ANDREW YANG, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; JONATHAN HERZOG, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; HELLEN SUH, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; BRIAN VOGEL, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; SHLOMO SMALL, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; ALISON HWANG, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; KRISTEN MEDEIROS, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED; ROGER GREEN, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED, Plaintiffs-Appellees, JAY BELLANCA, TRACI STRICKLAND, EMILY ADAMS, NESTOR MEDINA, SIMRAN NANDA, KATHRYN LEVY, JOSHUA SAUBERMAN, CARI GARDNER, STEPHEN CARPINETA, NANCY DEDELVA, TING BARROW, PENNY MINTZ, GEORGE ALBRO, Intervenors-Plaintiffs-Appellees, v. PETER S. KOSINSKI, CO-CHAIR AND COMMISSIONER, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITIES AT THE NYS BOE; TODD D. VALENTINE, CO-EXECUTIVE DIRECTOR, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITIES AT THE NYS BOE; ROBERT A. BREHM, CO-EXECUTIVE DIRECTOR, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITIES AT THE NYS BOE, Defendants-Appellants, ANDREW SPANO, COMMISSIONER, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITIES AT THE NYS BOE, Intervenor-Defendant-Appellant, NEW YORK STATE BOARD OF ELECTIONS; DOUGLAS A. KELLNER, CO-CHAIR AND COMMISSIONER, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITIES AT THE NYS BOE, ADR Providers-Intervenors-Defendants-Appellants, ANDREW CUOMO, AS GOVERNOR OF THE STATE OF NEW YORK, Defendant.
No. 20-1494-cv
United States Court of Appeals for the Second Circuit
June 1, 2020
AUGUST TERM 2019; ARGUED: MAY 15, 2020
J. REMY GREEN (Elena L. Cohen, Jonathan Wallace, on the brief), Cohen & Green P.L.L.C., Ridgewood, NY; and ARTHUR Z. SCHWARTZ, Advocates for Justice, New York, NY, for Intervenors-Plaintiffs-Appellees.
JUDITH N. VALE, Senior Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Steven C. Wu, Deputy Solicitor General, and Jennifer L. Clark, Assistant Solicitor General, on the brief), for Letitia James, Attorney General, State of New York, New York, NY, for Defendants-Appellants.
Malcolm Seymour, David R. West, Foster Garvey, P.C., New York, NY, for Amici Curiae Senator Bernie Sanders and Bernie 2020 Inc. in Support of Appellees.
Ezra Ishmael Young, Law Office of Ezra Young, Brooklyn, NY, for Amici Curiae New York State Voters in Support of Appellees.
Rob Rickner, Rickner PLLC, New York, NY, for Amici Curiae Medical Professionals in Support of Appellees.
Before: KEARSE, JACOBS, AND CABRANES, Circuit Judges.
OPINION
JOSÉ A. CABRANES, Circuit Judge:
Defendants-Appellants the New York State Board of Elections and its officials (jointly, the “Board“) appeal from an order of preliminary injunction entered in the United States District Court for the Southern District of New York (Analisa Torres, Judge) in favor of Democratic presidential candidate Andrew Yang and candidates for delegate seats who, if elected, would be pledged to Yang and fellow Democratic candidate, Senator Bernie Sanders. Yang, his delegates, and the Sanders delegates have challenged the Board‘s decision to remove all qualified candidates from the ballot, with the exception of former Vice President Joseph Biden, and cancel the Democratic presidential primary. Without the presidential primary, the candidates for delegates may not have an opportunity to participate in the proceedings of the Democratic National Convention.
The question presented in this case is whether Yang, his delegates, and the Sanders delegates have demonstrated an entitlement to preliminary injunctive relief that reverses the effects of the Board‘s decision by requiring Yang and Sanders to be reinstated to the ballot, and the Democratic presidential primary to be conducted along with the other primary elections set for June 23, 2020.
On review, we conclude, as the District Court did, that preliminary injunctive relief is warranted in the circumstances presented and, therefore, we AFFIRM the District Court‘s carefully tailored order of preliminary injunction.
On April 27, 2020, New York became the only State or Territory in the United States to cancel its 2020 Democratic presidential primary. Specifically, on that day, two Democratic commissioners of the New York State Board of Elections (the “Board“) removed the names of ten Democratic presidential candidates who had qualified to appear on the ballot, but had publicly announced that they were suspending their campaigns and/or no longer seeking the party nomination for the office of President of the United States. By virtue of that decision, only former Vice President Joseph Biden, the now-presumptive Democratic nominee, remained on the ballot. The Democratic presidential primary, described by the Board as nothing more than a “beauty contest,” was thus canceled.1 The stated reason for this action: the current coronavirus pandemic (“COVID-19“). According to the Board, the cancellation of the Democratic presidential primary would further the State‘s interests in minimizing social contacts to reduce the spread of the virus and in focusing its limited resources on the management of other contested primary elections.
Dissatisfied with the Board‘s decision, Andrew Yang—a businessman, a New York registered voter, and a Democratic presidential candidate who had suspended his campaign for President—and several of his pledged delegates, sued the Board. Yang and his delegates (jointly, “Plaintiffs“) challenged the Board‘s decision, alleging that the removal of their names from the ballot and the ensuing cancellation of the Democratic presidential primary violated their free speech and associational rights under the First and Fourteenth Amendments to the Constitution.2
On May 5, 2020, the United States District Court for the Southern District of New York (Analisa Torres, Judge) granted the application for emergency injunctive relief and ordered the Board “to reinstate to the Democratic primary ballot those presidential and delegate candidates who were duly qualified as of April 26, 2020, and to hold the primary election on June 23, 2020.”3 The Board now appeals from the order granting the application for preliminary injunction.
On review, we conclude, substantially for the reasons stated in the District Court‘s careful and well-reasoned decision, that Plaintiffs and the Sanders delegates have adequately established their entitlement to preliminary injunctive relief on the basis that the Board‘s April 27 decision unduly burdened their rights of free speech and association.
I. BACKGROUND
A. The Facts5
The Democratic presidential primary in New York is a head-to-head electoral contest between the various presidential candidates who are competing for pledged delegates to the Democratic National Convention and seeking the Democratic nomination. The votes cast in the primary for each candidate are tallied and then provided to the New York Democratic Party so that it can determine the number of “elected” or “pledged” delegates that will represent each candidate at the Democratic National Convention.6 According to New York‘s
The New York Democratic presidential primary was originally set for April 28, 2020. Eleven different candidates had qualified to appear on the ballot. Between February and April, all but Vice President Biden “publicly announced that they are no longer seeking the nomination for the office of president of the United States, or that they are terminating or suspending their campaign.”8 Among those
See id. (internal quotation marks and citation omitted). Notably, under the current procedural rules and the “call for the convention” of the National Democratic Party, the voting power of the so-called “superdelegates” is more limited, as they cannot vote, for example, on the first nominating ballot at the convention if no candidate wins a majority of the delegates by the end of the primary season. See CALL FOR THE 2020 DEMOCRATIC NATIONAL CONVENTION: ISSUED BY THE DEMOCRATIC PARTY OF THE UNITED STATES art. IX.C.7 (adopted August 25, 2018), available at https://democrats.org/wp-content/uploads/2019/02/2020-Call-for-Convention-WITH-Attachments-2.26.19.pdf (last visited May 25, 2020). Only if the vote by the pledged delegates is insufficient to decide the nomination after the first ballot, can the superdelegates cast their vote at a contested convention to break any putative stalemate. See id.; see also Joint App‘x at 300.
The Yang and Sanders delegates would all be “pledged” delegates if their candidates receive the necessary votes under the terms of the delegate-selection plan for New York.
But the rules of the contest were changed as a result of the COVID-19 pandemic. On March 28, 2020, New York Governor Andrew Cuomo issued an executive order directing the presidential primary to be “postponed and rescheduled for June 23, 2020.”9 Then, on April 3, Governor Cuomo signed an omnibus budget bill that altered the various procedures for holding presidential primaries in New York and selecting elected delegates to the Democratic National Convention.
Newly enacted
On April 20, 2020, more than two weeks after the omnibus bill became law, the two Democratic commissioners of the Board of Elections announced their intention to hold a vote on April 22—later postponed to April 27—on whether to exercise their new authority.12 Yang and Sanders vigorously objected to the proposed change; “thousands of emails” to the Board from displeased voters followed.13 Sanders, for example, submitted a letter through his attorney explaining that he “announced the limited suspension of his presidential campaign, [while] emphasizing that he intended to remain on the ballot in upcoming primaries, gather delegates, and attend the Democratic National Convention, with an eye to influencing the party‘s platform.”14
recommendation of such political party or the legislative leaders of such political party.”
B. Procedural History
On April 28, 2020, Plaintiffs filed suit challenging the April 27 Resolution as unconstitutional and seeking, among other things, a preliminary injunction to reverse the Board‘s decision to remove their names from the ballot.17 The Sanders delegates intervened in the suit
On May 4, the District Court held telephonic argument on the application for a preliminary injunction.18 A day later, on May 5, the District Court issued its Opinion and Order granting the application. The instant appeal followed.
II. DISCUSSION
On appeal, the Board argues that the District Court erred in issuing a preliminary injunction reversing the effects of the April 27 Resolution. Specifically, the Board contends that it has “compelling interests in protecting health, safety, and the efficient administration of elections during the COVID-19 pandemic.”19 The Board further argues that the April 27 Resolution meaningfully advances those
purposes of resolving the request for a preliminary injunction, the Court addresses only prospective injunctive relief against the [Board] Officials in their official capacity brought under the U.S. Constitution.“).
Although the interests set forth by the Board are certainly important, its argument sweeps too broadly. The Board overstates the strength of its justifications for enacting the April 27 Resolution in furtherance of its interests. In doing so, it unduly encroaches on the competing constitutional interests of Plaintiffs and the Sanders delegates.21
A. Standard of Review and Legal Standard
We review de novo the District Court‘s legal conclusions in deciding to grant a motion for a preliminary injunction,22 but review its ultimate decision to issue the injunction for “abuse of discretion.”23
But where the movant is seeking to modify the status quo by virtue of a “mandatory preliminary injunction” (as opposed to seeking a “prohibitory preliminary injunction” to maintain the status quo),26 or where the injunction being sought “will provide the movant with substantially all the relief sought and that relief cannot be undone even if the defendant prevails at a trial on the merits,”27 the movant must also: (1) make a “strong showing” of irreparable harm,28 and (2)
We need not choose between these two standards of review because we are confident that Plaintiffs and the Sanders delegates would prevail regardless of the standard we apply. Like the District Court, we assume, for the sake of argument only, that the more rigorous standard applies here.30
B. Analysis of the Injunction Factors
The Board argues that the District Court “erred in concluding that” Plaintiffs and the Sanders delegates “are likely to succeed on the merits of their claims, and . . . that the balance of equities and public interest support[s] the preliminary injunction.”31 Notably, the Board does not appear to challenge, and therefore concedes, the District Court‘s finding that Plaintiffs and the Sanders delegates have established “the single most important prerequisite for the issuance of a preliminary injunction”32: that they would be irreparably injured in the absence of preliminary injunctive relief.
With that in mind, we now address the injunction factors that are contested by the parties.
1. Clear or Substantial Likelihood of Success on the Merits.
Rather, here, we are called upon to consider the constitutionality of § 2-122-a(13) as applied by the Board to Plaintiffs and the Sanders delegates through the adoption of the April 27 Resolution. There is no “litmus-paper test” to answer that question.37 Instead, we conduct a two-step inquiry that applies to election-related restrictions.
First, we ascertain the extent to which the challenged restriction burdens the exercise of the speech and associational rights at stake. The restriction could qualify as “reasonable [and] nondiscriminatory” or as “severe.”38 Once we have resolved this first question, we proceed to the second step, in which we apply one or another pertinent legal standard to the restriction.
If the restriction is “severe,” then we are required to apply the more familiar test of “strict scrutiny“: whether the challenged restriction is “narrowly drawn to advance a state interest of compelling importance.”41 It follows then that the “rigorousness of our inquiry into the propriety of a state election law depends upon the extent to which a challenged [restriction] burdens First and Fourteenth Amendment rights.”42
It may be hard to imagine a more “severe” election-related restriction than the removal of ten out of eleven qualified candidates
i. The burden on the asserted constitutional rights.
The nature of the constitutional rights asserted by Plaintiffs and the Sanders delegates “is evident.”44 As discussed above, they wish to appear on the ballot of New York‘s Democratic presidential primary and they wish to vote in the primary election. That interest “to engage in association for the advancement of beliefs and ideas”45 and “to cast their votes effectively”46 falls squarely within the ambit of the protection afforded by the First Amendment. That interest is “an
It is settled that “[t]he right to associate with the political party of one’s choice is an integral part of this basic constitutional freedom [of association],”48 which in turn “necessarily presupposes” the party’s right to define its internal structure and “the freedom to identify the people who constitute the association.”49 Parties exercise that freedom in a number of ways, including through elections to choose their nominees for public office. And although States have a “broad power to regulate the time, place, and manner of [such] elections,” they have a “‘responsibility to observe the limits established by the First Amendment rights of the State’s citizens.’”50
The State’s power cannot be used, for example, to create barriers that unduly burden a person’s right to participate in a state-mandated presidential primary.51 Indeed, “[a]ny interference with the freedom of a party” to determine how it will choose its delegates “is
a.
Yang wants an opportunity to compete for delegates. And so does Sanders, who filed an amicus brief before this Court in support of the claims of Plaintiffs and the Sanders delegates. By the same token, the Yang and Sanders delegates also want to compete for an opportunity to attend the Democratic National Convention. These are not trivial interests. Those familiar with the internal structure of the Democratic Party and the history of its National Convention will have no difficulty appreciating their significance.
At the Democratic National Convention, delegates have many important responsibilities, some with long-term consequences. In addition to participating in the selection of the presidential nominee, they vote on the procedural rules of the Convention; the National Democratic Party electoral platform; issues of party governance; and
The process for determining the number of pledged delegates per candidate is complex, but it is indisputable that, under the current rules of the National and New York Democratic Party, the only way for a candidate for delegate to compete for the opportunity to participate in the work of the Democratic National Convention is if the name of that delegate’s presidential candidate appears on the ballot. Put another way: the Board’s cancellation of the presidential primary has deprived Plaintiffs and the Sanders delegates not only of their right to cast a ballot in the presidential primary, but also of their right to seek an entitlement to attend the Democratic National Convention as delegates. This is a substantial burden on the rights of speech and association of Plaintiffs and the Sanders delegates.
As the District Court explained:
[T]he removal of presidential contenders from the primary ballot not only deprived those candidates of the chance to garner votes for the Democratic Party’s nomination, but also deprived their pledged delegates of
the opportunity to run for a position where they could influence the party platform, vote on party governance issues, pressure the eventual nominee on matters of personnel or policy, and react to unexpected developments at the Convention. And it deprived Democratic voters of the opportunity to elect delegates who could push their point of view in that forum.56
The character and magnitude of this burden becomes more apparent as we consider the circumstances in which the April 27 Resolution came into being. New York election law has long provided—since at least 1976—that uncontested elections can be resolved “without balloting.”57 It is not disputed that an election under New York law is “uncontested” if there is only one candidate on the ballot for a particular office—either because that candidate was the only one who qualified to be on the ballot, or because the other candidates who had qualified expressly asked to be removed through a notarized request sent to the Board.58
Therefore, absent “declination” or other circumstances not present here (e.g., a challenge to the validity of the signatures submitted by the candidate), it had long been understood that once a candidate qualifies to participate in the primary, the candidate is entitled to appear on the ballot. It was based on this understanding that, for example, Yang suspended his campaign in February 2020.
When
b.
As a threshold matter, nothing in the text of
Significantly, on April 20, when the two Democratic commissioners of the Board announced their intention to vote on whether to exercise their new authority under
c.
The Board next argues that the April 27 Resolution does not preclude “the associational activity that” Plaintiffs and the Sanders delegates seek because the Democratic National Committee and the presidential candidates (specifically, Biden and Sanders) can “provide alternate means for selecting delegates to the convention.”64 Because the Democratic National Committee or the presidential candidates could in theory reach an agreement that renders the presidential delegate-selection primary unnecessary, we are invited to draw the
We decline this invitation to “overlook an [alleged] unconstitutional restriction upon some First Amendment activity simply because it leaves other First Amendment activity unimpaired.”65 And we decline to reserve our judgment on a constitutional claim based on what could happen in an imagined universe, especially when that universe includes major third-party actors (e.g., the Democratic National Committee and Vice President Biden) not present before us.
With this analysis in mind, we turn to the interests asserted by the Board to justify the burden that the April 27 Resolution placed on the constitutional rights of Plaintiffs and the Sanders delegates.
ii. The justifications for the April 27 Resolution.
The Board contends that the April 27 Resolution is justified to further the State’s compelling interests in: (1) protecting the public from the health risks posed by COVID-19 by, for example, minimizing social contacts and interactions; and (2) utilizing the Board’s limited resources to make sure that other (contested) elections can be conducted safely and efficiently during the current pandemic. We examine each justification in turn and consider whether they “make it
As explained below, upon closer examination, the Board overstates the strength of its justifications in an effort to sustain the considerable limitations that it has placed on the constitutional rights asserted by Yang and the Sanders delegates.
a.
With respect to the first justification, the Board explains that approximately “eighteen of New York’s sixty-two counties contain subdivisions, such as cities, towns, or election districts, that will not need to conduct any election at all absent the Democratic presidential primary,” and that in approximately “seven of these counties” no election would need to be held.67 According to the Board, “[n]ot holding an election in these counties, municipalities, and districts will significantly reduce the number of voters, poll sites, and poll workers who will have to be physically present, thereby decreasing the risk of the virus spreading in the community.”68
This justification is overstated for at least two reasons. First, Governor Cuomo has authorized every voter in the State to request an absentee ballot and has ordered that absentee ballot applications be
Second, primaries for other races will be held on June 23 in the vast majority of counties in the State. Approximately, “90% or more of New York’s Democratic Party electorate will be voting in other primaries” on June 23, “ranging from Congressional seats, State Senate and Assembly seats, State Democratic Committee, judgeships, and many other positions.”73 And the counties that will be conducting elections include “Kings, Queens, New York, Suffolk, Bronx, and Nassau Counties, each of which has a population exceeding one
b.
The second justification—the Board’s assertedly limited resources—warrants little discussion. The Board explains that its limited resources will need “to be diverted from the task of preparing for and conducting the remaining contested primaries and elections on June 23” to conduct the presidential primary and potentially accommodate “a surge in absentee balloting.”76 This assertion is simply too conclusory and vague to support the cancellation of the presidential primary and, in any event, does not warrant the burden imposed on Plaintiffs and the Sanders delegates.
2. The Balance of the Equities and the Public Interest
Under the last injunction factor, we must “balance the competing claims of injury and must consider the effect on each party of the granting or withholding of the requested relief,”78 as well as “the public consequences in employing the extraordinary remedy of injunction.”79
Our analysis of the competing interests under the Anderson-Burdick framework demonstrates that the balance of equities tips in favor of Plaintiffs and the Sanders delegates, and in favor of upholding the preliminary injunction entered by the District Court. It bears
We are mindful that the cost of the preliminary injunction on the Board may not be trivial. But as the District Court aptly stated, it is a cost that the State of New York chose to bear “when it assumed the responsibility of regulating and holding the [Democratic Party’s] primary election,” and that it was required “to shoulder . . . before the adoption of the April 27 Resolution.”81 We agree that the balance struck by the District Court between the various competing interests promotes, rather than undermines, the public interest.82
III. CONCLUSION
To summarize: we conclude that Plaintiffs and the Sanders delegates have: (1) made a strong showing of irreparable harm absent injunctive relief; (2) demonstrated a clear or substantial likelihood of success on the merits of their claims under the First and Fourteenth Amendments; and (3) demonstrated that the balance of the equities tips in their favor and that the public interest would be served adequately by the District Court’s preliminary injunction. We hold that the District Court did not err or abuse its discretion in granting the application for a preliminary injunction, which was carefully tailored to secure the constitutional rights at stake and to afford the Board sufficient time and guidance to carry out its obligations to the electorate and to the general public.
The District Court’s May 5, 2020 order entering a preliminary injunction is AFFIRMED.
