Lead Opinion
This ease raises questions about the extent to which an 1894 act of Congress affected the reservation of the Yankton Sioux Tribe in South Dakota. That statute ratified and incorporated an 1892 agreement between the tribe and the United States. The tribe brought this declaratory judgment action to enforce its claimed right to approve and regulate a landfill site over which the state claims jurisdiction on the basis that the 1894 statute disestablished or diminished the Yankton reservation. After a trial the dis
I.
The Southern Missouri Waste Management District (Waste District) is a non-profit corporation which was established by several South Dakota counties to develop a regional solid waste landfill, for which it purchased land within the boundaries of Charles Mix County. The proposed site had been owned by a non-Indian but was within the Yankton Sioux Indian Reservation as defined by the 1858 treaty between the tribe and the United States.
The Waste District filed an application with the South Dakota Department of Environment and Natural Resources for a solid waste permit to construct the landfill on the site. The Yankton tribe was concerned about possible effects of the project, and it intervened and participated in the December 1993 administrative hearing on the permit application.
After the state granted the permit, the tribe
The case was tried to the court over five days. The tribe’s expert on Yankton Sioux history, Professor Herbert Hoover, testified that his research revealed no historical reason to believe the boundaries of the reservation had been changed by the 1894 act. Several witnesses testified for each side as to the potential impact of the landfill on tribal activities, the political organization and history of the tribe, and their perception of the reservation’s boundaries. Much of the trial focused on technical issues relating to the construction and integrity of the landfill.
After considering post-trial briefing by the parties which focused on the legal significance of a savings clause in the 1892 agreement, the district court entered a declaratory judgment. It concluded that the 1894 act ratifying the 1892 agreement did not disestablish or diminish the size of the reservation. Yankton Sioux Tribe v. Southern Missouri Waste Management District,
II.
In the 1858 treaty between the Yankton Sioux and the United States the tribe surrendered over 11 million acres, and the United States in turn agreed “[t]o protect the said Yanetons [sic] in the quiet and peaceable possession” of a 430,000 acre reservation in southern South Dakota and a much smaller reservation in southwestern Minnesota.
The decades following the signing of the treaty brought significant changes in federal Indian policy as more settlers moved westward, increasing the demand for places to homestead. Solem v. Bartlett,
In 1887 Congress passed the General Allotment Act (Dawes Act). 24 Stat. 388 (1887), codified at 25 U.S.C. § 331 et seq. The Dawes Act permitted the federal government to allot plots of reservation land to individual Indians. Once the members of a tribe had received their individual allotments (“allotted lands”) from the government, the surplus land (“unallotted lands”) could be sold to non-Indian settlers. It was the government’s policy until the early 1900s to sell reservation lands to settlers only after negotiating an agreement with the relevant tribe.
The Dawes Act was intended both to advance the “civilization” and welfare of Indians and to provide land for settlement. See DeCoteau,
By 1892 there was considerable pressure from settlers for more land in South Dakota,
The commission eventually succeeded in securing the signatures of a majority of the male members of the tribe in favor of sale of the unallotted lands. Under the agreement, dated December 31, 1892,
The agreement of 1892 contained several key provisions. In Article I the tribe agreed to “cede, sell, relinquish, and convey” all its right and title to transferred land, but Article XVIII stated that “Nothing in this agreement shall be construed to abrogate the treaty of April 19th, 1858” and that all provisions of that treaty “shall be in full force and effect, the same as though this agreement had not been made....” Consistent with the Dawes Act, the agreement also stated that lands allotted to tribal members were to be trust lands of the United States for twenty-five years, rather than grants to the Indians in fee simple. Articles IV, IX.
Congress incorporated the agreement into the ratifying statute in 1894 which passed without significant amendment.
Congressional policy later changed when it became clear in the first decades of the twentieth century that the allotment policy was failing. Solem,
Congress responded with the Indian Reorganization Act of 1934, 48 Stat. 984 (1934), codified as amended at 25 U.S.C. § 461 et seq., which once again placed primary emphasis on reservations in its Indian land policy. Id. Congress authorized the Secretary of the Interior to exchange lands held by Indians and non-Indians within each reservation in an attempt to consolidate tribal lands. Id. at § 463e. Nevertheless, the lands owned by Yankton Sioux tribal members remain scattered throughout the area of the 1858 reservation., Most of these lands are held in trust by the United States. Although the trust period was only to run twenty-five years, it was extended by executive order in 1920, Exec. Order April 16, 1920, and then apparently indefinitely by the Indian Reorganization Act in 1934. 48 Stat. 984, § 2.
III.
Certain basic principles are part of the legal framework for the issues raised by the parties. Once a reservation is created by Congress through a ratified treaty or agreement, only Congress can reduce or eliminate it, and it must “clearly evince” its intent to do so. Solem,
Each agreement with Indian tribes is different and must be evaluated in light of all the circumstances. Hagen,
A.
The most important factor in determining whether Congress intended to disestablish or diminish the Yankton reservation is the 1894 statute, which incorporated the text of the 1892 agreement. Id. at 410-11,
South Dakota argues that the language in Articles I and II of the 1892 agreement makes it clear that Congress intended to disestablish or diminish the Yankton reservation. The full text of Article I is:
The Yankton Tribe of-Dakota or Sioux Indians hereby, cede, sell, relinquish, and convey to the United States all their claim, right, title, and interest in and to all the unallotted lands within the limits of the reservation as set apart to said Indians [in the Treaty of 1858].
Article II provided that the tribe was to receive $600,000 for conveyance of the land.
The tribe responds that the cession language in Article I alone is not controlling. It says that the savings clause in Article XVIII must be considered together with Articles I and II and that the negotiation and legislative histories show that the first two articles were not intended to reduce the size of the reservation.
This court reviewed almost identical language to that in Article I in United States v. Grey Bear,
The state argues that the $600,000 sale price in Article II, in conjunction with the “cede, sell, relinquish, and convey” language in Article I, gives rise to “an almost 'insurmountable presumption” that Congress' intended to diminish the reservation. Solem,
Article'll passed in the Senate without modification, but the House of Representatives amended the agreement to provide for payment to the tribe only as portions of the unallotted lands were sold to settlers. 53 Cong.Rec. 8268 (1894). Some believed it inappropriate for the government to make large cash payments when there was no guarantee that all land would be sold. Id. The House later withdrew its amendment apparently to avoid any charge of bad faith for changing the agreed terms. See id. at 8268-71. There was no discussion showing any understanding that a sum certain payment would express an intent that the reservation be diminished.
The commission negotiations indicated that both sides had been interested in seeing that unallotted lands were appraised and sold as individual plots to settlers. Tribal members believed they would receive a higher price if the lands were sold in this manner rather than as a whole to the government. See, e.g., Negotiations at 77. The instructions to the commission from the Commissioner of Indian Affairs, dated July 27, 1892, stated in part: “It is understood that some of these lands are very valuable and will be eagerly sought after. It is therefore suggested the agreement provide for their appraisement and sale to the highest bidder.” The Yankton commissioners apparently believed, however, that the tribe would receive more money from a single sale directly to thé government so they adopted the approach taken in Article II. See, ' e.g., S.Exee.Doc. No 27, 53d Cong., 2d Sess. at 68 (1894) (“Negotiations”).
Although a lump sum payment can in some circumstances indicate congressional intent to diminish a reservation, see, e.g., DeCoteau,
In their briefs the signatories to the 1892 agreement state that Article XVIII has the strongest savings clause of any unallotted land sale agreement between a tribe and the government. It states:
Nothing in this agreement shall be construed to abrogate the treaty of April 19th, 1858, between the Yankton tribe of Sioux Indians and the United States. And after the signing of this agreement, and its ratification by Congress, all provisions of the said treaty of April 19th, 1858, shall be in full force and effect, the same as though this agreement had not been made, and the said Yankton Indians shall continue to receive their annuities under the said treaty of April 19th, 1858.
A number of savings clauses in other agreements also state that earlier agreements and treaties will “be in full force and effect,” but none include such a strong phrase as “the same as though this agreement had not been made,” and most include language explaining that prior treaties will remain in force so long as they are “not inconsistent” with the later agreement. See, e.g., Oregon Dept. of Fish and Wildlife v. Klamath Indian Tribe,
Article XVIII contains no similar limitation. It does not state that only consistent aspects of the earlier treaty are to'continue. It states simply that the provisions of the' 1858 treaty are to remain in effect regardless of the contents of the agreement, “as though this agreement had never been made.”
The rules of statutory construction require that all clauses of an agreement be read together in a way that will make them consistent and give all parts force. Colautti v. Franklin,
The state does not dispute the strength of the language of Article XVIII, but argues that the savings clause in this case was meant only to reassure the tribe that it would continue to receive annuities under the 1858 treaty.
The record shows that the tribe had been concerned about its annuities during the negotiations, but many concerns of a more general nature were also expressed. One of these concerns was the failure of the United States to uphold its obligations under past treaties. See, e.g., Negotiations at 55, 57-58.
Article XVIII is written in broad language, stating in the first sentence that nothing in the agreement “shall be construed to abrogate” the 1858 treaty and in the second sentence that “all provisions” of that treaty shall continue “in full force and effect.” Only the second independent clause of the second sentence mentions annuities. The interpretation proposed by the state would give effect to only one of the independent clauses in one of the sentences. Other agreements specifically protected Indian annuities, but they did not use broad language apparently encompassing all treaty provisions.
It is possible to give meaning to all sections of the 1894 statute by examining them to see if they can be fairly reconciled, as the Supreme Court has directed. Colautti,
This court has previously given effect to a savings clause in determining that the Fort Berthold reservation was not diminished. City of New Town v. United States,
That nothing in this Act shall be construed to deprive said Indians of Fort Berthold Indian Reservation of any benefits under existing treaties or agreements not inconsistent with the provisions of this Act.
Id. at 125. The court concluded that opening the reservation .to settlement was not inconsistent with maintaining existing reservation boundaries. Id. (citing Seymour v. Superintendent,
Several other articles in the agreement also have some relevance on the issue of congressional intent. For example, Article VIII reserves from sale to settlers “[s]uch part of the surplus lands hereby ceded and sold to the United States as may now be occupied by the United States for agency, schools, and other purposes ... until they are no longer required for such purposes.” An almost identical clause was considered by a unanimous Supreme Court in Solem to show that Congress foresaw continuation of the reservation there.
South Dakota suggests that Article XVII indicates that Congress intended to diminish the reservation. That article provided that no liquor should be sold or given away on either the lands ceded and sold to the United States or “upon any other lands within or comprising the reservations of the Yankton Sioux.”
The negotiations with the Yankton tribe were conducted shortly after the 1892 liquor act had passed, and there is no evidence that any party was aware of it at the time the agreement was negotiated. The Yankton agreement provided that the prohibition on liquor would continue forever, while the agreement in Rosebud was only for twenty-five years. The 1892 liquor statute would have ceased to apply if the Yankton reservation were eliminated at some future point, but the liquor provision the tribe insisted on would remain. Article XVII in the Yankton agreement is therefore not surplusage in the same manner as the liquor provision in Rosebud and is not inconsistent with an intent to preserve the 1858 boundaries. The presence of a similar alcohol clause was found not to demonstrate an intent to diminish in New Town,
The state argues that one other provision in the statute ratifying the 1892 agreement supports a finding that the reservation was diminished. Congress added the provision that “the sixteenth and thirty-sixth section in each Congressional township ... shall be reserved for common-school purposes and be subject to the laws of the State of South Dakota.” Similar language in the Rosebud agreement was interpreted as having been intended to conform to the enabling act which admitted North and South Dakota to the United States. 25 Stat. 679 (1889). Under that act, the sixteenth and thirty-sixth sections in each township were granted to the state for common schools, but permanent federal reservations were excepted. Id.; Rosebud,
The rationale from Rosebud has considerably less force in this ease, however, because the 1894 Yankton act makes the common school sections “subject to the laws of the State of South Dakota.” If Congress had intended to diminish the Yankton reservation, those common school sections would have been subject to the laws of the state in any event and the grant of jurisdiction would have been unnecessary. The language is at least equally consistent with a reading that Congress wished to insure that the infrastructure would exist for common schools for all future residents of the assimilated area.
South Dakota argues that analysis of the statute and the agreement is unnecessary because certain federal and state cases should control the result here. Whether the Yankton reservation was diminished or disestablished has never been squarely litigated and decided in federal court, however.
We conclude after examining the statutory language that Congress did not express in the 1894 act an intent to diminish or disestablish the reservation. Also relevant in the required analysis is review of the legislative history and the events near the time of its passage, Hagen,
B.
South Dakota contends that the legislative history indicates that the unallotted lands on the Yankton reservation were restored to the public domain and that this shows Congress intended to diminish the reservation. While “the existence of [public domain] language in the operative section of a surplus land Act indicates that the Act diminished the reservation,” Hagen,
Comments in Congress can be evidence of an intent to diminish, see DeCoteau,
The comments cited by the state were made in reference to a group of agreements with some half dozen tribes. The different agreements were all included in one appropriations bill, but Congress used varying enacting sections for each.
The history of the commission to the Yank-ton Sioux and its negotiations with the tribe also suggests that Congress did not intend to disestablish the reservation. The commission was instructed: “If [the Yankton Sioux] are unwilling to cede all the surplus land you will endeavor to obtain the relinquishment of such part thereof as they may be willing to part with.”
The state points to a number of passages from the negotiations between the commission and the tribe which it believes show that the reservation would be disestablished, but the statements are consistent with a simple sale of the surplus lands and do not necessarily imply a transfer of sovereignty. For example, one of the commissioners said to tribal members:
This reservation alone proclaims the old times and the old conditions. But even here the means of your former mode of life have vanquished [sic]. The tide of eivilization is as resistless as the tide of the ocean, and you have no choice but to accept it and live according to its methods or be destroyed of it. To accept it requires the sale of these surplus lands and the opening of this reservation to white settlement.
Negotiations at 81. The commissioner talks of a “sale” of surplus lands and the “opening of this reservation,” but makes no mention of reduction or elimination of boundaries or any surrender of jurisdiction.
In another passage relied on by the state, a commissioner stated:
The Great Father desires and seeks in this transaction the benefit of the tribe, and what you may receive in this matter will be for this tribe alone, to help elevate you to citizenship, and as soon as you become the equals and assistants of the white man in making the laws, to be near him and learn his ways, you will learn to farm, to do all kinds of business, to be citizens in the true sense of the word. It might be, after you have sold your lands, you could have this reservation organized as a separate county. If this could be done — I do not say it can — you could govern your own people in your own way, so long as you obeyed the laws of the State.
Negotiations at 48. This passage shows that possible future state jurisdiction over the Indians was contemplated, but it does not indicate when any such jurisdiction would attach and under what circumstances. The passage clearly appears to envision continuity of the reservation, with the possibility it could be transformed into a county at some later date.
The tribe argues that these comments are very weak when compared to statements made by, or to the Indians, in cases where diminishment was found. In Rosebud, for example, the tribe was specifically told that “[t]he cession of Gregory county ... will leave your reservation a compact, and almost square tract, and would leave your reservation about the size and area of Pine Ridge Reservation.”
You say that [the reservation boundary] line is very heavy and that the reservation is nailed down upon the border. That is very true as applying to the past many years and up to now, but congress has provided legislation which will pull up the nails which hold down that line and after next year there will be no boundary line to this reservation.
Hagen,
Now that South Dakota has come in as a state we have some one to go to, to right our wrongs. The Indians have taken their land in severalty. They are waiting for*1453 patents. The Indians are anxious to get patents. We are willing the surplus land should be sold. We don’t expect to keep reservation, [sic]
DeCoteau,
The negotiations between the Yankton Indians and the commissioners sent to secure the sale of unallotted lands do not support a finding of diminishment. Despite a long series of negotiations, most of which were recorded and included in the commission’s report to Congress, there is no statement that clearly indicates that Congress intended to change the reservation boundaries or remove tribal sovereignty over the opened areas. There are also no statements by members of the tribe that demonstrate an understanding that the reservation boundaries would change.
In addition to the history of the negotiations and the legislation, there is other evidence to examine which might indicate the contemporary understanding of the 1894 act, The tribe believes the most significant piece of contemporary evidence is in an 1896 statute passed by Congress. The statute began: “Be it enacted ... [t]hat all settlers who made settlement under the homestead laws upon lands in the Yankton Indian Reservation, in the State of South Dakota, during the year eighteen hundred and ninety-five are hereby granted leave of absence from such homestead for one year....” 29 Stat. 16 (Feb. 26, 1896) (emphasis added). Section 3 of the statute extends “the time for making final proof and payment for all lands located under the homestead laws of the United States upon any lands of any former Indian reservation in the State of South Dako-ta_” Id. (emphasis added).
Congress thus continued in 1896 to refer to the unallotted lands as being in the Yankton reservation, a year after President Cleveland had opened the reservation lands for settlement. South Dakota argues that the 1896 statutory reference is entitled to little weight because the Commissioner of Indian Affairs used the word “former in a document included in the legislative history. In the statute itself, however, Congress used “former” in section 3 when referring to a number of unspecified reservations in South Dakota, but not when referring to the Yankton reservation in section 1.,
The state argues that other contemporaneous evidence indicates' that the reservation was diminished. For example, it points to several statements by the Commissioner of Indian Affairs as being particularly relevant. Shortly after passage of the 1894 act, the commissioner stated that the Yankton agreement in 1892 and two others would result in a significant amount of land being “restored to the public domain.” Annual Report of the Commissioner of Indian Affairs 26 (1894). Two years later the commissioner referred to the “former” Yankton reservation. H.R.Rep. No. 100, 54th Cong., 1st Sess. at 2 (1896). These appear to be isolated references, however. The tribe’s Yankton Sioux history expert testimony at trial was unrefuted that in the many thousands of documents he had read regarding the reservation, references to the former reservation or lands originally within the reservation were infrequent.
South Dakota also states that it began exercising jurisdiction over the areas no longer held in trust by the United States shortly after the lands were opened. An 1895 criminal case, State v. Andrew War, First Judicial Circuit Court, Charles Mix County, supports this claim, as do several other cases cited by the state.’- The exercise of jurisdiction by a state over opened lands can be an indication of congressional intent, but it is not dispositive. See Solem,
Some other evidence is simply inconclusive. Both sides introduced a number of maps, many of them from within several years of the opening of the lands. These maps ultimately prove little except that there was some confusion both inside and outside the government as to the status of the reservation. The General Land Office of the Department of the Interior showed the reservation with only a dotted line on a 1901 map. The legend did not specify what a dotted line
Commercial maps have also differed. For example, The Atlas of Charles Mix County, South Dakota, published in 1906, does not appear to show the reservation. Exh. 631. A very detailed map of South Dakota' in one 1895 atlas does show it. Rand McNally World Atlas 277 (1895). The confusion- is perhaps best exemplified by Andrees’ Hand Atlas, published in Germany. In both the 1899 and 1904 editions of the German atlas, a map of the United States shows the reservation (pages 160-61 in both editions), while a regional map on the next, plate does not (pages 162-63).
These examples of confusion about the status of the lands are not enough to show that Congress expressly intended to diminish the reservation, and the 1896 statute is more probative of congressional intent than this more attenuated evidence. The statute is a statement by Congress itself and .should guide the appraisal of the contemporaneous evidence. It suggests that Congress did not intend to diminish the Yankton reservation.
IV.
A.
The pattern throughout the twentieth century is similar to the contemporaneous evidence. Congress has continued to refer to the reservation as a continuing entity, but the treatment by other governmental bodies is mixed. Although less persuasive than evidence from the time surrounding an act’s passage, later evidence is still relevant. Hagen,
Congress has repeatedly referred to the Yankton Reservation as ongoing. In 1920, for example, Congress provided “[t]hat the Secretary of the Interior be ... authorized. and directed to convey to the trustees of the Yankton Agency Presbyterian Church, by patent in fee, the following-described premises situate [sic] within the Yankton Indian Reservation, county of Charles Mix, State of South Dakota.” 41 Stat. 1468 (1920) (emphasis added). In 1932, Congress divided the United States District Court for the District of South Dakota into four divisions. “The territory embraced ... in the counties of Aurora, Beadle, ... Charles Mix, ... Yankton, and in the Yankton Indian Reservation, shall constitute the southern division of said district.” 47 Stat. 300 (1932) (emphasis added). More recently, a water project approved by Congress will “irrigate not more than approximately three thousand acres of Indian-owned land in the Yankton-Sioux Indian Reservation_” Reclamation Projects Authorization and Adjustment Act of 1992, Pub.L. No. 102-575 § 2005(b) (1992) (emphasis added).
The state has not directed the court to a single enactment of Congress in which a reference was made to indicate the reservation had been diminished. The statutory references demonstrate that Congress believes the Yankton reservation continues to exist.
The executive branch has been less consistent, but there is considerable evidence from it in support of an undiminished reservation. In its brief the tribe points to testimony before Congress by the superintendent of the Yankton Agency in 1914 that the reservation was “[a]bout 26 by 35 or 36 miles,” the area encompassed by the 1858 boundaries. In 1916, President Woodrow Wilson ordered “that the trust period on the allotments of Indians on the Yankton Sioux Reservation, South Dakota, which expires during the calendar years 1916 and 1919, be, and is hereby, extended for a period of ten years from dates of expiration, with the exception of the following _” (Exec.Order April 20,1916).
The circumstances which influenced the Indian Office decision [that the reservation had been diminished] are the large amount of reservation land which has been fee patented and the existence of towns within the reservation. These circumstances may be persuasive in reaching an administrative conclusion, but I cannot agree with the conclusion as a matter of law.
The agreement of 1892 provided for the sale of such lands within the reservation as were not allotted or used for designated purposes. It did not provide for the sale of a particular designated part of the reservation. The act should be distinguished from other cession acts which ceded a definite part of the reservation and treated the remaining area as a diminished reservation. The lands allotted on the Yankton Reservation were scattered over all the reservation_ Since the 1892 agreement there has been no redefinition by Congress of the Yankton Reservation nor determination that the reservation no longer exists. On the contrary, the reservation was referred to as a still existing unit in the acts of April 29, 1920 (41 Stat. 1468) and June 11,1932 (47 Stat. 300).
Letter of August 7, 1941, Opinions of the Solicitor, Department of the Interior 1063 (1979).
Others within the executive branch have taken varying positions. In 1969 an Associate Solicitor wrote that “the effect of the 1894 Act was to eliminate reservation boundaries and terminate the tribe’s authority to establish a tribal court.” Memorandum M-36783 from Associate Solicitor, Indian Affairs, to Commissioner of Indian Affairs, 1 (September 10, 1969).
The state government has quite consistently exercised various forms of governmental authority over , the opened lands on the Yank-ton reservation. State courts have exercised criminal jurisdiction over Indians on nontrust lands without objection from the tribe until recently. See, e.g., supra note 19. The state has also exercised some civil jurisdiction, at least over divorces between tribal members. See, e.g., Redbird v. Redbird, First Judicial Circuit Court, Charles Mix County (1916). The state has also played a significant regulatory role in mining, underground storage tanks, agriculture, air emissions, solid and hazardous waste, and other environmental activities in the area. The county and municipalities employ law enforcement personnel and maintain over 500 miles of roads within the 1858 boundaries, while the Bureau of Indian Affairs maintains only 20 miles of roads.
The state’s treatment of the reservation has not been uniform, however. Ronald Cat-lin, a state witness and an employee of the South Dakota Department of Game, Fish, and Parks recalled seeing a memorandum instructing state employees how to refer to the reservation. Catlin remembered that the memo was written by Governor William Janklow sometime between 1978 and 1986 and directed employees to refer only to the “former Yankton Sioux Reservation.” A reasonable inference to be drawn is that at least some state employees had been referring to the reservation as if it still existed'.
The state argues that the tribe itself has not asserted jurisdiction over the opened br-
Modem maps and atlases seem to show the reservation as extending to the 1858 boundaries. See U.S. Department of Commerce, 1990 Census of Population: Social and Economic Characteristics, South Dakota G-6 (1993); U.S. Department of the Interior Bureau of Indian Affairs, Indian Land Areas (General) [map] (1987); National. Geographic Historical Atlas of the United States, 47 (Centennial Edition 1988) (see also, loose map entitled “Northern Plains” included with the atlas); Waldman & Braun, Atlas of the North American Indian 196-97 (Facts on File Publications 1985).
Considering all of the evidence submitted by the parties and amici regarding the subsequent history of the reservation, we cannot say that the surrounding circumstances are “fully consistent with an intent to terminate the reservation, and inconsistent with any other purpose.” See DeCoteau,
B.
South Dakota argues that “[t]he Supreme Court has decreed that even in a case where de jure diminishment may not have occurred, ‘de facto’ diminishment may nonetheless have occurred.” The tribe and the United States respond that de facto diminishment has never been applied in the absence of congressional intent to diminish.
Solem contains the Supreme Court’s most complete discussion of de facto diminishment. It recognized there that:
who actually moved onto opened reservation lands is also relevant to deciding whether a surplus land act diminished a reservation. Where non-Indian settlers flooded into the opened portion of a reservation and the area has long since lost its Indian character, we have acknowledged that de facto, if not de jure, diminishment may have occurred.
Solem,
The Court in Solem cautioned, however, that subsequent demographic data are only “one additional clue as to what Congress expected would happen once land on a particular reservation was opened to non-Indian settlers.” Id. at 471-72,
When both an Act and its legislative history fail to provide substantial and compelling evidence of a congressional intention to diminish Indian lands, we are bound by our traditional solicitude for the Indian tribes to rule that diminishment did not take place and that the old reservation boundaries survived the opening.
Id. at 472,
' The demographic facts related to the Yankton reservation are somewhat incomplete. Between 1890 and 1900, the population of Charles'Mix County doubled, but it is not clear from the census data how many of those people settled on the open lands within the 1858 boundaries.
Demographic shifts that happen soon after an act is passed would appear to be stronger evidence of congressional intent than later population changes because those closer in time might have been better anticipated by Congress. The contemporaneous evidence suggests that the area did not lose its “Indian character,” see Solem,
There is some dispute in the record about precisely how many Yankton Sioux now live within the 1858 boundaries. According to the 1990 census, there were 1,994 American Indians and 4,275 non-Indians living on the ‘Yankton Reservation,” which the Census Bureau defined as being within the 1858 boundaries.
Finally, the evidence shows that the Indian population and influence in the area is increasing quite rapidly, a trend which appears likely to continue. The tribe opened the Fort Randall casino in 1991 which has provided both jobs and financial resources to tribal members and is apparently now the largest employer in Charles Mix County. The tribe has also announced its intention to use some of the casino proceeds to reacquire title to lands which have passed from Indian hands since 1894. Meanwhile the non-Indian population is decreasing.
The historical and demographic evidence does not show that Congress intended to change the 1858 boundaries. Only Congress can reduce or eliminate a reservation, see, e.g., Solem,
V.
In sum, application of the factors deemed relevant by the Supreme Court leads to the conclusion that Congress intended by its 1894 act that the Yankton Sioux sell their surplus land to the government, but not their governmental authority over it. Close examination of the agreement, the act, and the historical record does not reveal the “[s]ub-stantial and compelling evidence of a congressional intention to diminish Indian lands” necessary for disestablishment or diminishment, but instead indicates the 1858 treaty boundaries were to be preserved. Solem, 465. U.S. at 472,
Notes
. The Honorable Lawrence L. Biersol, United States District Judge for the District of South Dakota.
. The tribe sued on behalf of itself and its individual members, one of whom, tribal chairman Darrell E. Drapeau, also sued individually (collectively referred to as "the tribe”).
The United States, the Flandreau Santee Tribe, and various descendants of two nineteenth century Yankton Sioux filed amicus briefs supporting the tribe on this appeal, and amicus Charles Mix County has supported the position of the state.
.South Dakota had approved the project plan to use only a two foot compacted clay liner to contain the garbage. Since the EPA had granted authority to the state to approve projects within its jurisdiction, synthetic liners would not have been required if the site were not on the Yankton reservation.
."Diminished” and "disestablished” seem to be used interchangeably in some cases. See, e.g., Rosebud Sioux Tribe v. Kneip,
South Dakota uses both terms in stating its position without really distinguishing between them, but its core argument is that the, 1894 act eliminated the reservation, leaving the tribe and federal government with jurisdiction only over remaining trust lands.
. The tribe did not appeal the district court’s denial of an injunction against the project or its conclusion that the tribe did not have regulatory authority over it.
. Evidence at trial disclosed that the Yankton Sioux had previously given up some 2 million acres in the 1830s and had historically been one of the most peaceful Indian tribes.
. In 1903 the Supreme Court ruled that Congress could unilaterally abrogate treaties with Indian tribes. Lone Wolf v. Hitchcock,
. The required number of signatures was not obtained until several months after the date of the agreement.
. There is conflicting evidence in the record regarding the number of acres allotted to Indians and the number of unallotted acres sold to the United States. The Court of Claims later determined that roughly 230,000 acres were allotted to tribal members and some 200,000 unallotted acres were sold in 1894. Yankton Sioux Tribe,
. The following are the relevant provisions Congress added to enact the agreement:
Therefore, Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That said agreement be, and the same hereby is, accepted, ratified, and confirmed.
That for the purpose of carrying the provisions of this Act into effect there is hereby appropriated, out of any moneys in the Treasury not otherwise appropriated, the sum of six hundred thousand dollars, or so much thereof as may be necessary....
That the lands by said agreement ceded, to the United States shall, upon proclamation by the President, be opened to settlement, and shall be subject to disposal only under the homestead and town-site laws of the United States, excepting the sixteenth and thirty-sixth sections in each Congressional township, which shall be reserved for common-school purposes and be subject to the laws of the State of South Dakota: Provided, That each settler on said lands shall ... pay to the United States ... three dollars and seventy-five cents per acre....
. Article II read:
In consideration for the lands ceded, sold, relinquished, and conveyed to the United States as aforesaid, the United States stipulates and agrees to pay to the said Yankton tribe of Sioux*1446 Indians the sum of six hundred thousand , dollars ($600,000) as hereinbefore provided for.
Ihe act also provided for a twenty dollar gold piece for each male adult member of the tribe, payment of monies due some tribal members for services as Army scouts in the 1860s, and various other forms of support.
. The state believes that clauses such as Article XVIII should not play any role in the statutory analysis because the Rosebud majority did not discuss them. There may be various reasons ■why they were not discussed, but the Rosebud clauses were significantly weaker than the Yank-ton savings clause. For example, one representative provision read:
Each Act states, in almost identical terms, that "nothing in this ‘agreement shall be construed to deprive the ... Indians of the Rosebud Reservation, South Dakota, of any benefits to which they are entitled under existing treaties or agreements, not inconsistent with the provisions of this agreement.' "
Savings clauses were noted in other Supreme Court cases but not explicitly considered. See Klamath,
. See, e.g., Shoshone Tribe v. United States,
. The Supreme Court has suggested that the jurisdictional pattern that results from a conclusion of diminishment or disestablishment may also be used to indicate what Congress had in mind. Where there is a "checkerboard pattern” of Indian trust land scattered over an area and a finding of disestablishment would terminate the entire reservation, it is less likely that Congress intended to change the boundaries. Rosebud,
A checkerboard pattern of jurisdiction would have been the result if the Yankton reservation had been diminished by the 1894 act. The Yank-ton Sioux retained the majority of the land within the 1858 boundaries (more than was retained by the Cheyenne River Sioux on their undiminished reservation). Solem,
. The preamble to the 1892 agreement contains language that may be relevant to ascertain congressional intent. The entire agreement, including the preamble, was incorporated into the ratifying statute in 1894. The preamble stated that the Yankton tribe was "willing to dispose of a portion of the land set apart and reserved to said tribe.” The Supreme Court has concluded that the phrase "sell and dispose” indicates congressional intent to maintain existing reservation boundaries. Solem,
. Article VIII also appears to refute the argument that diminishment is indicated by the failure of the agreement to reserve land for the tribe's use. Evidence at trjal indicated that the tribe had expected government of the reservation to continue through the Greenwood agency so no land needed to be reserved for that purpose. The reservation of agency land in Article VIII is consistent with an expectation on the part of the tribe that the reservation would continue as before. As in Solem, the United States has continued to hold lands in trust for the Yankton Sioux, and the day that federal services to the Yankton Sioux would be unnecessary has not yet come.
. The full text of the article reads:
No intoxicating liquors nor other intoxicants shall ever be sold or given away upon aiiy of the lands by this agreement ceded and sold to the United States, nor upon any other lands within or comprising the reservations of the Yankton Sioux or Dakota Indians as described in the treaty between the said Indians and the United States, date April 19th, 1858, and as afterwards surveyed and set off to the said Indians. The penalty for the violation of this provision shall be such as Congress may prescribe in the act ratifying this agreement.
. The state claims that the Supreme Court established in Perrin v. United States,
In Weddell v. Meierhenry,
In Yankton Sioux Tribe v. United States,
. The South Dakota Supreme Court has concluded that the Yankton reservation was diminished by the 1894 act, see State v. Thompson,
. The United States Supreme Court granted certiorari after an Eighth Circuit decision, Bartlett v. Solem,
.At least one of the reservations under discussion has been found not to have been diminished. Ute Indian Tribe v. State of Utah,
. The October 11, 1995 motion of South Dakota to enlarge the record with the instructions from the Commissioner of Indian Affairs to the Yank-ton commission is granted.
. The parties introduced scores of documents to show how the reservation has been treated. Only representative samples are discussed here; others were addressed in the district court’s opinion.
. There is an additional source of uncertainty in these data. South Dakota points out that the Census Bureau did not provide a separate category for the Yankton reservation in the 1900 census. It is therefore possible that almost half of the increase in population during this decade can be attributed to adding the Yankton Sioux population in with the non-Indians.
. South Dakota points out that the United States holds in trust for Indians some 37,000 acres within the 1858 boundaries. This is less than ten percent of the total number of acres. Property ownership appears to be an unreliable indicator of the character of the area, however, because census data from 1990 reveal that almost two-thirds of the Indian households on the reservation rent their homes.
. Even if the lower 32 percent figure is used for the Indian population in the old treaty area, it is much higher than that of the Lake Traverse Indian Reservation which the Supreme Court found had been disestablished in DeCoteau. On that reservation, only 3,000 of 33,000, or nine percent, of the people within the original treaty boundaries were Indians. DeCoteau,
Dissenting Opinion
dissenting.
I believe that the district court erred in holding that the Yankton Sioux Reservation had not been diminished. See Yankton Sioux Tribe v. Southern Missouri Waste Management Dist.,
I.
Although “the Congresses that passed the surplus land Acts anticipated the imminent demise of the reservation and, in fact, passed the Acts partially to facilitate the process,” Solem,
Our analysis of surplus land Acts requires that Congress clearly evince an intent to change boundaries before diminishment will be found. The most probative evidence of congressional intent is the statutory language used to open the Indian lands. Explicit reference to cession or other language evidencing the present and total surrender of all tribal interests strongly suggests that Congress meant to divest from the reservation all unallotted opened lands. When such language of cession is buttressed by an unconditional commitment from Congress to compensate the Indian tribe for its opened land, there is an almost insurmountable presumption that Congress meant for the tribe’s reservation to be diminished.
Solem,
The 1894 Act contained the following provisions:
Article I.
The Yankton tribe of Dakota or Sioux Indians hereby cede, sell, relinquish, and convey to the United States all their claim, right, title, and interest in and to all the unallotted lands within the limits of the reservation set apart to said Indians as aforesaid.
*1459 Article II.
In consideration for the lands ceded, sold, relinquished, and conveyed to the United States as aforesaid, the United States stipulates and agrees to pay to the said Yank-ton tribe of Sioux Indians the sum of six hundred thousand dollars ($600,000), as hereinbefore provided for.
Ch. 290,
Because Articles I and II of the 1894 Act contain language of cession of land for a sum certain, they create an almost insurmountable presumption of diminishment. The task of this Court is therefore to determine if the proponents of a continued reservation status for the ceded lands have successfully rebutted this presumption of diminishment.
Rather than addressing the presumption created by Articles I and II together, the majority considers each Article separately. Citing to United States v. Grey Bear,
The Supreme Court has held that such explicit reference to cession suggests that Congress intended to divest the reservation of its land. See Solem,465 U.S. at 470 ,104 S.Ct. at 1166 . The Court has further held that “[w]hen such language of cession is buttressed by an unconditional commitment from Congress to compensate the Indian tribe for its opened land, there is an almost insurmountable presumption that Congress meant for the tribe’s reservation to be diminished.” Id. at 470-71,104 S.Ct. at 1166 . We agree with the district court’s analysis that although the “cede, surrender, grant, and convey” language of the Act suggests congressional intent to disestablish the reservation boundaries, see Rosebud,430 U.S. at 597 ,97 S.Ct. at 1368 ; DeCoteau,420 U.S. at 445 ,95 S.Ct. at 1093 , the Act does not contain an unconditional commitment by Congress to pay the tribe for the ceded lands. [United States v. Grey Bear,636 F.Supp. 1551 , 1554 (D.N.D.1986) ]. Compensation for the lands was not set at any fixed price and the tribe was guaranteed reimbursement only for the lands actually disposed of by the government. Thus, the “almost insurmountable presumption” of disestablishment urged by defendants is not present in this case.
The majority similarly discards the importance of Article II by asserting that “[although a lump sum payment can in some circumstances indicate a congressional intent to diminish a reservation, see, e.g., DeCoteau,
Without acknowledging the almost insurmountable presumption of diminishment created by the interplay of Articles I and II, the majority relies on the savings clause in Article XVIII to support,its conclusion that the reservation was not diminished by the 1894 Act.
Nothing in this agreement shall be construed to abrogate the treaty of April 19th, 1858, between the Yankton tribe of Sioux Indians and the United States. And after the signing of this agreement, and its ratification by Congress, all provisions of the said treaty of April 19th, 1858, shall be in full force and effect, the same as though this agreement had not been made, and the said Yankton Indians shall continue to receive their annuities under the said treaty of April 19th, 1858.
Ch. 290,
Based on the language of Article XVIII, legislative history, and the purpose of the 1894 Act, the only reasonable interpretation of Article XVIII is that it extended to annuities, and no farther. No one, including the district court, any party or amici, or the majority, suggests that we interpret Article XVIII literally, because to do so would eviscerate the 1894 Act, nullifying its chief provisions and contradicting its entire purpose.
Although a literal interpretation of Article XVIII is not possible without absurd results, it is still this Court’s task to determine the intent of the 53rd Congress in crafting this provision of the 1894 Act. Determining the legislative intent of a bygone Congress is not
a rumor that [the Yanktons] believed that if they didn’t sell the surplus land, the government of the United States was going to cut off their annuities.... So there was a belief in the tribe that it’s plausible the government might shut these [annuities] down if we resist [selling land], because the resistance had led to the loss of annuities in the past. And one should not have the opinion that tribal members didn’t communicate with each other, because Yanktons ran a lot with government support to hunt west of the Missouri River. So it’s my opinion that the Yanktons would have believed that the government might cut off the annuities, and that would have been disastrous.... I believe that they believed that they were threatened by the loss of the annuities.
Trial Tr. at 53-55.
The majority’s assertion that “Article XVIII of the 1894 statute indicated that as much of [the 1858] treaty as possible was to be preserved,” Maj. Op. at 1448, is based neither on the text — which referred only to annuities — nor the legislative history of the 1894 Act, and has as its source only, as best as I can discern, a single-minded desire to avoid diminishment at all costs. Because Article XVIII extended only to annuities, it could not rebut the powerful presumption that the Yankton Sioux Reservation was diminished.
II.
Other provisions of the 1894 Act are also relevant to a diminishment analysis. First, Article XVII of the 1894 Act prohibited the sale of liquor on the ceded lands. The inclusion of a liquor prohibition provision in an allotment statute is indicative of an intent to diminish the reservation, because standing law had already prohibited the introduction of alcohol into Indian country. See Rosebud,
Finally, the 1894 Act reserved the sixteenth and thirty-sixth sections in each “Congressional township” of the ceded lands for common schools, which were to “be subject to the laws of the State of South Dakota.” Ch. 290,
[Ujpon the admission of each of said States into the Union sections numbered sixteen and thirty-six in every township of said proposed States ... are hereby granted to said States for the support of common schools ...: Provided, That the sixteenth and thirty-sixth sections embraced in permanent reservations for national purposes shall not, at any time, be subject to the grants ... of this act, nor shall any land embraced in Indian, military, or other reservations of any character be subject to the grants ... of this act until the reservation shall have been extinguished and such lands be restored to, and become a part of, the public domain.
Reprinted in Rosebud,
III.
The United States Supreme Court has found diminishment of a reservation even where Congress has not made its intent to diminish explicit by including language of cession of land for a sum certain in an allotment statute. In Solem, the Court stated that
explicit language of cession and unconditional compensation are not prerequisites for a finding of diminishment. When events surrounding the passage of a surplus land Act — particularly the maimer in which the transaction was negotiated with the tribes involved and the tenor of legislative Reports presented to Congress — unequivocally reveal a widely held, contemporaneous understanding that the affected reservation would shrink as a result of the proposed legislation, we have been willing to infer that Congress shared the understanding that its action would diminish the reservation....
In addition, “events that occurred after the passage of a surplus land Act” may support a finding of diminishment. Solem,
Federal courts have also usually considered the Yankton reservation to have been diminished. In Perrin v. United States,
IV.
Under the explicit terms of the 1894 Act and. in light of controlling United States Su
. The boundaries of the Yankton Sioux Reservation were established by a treaty between the United States and the Yankton Sioux Tribe in 1858. See Act of April 19, 1858, 11 Stat. 743 (1858) (Treaty of 1858).
. In addition to Solem and DeCoteau, the Supreme Cotut has considered the issue of diminishment in Hagen v. Utah,
. Although the United States Supreme Court has never found that this presumption of dimin-ishment has been rebutted, its choice of the phrase, “almost insurmountable presumption,” Solem,
. While the majority makes two passing references to this critical presumption, it couches each reference as a mere restatement of the appellant's argument. See Maj. Op. at 1446 ("The state argues that the Supreme Court has construed similar language [as that in Articles I and II] as indicating congressional intent to diminish or disestablish reservations. DeCoteau,
. The majority indicates that “[i]n their briefs the signatories to the 1892 agreement state that Article XVIII has the strongest savings clause of any unallotted land sale agreement between a tribe and the government.” Maj. Op. at 1447. Assuming that this refers to the appellee and to amicus the United States, I am at a loss as to why the majority finds the assertions of these parties so significant; surely, the "strength” of a savings clause is a question of law for this Court to determine, and is independent of the parties' historical relationship to the legislation. To the extent that Article XVIII represents an unusual savings clause, however, I note that the United States • Supreme Court found diminishment despite similarly "strong"- — if less verbose — savings clauses in two other allotment-era statutes. In Montana v. United States,
. The Treaty of 1858, between the United States and the Yankton Sioux Tribe, provided that:
Article 1.
The said chiefs and delegates of [the Yankton Sioux] tribe of Indians do hereby cede and relinquish to the United States all the lands now owned, possessed, or claimed by them, wherever situated, except four hundred thousand acres thereof, situated and described as follows, to wit — [describes boundaries of reservation].
Article 4.
In consideration of the foregoing cession, relinquishment, and agreements, the United States do hereby agree and stipulate as follows, to wit:
1st. To protect the said Yanctons [sp] in the quiet and peaceable possession of the said tract of four hundred thousand acres of land so reserved for their future home, and also their persons and property thereon during good behavior on their part.
2d. To pay to them, or expend for their benefit, the sum of sixty-five thousand dollars per annum, for ten years, commencing with the year in which they shall remove to, and settle and reside upon, their said reservation — forty thousand dollars per annum for and during ten years thereafter — twenty-five thousand dollars per annum for and during ten years thereafter — and fifteen thousand dollars per annum for and during twenty years thereafter — arid fifteen thousand dollars per annum for and during twenty years thereafter; making one million and six hundred thousand dollars in annuities in the period of fifty years....
Article 10.
No white person, unless in the employment of the United States, or duly licensed to trade with the Yanctons, [sp] or members of the families of such persons, shall be permitted to reside or make any settlement upon any part of the tract herein reserved for said Indians, nor shall said Indians alienate, sell, or in any manner dispose of any portion thereof, except to the United States....
(emphasis added).
. The majority asserts that "to the extent there could be any ambiguity perceived in the [1894 Act], it would have to be resolved in favor of the tribe.” Maj. Op. at 1448-49. In DeCoteau, the United States Supreme Court commented on the temptation to misuse this canon of construction that ambiguities are to be resolved in favor of the tribe:
For the courts to reinstate the entire reservation, on the theory that retention of mere allotments was ill-advised, would cany us well beyond the rule by which legal ambiguities are resolved to the benefit of the Indians. We give this rule the broadest possible scope, but it remains at base a canon for construing the complex treaties, statutes, and contracts which define the status of Indian tribes. A canon of construction is not a license to disregard clear expressions of tribal and congressional intent.420 U.S. at 447 ,95 S.Ct. at 1094 (emphasis added). The majority, therefore, may not use a canon of construction to create ambiguity where there is none, and there is no ambiguity in Articles I and II.
. Apparently assuming that neither tribal members nor government negotiators kept abreast of significant legislation affecting Indian country, the majority dismisses Article XVII by asserting that "there is no evidence that any party was aware of [the 1892 liquor act] at the time the agreement was negotiated." Maj. Op. at 1450. I am sure that, if Congress had been aware that the plain language of its legislation was insufficient to convey its meaning to future courts, the legislative history in this case would have been much more complete.
. The majority asserts that this provision has "considerably less force” because the reserved sections were explicitly made “ 'subject to the laws of the State of South Dakota.’ " Maj. Op. at 1450 (quoting 1894 Act). I disagree, and find it somewhat illogical to infer a grant of jurisdiction to a tribe over ceded lands because of an explicit grant of jurisdiction to the State of South Dakota over the ceded lands.
. Even assuming that mere legislative history could rebut the almost insurmountable presumption of diminishment created by Articles I and II of the 1894 Act, there is nothing in the legislative history which contradicts the diminishment of the reservation. Although the district court referred to a letter in the legislative history which it believed to support the continued reservation status of the ceded lands, see Yankton Sioux,
. Treatment of the area by Congress and the Executive may also have some interpretive value. See Solem,
The subsequent treatment of the Cheyenne River Sioux Reservation by Congress, courts, and the Executive is so rife with contradictions and inconsistencies as to be of no help to either side.... [Ample] examples pointing in both directions leave one with the distinct impression that subsequent Congresses had no clear view whether the opened territories were or were not still part of the Cheyenne River Reservation. A similar state of confusion characterizes the Executive’s treatment of the Cheyenne River Sioux Reservation's opened lands.
.The majority dismisses the case law of the South Dakota Supreme Court by asserting that it does "not show fall development of the issues or the analytical approach required by the United States Supreme Court.” Maj. Op. at 1451. I disagree. In State v. Thompson,
The majority also notes that the South Dakota Supreme Court was once reversed by the United States Supreme Court after incorrectly finding that a reservation had been diminished. See Maj. Op. at 1451 n. 20 (citing State v. Janis,
. In addition, cases, citing to Perrin have assumed that the Yankton reservation had been diminished. See, e.g., United States v. Mazurie,
