. The Court of Appeals was nowhere close to the mark when it concluded otherwise. Although the question of what an “unreasonable application” of law . might be is difficult in some cases, it is not difficult here. The custody test is general, and the state court’s application of our law fits within the matrix of our prior decisions. We cannot grant relief under AEDPA by conducting our own independent inquiry into whether the state court was correct as a de novo matter. “[A] federal habeas court may not issue the writ simply because that court concludes in its independent judgment that the state-court decision applied [the law] incorrectly.” Woodford v. Visciotti,
III
The Court of Appeals reached the opposite result by placing considerable reliance on Alvarado’s age and inexperience with law enforcement. Our Court has not stated that a suspect’s age or experience is relevant to the Miranda custody analysis, and counsel for Alvarado did not press the importance of either factor on direct appeal or in habeas proceedings. According to the Court of Appeals, however, our Court’s emphasis on juvenile status in other contexts demanded consideration of Alvarado’s age and inexperience here. The Court of Appeals viewed the state court’s failure to “ ‘extend a clearly established legal principle [of the relevance of juvenile status] to a new context’ ” as objectively unreasonable in this case, requiring issuance of the writ.
The petitioner contends that if a habeas court must extend a rationale before it can apply to the facts at hand then the rationale cannot be clearly established at the time of the state-court decision. Brief for Petitioner 10-24. See also Hawkins v. Alabama,
This is not such a case, however. Our opinions applying the Miranda custody test have not mentioned the suspect’s age, much less mandated its consideration. The only indica
There is an important conceptual difference between the Miranda custody test and the line of cases from other contexts considering age and experience. The Miranda custody inquiry is an objective test. As we stated in Keohane, “[o]nce the scene is set and the players’ lines and actions are reconstructed, the court must apply an objective test to resolve the ultimate inquiry.”
At the same time, the objective Miranda custody inquiry could reasonably be viewed as different from doctrinal tests that depend on the actual mindset of a particular suspect, where we do consider a suspect’s age and experience. For example, the voluntariness of a statement is often said to
Indeed, reliance on Alvarado’s prior history with law enforcement was improper not only under the deferential standard of 28 U. S. C. § 2254(d)(1), but also as a de novo matter. In most eases, police officers will not know a suspect’s interrogation history. See Berkemer, supra, at 430-431. Even if they do, the relationship between a suspect’s past experiences and the likelihood a reasonable person with that experience would feel free to leave often will be speculative. True, suspects with prior law enforcement experience may understand police procedures and reasonably feel free to leave unless told otherwise. On the other hand, they may view past as prologue and expect another in a string of arrests. We do not ask police officers to consider these contingent psychological factors when deciding when suspects should be advised of their Miranda rights. See Berkemer,
The state court considered the proper factors and reached a reasonable conclusion. The judgment of the Court of Appeals is
Reversed.
Dissenting Opinion
dissenting.
In my view, Michael Alvarado clearly was “in custody” when the police questioned him (without Miranda warnings) about the murder of Francisco Castaneda. To put the question in terms of federal law’s well-established legal standards: Would a “reasonable person” in Alvarado’s “position” have felt he was “at liberty to terminate the interrogation
I
A
The law in this case.asks judges to apply, not arcane or complex legal directives, but ordinary common sense. Would a reasonable person in Alvarado’s position have felt free simply to get up and walk out of the small room in the station house at will during his 2-hour police interrogation? I ask the reader to put himself, or herself, in Alvarado’s circumstances and then answer that question: Alvarado hears from his. parents that he is needed for police questioning. His parents take him to the station. On arrival, a police officer separates him from his parents. His parents ask to come along, but the officer says they may not. App. 185-186. Another officer says, “ ‘What do we have here; we are going to question a suspect.’” Id., at 189.
The police take Alvarado to a small interrogation room, away from the station’s public area. A single officer begins to question him, making clear in the process that the police have evidence that he participated in an attempted carjacking connected with a murder. When he says that he never saw any shooting, the officer suggests that he is lying, while adding that she is “giving [him] the opportunity to tell the truth” and “tak[e] care of [him]self.” Id., at 102, 105. Toward the end of the questioning, the officer gives him permission to take a bathroom or water break. After two hours, by which time he has admitted he was involved in the attempted theft, knew about the gun, and helped to hide it, the questioning ends.
What reasonable person in the circumstances — brought to a police station by his parents at police request, put in a
There is only one possible answer to these questions. A reasonable person would not have thought he was free simply to pick up and leave in the middle of the interrogation. I believe the California courts were clearly wrong to hold the contrary, and the Ninth Circuit was right in concluding that those state courts unreasonably applied clearly established federal law. See 28 U. S. C. § 2254(d)(1).
B
What about the Court’s view that “fairminded jurists could disagree over whether Alvarado was in custody”? Ante, at 664. Consider each of the facts it says “weigh against a finding” of custody:
(1) “The police did not transport Alvarado to the station or require him to appear at a particular time.” Ibid, (emphasis added). True. His parents brought him to the station at police request. But why does that matter? The relevant question is whether Alvarado came to the station of his own free will or submitted to questioning voluntarily. Cf. Oregon v. Mathiason,429 U. S. 492 , 493-495 (1977) (per curiam); California v. Beheler,463 U. S. 1121 , 1122-1123 (1983) (per curiam); Thompson, supra, at 118 (Thomas, J., dissenting). And the involvement of Alvarado’s parents suggests mvoluntary, not voluntary, behavior on Alvarado’s part.
(2) “Alvarado’s parents remained in the lobby during the interview, suggesting that the interview would be brief. In*672 fact, [Alvarado] and his parents were told that the interview was ‘“not going to be long.”’” Ante, at 664 (citation omitted and emphasis added). Whatever was communicated to Alvarado before the questioning began, the fact is that the interview was not brief, nor, after the first half hour or so, would Alvarado have expected it to be brief. And those are the relevant considerations. See Berkemer v. McCarty, 468 U. S. 420, 441 (1984).
(3) “At the end of the interview, Alvarado went home.” Ante, at 664 (emphasis added). As the majority acknowledges, our recent case law makes clear that the relevant question is how a reasonable person would have gauged his freedom to leave during, not after, the interview. See ante, at 663 (citing Stansbury, supra, at 325).
(4) “During the interview, [Officer] Comstock focused on Soto’s crimes rather than Alvarado’s.” Ante, at 664 (emphasis added). In fact, the police officer characterized Soto as the ringleader, while making clear that she knew Alvarado had participated in the attempted carjacking during which Castaneda was killed. See App. 102-103, 109. Her questioning would have reinforced, not diminished, Alvarado’s fear that he was not simply a witness, but also suspected of having been involved in a serious crime. See Stansbury, supra, at 325.
(5) “[The officer did not] pressur[e] Alvarado with the threat of arrest and prosecution .. . [but instead] appealed to his interest in telling the truth and being helpful to a police officer.” Ante, at 664 (emphasis added). This factor might be highly significant were the question one of “coercion.” But it is not. The question is whether Alvarado would have felt free to terminate the interrogation and leave. In respect to that question, police politeness, while commendable, does not significantly help the majority.
(6) “Comstock twice asked Alvarado if he wanted to take a break.” Ibid, (emphasis added). This circumstance, emphasizing the officer’s control of Alvarado’s movements,*673 makes it less likely, not more likely, that Alvarado would have thought he was free to leave at will.
The facts to which the majority points make clear what the police did not do, for example, come to Alvarado’s house, tell him he was under arrest, handcuff him, place him in a locked cell, threaten him, or tell him explicitly that he was not free to leave. But what is important here is what the police did do — namely, have Alvarado’s parents bring him to the station, put him with a single officer in a small room, keep his parents out, let him know that he was a suspect, and question him for two hours. These latter facts compel a single conclusion: A reasonable person in Alvarado’s circumstances would not have felt free to terminate the interrogation and leave.
C
What about Alvarado’s youth? The fact that Alvarado was 17 helps to show that he was unlikely to have felt free to ignore his parents’ request to come to the station. See Schall v. Martin,
The majority suggests that the law might prevent a judge from taking account of the fact that Alvarado was 17. See ante, at 666-668. I can find nothing in the law that supports that conclusion. Our cases do instruct lower courts to apply a “reasonable person” standard. But the “reasonable person” standard does not require a court to pretend that Alvarado was a 35-year-old with aging parents whose middle-aged children do what their parents ask only out of respect. Nor does it say that a court should pretend that Alvarado was the statistically determined “average person” — a working, married, 35-year-old white female with a high school de
Rather, the precise legal definition of “reasonable person” may, depending on legal context, appropriately account for certain personal characteristics. In negligence suits, for example, the question is what would a “reasonable person” do “‘under the same or similar circumstances.’” In answering that question, courts enjoy “latitude” and may make “allowance not only for external facts, but sometimes for certain characteristics of the actor himself,” including physical disability, youth, or advanced age. W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts § 32, pp. 174-179 (5th ed. 1984); see id., at 179-181; see also Restatement (Third) of Torts § 10, Comment b, pp. 128-130 (Tent. Draft No. 1, Mar. 28, 2001) (all American jurisdictions count a person’s childhood as a “relevant circumstance” in negligence determinations). This allowance makes sense in light of the tort standard’s recognized purpose: deterrence. Given that purpose, why pretend that a child is an adult or that a blind man can see? See O. Holmes, The Common Law 85-89 (M. Howe ed. 1963).
In the present context, that of Miranda’s “in custody” inquiry, the law has introduced the concept of a “reasonable person” to avoid judicial inquiry into subjective states of mind, and to focus the inquiry instead upon objective circumstances that are known to both the officer and the suspect and that are likely relevant to the way a person would understand his situation. See Stansbury,
In this case, Alvarado’s youth is an objective circumstance that was known to the police. It is not a special quality, but rather a widely shared characteristic that generates commonsense conclusions about behavior and perception. To focus on the circumstance of age in a case like this does not
Nor am I surprised that the majority makes no real argument at all explaining why any court would believe that the objective fact of a suspect’s age could never be relevant. But see ante, at 669 (O’Connor, J., concurring) (“There may be eases in which a suspect’s age will be relevant to the Miranda ‘custody’ inquiry”). The majority does discuss a suspect’s “history with law enforcement,” ante, at 668 — a bright red herring in the present context where Alvarado’s youth (an objective fact) simply helps to show (with the help of a legal presumption) that his appearance at the police station was not voluntary. See supra, at 673.
II
As I have said, the law in this case is clear. This Court’s cases establish that, even if the police do not tell a suspect he is under arrest, do not handcuff him, do not lock him in a cell, and do not threaten him, he may nonetheless reasonably believe he is not free to leave the place of questioning — and thus be in custody for Miranda purposes. See Stansbury, supra, at 325-326; Berkemer,
Our cases also make clear that to determine how a suspect would have “gaug[ed]” his “freedom of movement,” a court must carefully examine “all of the circumstances surrounding the interrogation,” Stansbury, supra, at 322, 325 (internal quotation marks omitted), including, for example, how long the interrogation lasted (brief and routine or protracted?), see, e. g., Berkemer, supra, at 441; how the suspect came to
Common sense, and an understanding of the law’s basic purpose in this area, are enough to make clear that Alvarado’s age — an objective, widely shared characteristic about which the police plainly knew — is also relevant to the inquiry. Cf. Kaupp v. Texas,
Concurrence Opinion
concurring..
I join the opinion of the Court, but write separately to express an additional reason for reversal. There may be cases in which a suspect’s age will be relevant to the “custody” inquiry under Miranda v. Arizona,
