Lead Opinion
Portland police stopped petitioner Yancy for jaywalking. In the course of that contact, the police searched petitioner and discovered less than an ounce of marijuana. The police then issued petitioner a citation that excluded him from two Portland city parks for a period of 30 days. Petitioner timely appealed to the City of Portland Hearings Officer, which affirmed the exclusion. After the exclusion period had run, petitioner sought to challenge the exclusion citation by means of a writ of review in circuit court. The circuit court rejected petitioner’s arguments on the merits. Petitioner appealed. The Court of Appeals observed that the case was moot, because the exclusion period had expired and ordered the circuit court to vacate its judgment and dismiss the matter as moot. Yancy v. Shatzer,
On June 9, 2000, the Portland police stopped petitioner after he left Tom McCall Waterfront Park and proceeded across Front Avenue against a pedestrian “Don’t Walk” signal. During that contact, the police searched petitioner and discovered less than an ounce of marijuana. Based on the discovery of the marijuana, the police issued petitioner a citation that excluded him from Waterfront Park and Ankeny Plaza.
On June 13,2000, petitioner filed an appeal with the Code Hearings Officer. By June 21, 2000, the hearing date, almost half of the exclusion period had rim. The hearings officer upheld the exclusion, citing petitioner’s failure to obey the traffic signal.
On July 9, 2000, the exclusion period expired. On August 18,2000, petitioner filed a petition for a writ of review in the circuit court raising various constitutional challenges to the ordinance. See ORS 34.020 (authorizing use of writ by circuit court to review proceedings before inferior tribunal). On September 9, 2000, the City of Portland filed a return to the writ of review, after which the parties briefed and argued the matter. The return addressed petitioner’s constitutional arguments on their merits; it did not mention the fact that the 30-day exclusion period had run. On April 20, 2001, the circuit court issued an opinion in which it rejected petitioner’s constitutional challenges.
Petitioner appealed to the Court of Appeals. In a per curiam opinion, the Court of Appeals concluded that, because the period of exclusion expired on July 9, 2000, the case was moot before the circuit court rendered its judgment. The Court of Appeals therefore remanded the matter to the circuit court with instructions to vacate the judgment and dismiss the writ of review. Yancy,
Since the adoption of the Oregon Constitution in 1857, this court, from time to time, has been required to determine whether a matter before it is one that is appropriate for judicial disposition. Historically, this court has described that undertaking as a determination whether a “justiciable controversy’ exists. In that regard, this court has stated that “[a] controversy is justiciable, as opposed to abstract, where there is an actual and substantial controversy between parties having adverse legal interests.” Brown v. Oregon State Bar,
Petitioner acknowledges the foregoing authorities, but points out that this court at times has appeared to recognize an exception
More recently, however, this court has rejected Perry’s rationale for deciding moot cases. In Kay v. David Douglas Sch. Dist. No. 40,
In summary, Kay, Mid-County, and Barcik indicate, at least in general terms, that the constitutional grant of governmental power to the judiciary is limited by the justiciability requirement. Although the decisions in Mid-County and Barcik express doubts about this court’s constitutional authority to decide moot cases, this court has not undertaken a full constitutional analysis of that subject. This case presents the occasion to do so.
Two constitutional provisions, Article III, section 1, and Article VII (Amended), section 1, of the Oregon Constitution make reference to the judiciary. Article III, section 1, was adopted as part of Oregon’s original constitution. That provision states:
“The powers of the Government shall be divided into three [separate] departments, the Legislative, the Executive, including the administrative, and the Judicial; and no person charged with official duties under one of these departments, shall exercise any of the functions of another, except as in this Constitution expressly provided.”
The phrase “judicial power” appears in Article VII (Amended), section 1, which provides that “[t]he judicial power of the state shall be vested in one supreme court and in such other courts as may from time to time be created by law.” Article VII (Amended), section 1, adopted by the people on November 8,1910, superseded similar text set out in Article VII (Original), section 1, of the Oregon Constitution. That former section provided that “[t]he Judicial power of the State shall be vested in a [Supreme] Court, [Circuit] Courts, and County Courts, which shall
The text of Article III, section 1, prompts an initial observation. The scope of judicial power can be defined in two ways: by what it is and by what it is not. The judicial power is distinct from the executive power and the legislative power, and it resides in a department separate from the legislative and the executive departments. The judicial department may not exercise any of the functions of one of the other departments, unless the constitution expressly authorizes it to do so. However, standing alone, that constitutional limitation is of little assistance. That is, the concept of separation of powers suggests what judicial power is not, but, without further investigation, it does little to explain what judicial power is.
To make that determination, we must ascertain the intended scope of the “judicial power” described in Article VII (Amended), section 1. That provision does not define judicial power. Instead, Article VII (Amended), section 1, identifies the entities that exercise judicial power, namely, “one supreme court and * * * such other courts as may from time to time be created by law.” Article VII (Original) also merely identified the location of judicial power, establishing it in “a [Supreme] Court, [Circuit] Courts, and County Courts [.]” Like Article III, the text of Article VII (Amended), section 1, offers no other textual clues about the scope of the “judicial power.” That lack of assistance notwithstanding, the present case requires us to determine the intended meaning of that term.
When “interpreting a constitutional provision adopted through the initiative petition,” the court’s “task is to discern the intent of the voters.” Stranahan v. Fred Meyer, Inc.,
As noted above, Oregon voters adopted Article VII (Amended) through the initiative process in 1910. In doing so, the phrase “judicial power” was repeated, without modification, from Article VII (Original) in 1910. The term was left undefined and unchanged, except for removal of the capitalization of the letter “J.” In the new provision, the fist of entities that would exercise judicial power was changed slightly, but that change does not reveal any particular intent as to the meaning of the phrase, “judicial power.” Neither are we aware of any historical evidence that suggests that the voters intended to alter the meaning of the term “judicial power” from the meaning that the term enjoyed in 1857. Given the drafter’s decision to cany over the old term into the new amendment, and given the lack of any evidence from any source of which we are aware that, identical phrasing aside, something new and different was intended, we conclude that the voters intended no change to the substantive meaning of the term “judicial power” in their adoption of Article VII (Amended), section 1. See generally State v. Conger,
Because we conclude that the 1910 voters did not intend to change the meaning or scope of “judicial power” in Article VII (Amended), section 1, from what it was understood to include in 1857, we must inquire into the meaning and scope of “judicial power” when Article VII (Original) of the Oregon
As we observed previously, the meaning of “judicial power” is not clear from the text and context of Article VII (Original), section 1. We therefore turn to the historical circumstances surrounding the creation of that provision. In doing so, we necessarily, and briefly, address the history of the development of the Oregon judiciary and the judicial power associated with that branch of government.
The creation of an Oregon judiciary is related to the death, on February 15, 1841, of Ewing Young, the “wealthiest American citizen” from the Pacific Northwest territory. Lawrence T. Harris, A History of the Judiciary of Oregon, in OREGON SUPREME COURT RECORD 73, 75 (1938). Young had died intestate and had no known heirs. Id. Because Young’s business had been such an important economic influence on the territory, the territory’s inhabitants felt that they needed to devise a system to settle his affairs in an orderly fashion. Id. At a meeting involving “ ‘some of the inhabitants of the Willamette Valley,’ ” a “provisional government” was formed consisting of “a Governor, a supreme judge with probate powers, three justices of the peace, three constables, and an attorney general.” Id.
Later, in May 1843, another public meeting was held to institute more formally the provisional government. Id. at 76. At that meeting, a legislative committee was formed, and, in July 1843, that committee presented a report intended to be “the first body of rules or regulations which made any approach to laws” of the Oregon Territory. Id. The report was adopted by vote of the inhabitants of the territory and vested the judicial power “in a supreme court consisting of a supreme judge and two justices of the peace, [and] a probate court * * Id. at 76-77.
It was later determined that the original laws required reorganization, and, in July 1845, the inhabitants overwhelmingly adopted a new Organic Law. Id. at 79-80. Article I, section 8, provided that “[t]he judicial power shall be vested in a supreme court, and such inferior courts of law, equity and arbitration, as may by law, from time to time be established.” Organic Law of the Provisional Government of Oregon (reprinted in General Laws of Oregon, p 62 (
After Congress officially recognized Oregon as a territory of the United States in 1848, An Act to Establish the Territorial Government of Oregon (reprinted in General Laws of Oregon, p 66 (
Because no definitive answer regarding the scope of judicial power has emerged from the constitutional text and historical underpinnings of that text, we turn next to the accepted understanding of the concept of judicial power predating the adoption of the Oregon Constitution in 1857 as reflected in contemporary secondary sources, United States Supreme Court case law, and that of this court. See generally DeMendoza v. Huffman,
Although British courts enjoyed the power to announce advisory opinions, the basis for American concepts of justiciability and judicial power lies not in English precedents, but in the structure of government as set out in the United States Constitution and its description of “the uniquely American relationship between the courts and other branches of government.” 13 Charles A. Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice & Procedure § 3529, 294 (2d ed 1984). Article III, section 1, of the United States Constitution
Early federal case law is more instructive. In 1792, a federal statute provided that disabled Revolutionary War veterans could apply to the federal circuit court for benefits, which would determine veterans’ eligibility. Hayburn’s Case,
Viewed narrowly, Hayburn’s Case decided only that the Attorney General could not prosecute the matter ex offi-cio. Once Congress enacted new legislation, the court considered the controversy at an end and refused to consider the matter further; it made no direct comment on the subject of advisory opinions. See generally Maeva Marcus and Robert Teir, Hayburn’s Case: A Misinterpretation of Precedent, 1988 Wise L Rev 527 (discussing procedural posture of case). The presence of the letters, however, has led subsequent courts to rely on Hayburn’s Case as counseling against the practice of courts issuing advisory opinions.
In 1852, the United States Supreme Court relied on Hayburn’s Case in a dispute involving claims arising out of a treaty between the United States and Spain. United States v. Ferreira,
Another United States Supreme Court case, discussing a dispute over a state’s ability to grant railroad construction rights, further illustrates the court’s reluctance, during the period just before Oregon statehood, to issue advisory opinions:
“But on this application for an injunction against the construction of respondents’ [rail] road, the chancellor was not bound to decide the question, by anticipation: And, although he may have thrown out some intimation as to his present opinion on that question, he has very properly left it open for future decision, to be settled by a suit at law, or in equity, ‘upon the facts of the case as they may then appear.’ But however probable as this dispute or contest may be, it is not for this court to anticipate it, and volunteer an opinion in advance.”
Richmond Fredericksburg & Potomac RR Co v. Louisa RR Co,
Early Oregon cases discussing judicial power are scarce; however, one offers some insight with regard to the question here. Burnett v. Douglas County, 4 Or 388 (1873), involved an appeal from a judgment of the circuit court denying a writ of review. Id. at 389. The appellants had sought a writ of review to challenge the manner of financing a county road and the court’s general order regarding redemption of county-issued warrants. Id. The order, however, was not entered in the context of litigation, but was directed to the county clerk. Id. at 390. The court concluded that, in directing the county clerk, the circuit court had not acted in a judicial capacity. Id. at 392. In that regard, the court stated that, in an exercise of the judicial power, “proper parties [must appear] before the court, for in all judicial proceedings there must be proper parties who must be, in some way, particularly affected
Some years later, in David v. Portland Water Committee,
While the Oregon courts wrestled with the issue, the United States Supreme Court eventually changed its own course and recognized an exception to the federal mootness doctrine that allows for discretionary review of disputes “capable of repetition, yet evading review.” See Southern Pacific Terminal Company v. Interstate Commerce Commission,
The United States Supreme Court itself, however, continues to grapple with the constitutional basis for the nonjusticiability of moot disputes, the very concept that led to the creation of the “capable of repetition, yet evading review” exception. In Honig v. Doe,
“Under Article III of the Constitution this Court may only adjudicate actual, ongoing controversies. Nebraska Press Assn. v. Stuart,427 US 539 , 546, [49 L Ed 2d 683 ,96 S Ct 2791 ] (1976); Preiser v. Newkirk,422 US 395 , 401, [45 L Ed 2d 272 ,95 S Ct 2330 ] (1975). That the dispute between the parties was very much alive when suit was filed, or at the time the Court of Appeals rendered its judgment, cannot substitute for the actual case or controversy that an exercise of this Court’s jurisdiction requires. Steffel v. Thompson,415 US 452 , 459, n 10, [39 L Ed 2d 505 ,94 S Ct 1209 ] (1974); Row v. Wade,410 US 113 , 125, [35 L Ed 2d 147 ,93 S Ct 705 ] (1973).”
Honig,
“If it were indeed Art. Ill which — by reason of its requirement of a case or controversy for the exercise of federal judicial power — underlies the mootness doctrine, the ‘capable of repetition, yet evading review’ exception relied upon by the Court in this case would be incomprehensible. Article III extends the judicial power of the United States only to cases and controversies; it does not except from this requirement other lawsuits which are ‘capable of repetition, yet evading review.’ If our mootness doctrine were forced upon us by the case or controversy requirement of Art. Ill itself, we would have no more power to decide lawsuits which are ‘moot’ but which also raise questions which are capable of repetition but evading review than we would to decide cases which are ‘moot’ but raise no such questions.”
Id. at 330 (Rehnquist, C. J., concurring). The Chief Justice, recognizing the dilemma, suggested that the federal mootness doctrine enjoyed an “attenuated connection” to Article III that could be disregarded if the court deemed it necessary. Id. at 331. With regard to the case that established the exception, Southern Pacific, Chief Justice Rehnquist remarked that the exception was premised on pragmatic considerations, rather than Article III. Id. at 330-31 (Rehnquist, C. J., concurring).
As we already have explained, this court followed Southern Pacific and adopted that exception in Perry. Like Southern Pacific, Perry purported to recognize the “capable of repetition, yet evading review” exception. In doing so, however, the Perry court simply cited Southern Pacific
We cannot assert that the constitutional text and pre-1857 state and federal cases lead to a definitive conclusion regarding the scope of judicial power under the Oregon Constitution. We believe, however, that the prevailing view throughout the American legal landscape in 1857 was that the constitutional grant of judicial power did not include the power to decide cases that had become moot at some stage of the proceedings. As petitioner acknowledges, instances of courts deciding moot cases based on the perceived need to resolve a recurring issue involving the public welfare did not occur until the period between 1895 and 1915. See, e.g.,In re Fairchild,
Based on the foregoing, we conclude that the framers of the Oregon Constitution, and
It follows, we believe, that Perry and the cases that relied on Perry were wrongly decided. They are overruled. The more recent cases, such as Barcik, are correct. The judicial power under the Oregon Constitution does not extend to moot cases that are “capable of repetition, yet evading review.”
Petitioner has requested this court to decide a matter that no longer is a controversy between the parties. As we have explained, Article VII (Amended), section 1, of the Oregon Constitution constrains us from doing so. The circuit court therefore must vacate its judgment and dismiss petitioner’s writ of review as moot.
The decision of the Court of Appeals is affirmed. The judgment of the circuit court is vacated.
Notes
At the time of petitioner’s arrest, Portland City Code 20.12.265 (2000) provided:
“In addition to other measures provided for violation of this Code, or any of the laws of the State of Oregon, any peace officer, as defined by ORS 133.005(3), as amended, or any park official or employee * * * may exclude any person who violates any provision of this Code, any City ordinance, [or] any of the laws of the State of Oregon * * * from any park for a period of not more than 30 days.
“A. Written notice shall be given to any person excluded from any City park. Such notice shall specify the dates and places of exclusion. It shall be signed by the issuing party. Warning of consequences for failure to comply shall be prominently displayed on the notice.
“B. A person receiving such notice may appeal to the Code Hearings Officer in accordance with the provisions of Chapter 22.10 of this Code to have the written notice rescinded or the period shortened. Notwithstanding the provisions of Section 22.10.030A, the appeal shall be filed within 5 days of receipt of the exclusion notice, unless extended by the Code Hearings Officer for good cause shown.
“C. At any time within the 30 days, a person receiving such notice may apply in writing to the Commissioner in Charge of the Bureau of Parks for a temporary waiver from the effects of the notice for good reason.”
On March 21, 2004, the Portland City Council modified the ordinance. In particular, it added the following subsection H:
“If an appeal of the exclusion is timely filed under Subsection P of this Section, the effectiveness of the exclusion shall be stayed, pending the outcome of the appeal. If the exclusion is affirmed, the remaining period of exclusion shall be effective immediately upon the issuance of the Hearing [sic] Officer’s decision, unless the Hearing’s [sic] Officer specifies a later date.”
Under new subsection H, the stay created by an appeal of an exclusion citation will prevent the matter from becoming moot through expiration of the period of exclusion. The modified ordinance has no application to this case.
Although Article VII (Original) of the Oregon Constitution preceded the present Article VII (Amended) by 61 years, it is the later provision that is the source of this court’s power. Thus, our analysis of the concept of “judicial power” focuses, as it must, on the phrase in the 19Í0 constitutional amendments. However, as we demonstrate below, Article VII (Original) still has a pivotal role to play in interpreting the meaning of its successor.
For a more detailed description of the development of the Oregon judiciary, see Lawrence T. Harris, A History of the Judiciary of Oregon, in OREGON SUPREME COURT RECORD 73 (1938); Mirth Tufts Kaplan, Courts, Counselors and Cases: The Judiciary of Oregon’s Provisional Government, 1961 Or Hist Q117; Lawrence T. Harris, History of the Oregon Code (pts 1 & 2), 1 Or L Rev 129,1 Or L Rev 184 (1922).
In 1845, similar wording authorizing or requiring the state’s highest court to provide advisory opinions to other governmental branches on important questions of law was included in at least four other state constitutions. See Me Const, Art VI, § 3 (1819); Mass Const, Pt II, c III, art II (1780); NH Const, pt II (1784); RI Const, art X, § 3 (1842).
We have not found a pre-1857 Wisconsin case that discussed, in depth, the scope of the judicial power. We have found one case that acknowledged that the powers of the judiciary are separate and distinct from those of the legislative and executive departments of government. See State ex rel Resley and others v. Farwell, Gov., 3 Pin 393 (1852) (so observing).
Article III, section 1, of the United States Constitution provides:
“The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish. The Judges, both of the supreme and inferior Courts, shall hold their Offices during good Behaviour, and shall, at stated Times, receive for their Services, a Compensation, which shall not be diminished during their Continuance in Office.”
Consistent with that observation, we note that, before 1857, other jurisdictions also declined to decide “speculative question[s,]” Williams v. Cheeseborough,
The reasoning of Southern Pacific is unhelpful because there is no constitutional analysis to support the adoption of such an exception to the mootness doctrine. Rather, in that case, the Court simply determined, in a conclusory fashion, that it needed to engage in a law-announcing function concerning government regulation. In support of that claim, the Court quoted two prior cases for the proposition that important public questions required answers to guide executive conduct without consideration of whether a controversy continued to exist between the parties. See Southern Pacific,
Concurrence Opinion
specially concurring.
This case never presented a justiciable controversy because petitioner’s 30-day exclusion order had expired before he filed his petition for review in circuit court. For that reason, I agree with the majority that the circuit court judgment should be vacated and that the petition filed in the circuit court should be dismissed as moot.
The majority holds that “[t]he judicial power of the state,” as that phrase is used in Article VII (Amended), section 1, of the Oregon Constitution, does not extend to a case that becomes moot after filing because the events involved are of such short duration. Unlike the majority, I find nothing in the text, context, or historical background of that constitutional provision to suggest that a case that presents a dispute that is subject to the “judicial power” when it is filed somehow moves beyond that power simply because the events involved are so brief that they inevitably conclude before the courts can render a final decision. On the contrary, along with the federal courts and the courts of the other 49 states, I would recognize an exception to the general mootness doctrine for that small group of cases that are capable of repetition but evade judicial review because the events involved are of such brief duration.
Those attributes of “justiciability” are part of an interpretive effort by this court to identify the boundaries of the “judicial power,” and I do not disagree with them. The constitutional test, however, is whether the resolution of a particular case is within the “judicial power”; the attributes of a justiciable controversy are simply devices to help courts interpret and apply the constitutional text. Viewed from that perspective, the mootness doctrine, although rooted in the constitutional authorization that the courts exercise “judicial power,” includes an important prudential component. For reasons that I explain below, in my view, when strict application of the mootness doctrine would have the effect of preventing judicial review of an issue of law because the issue is one that is capable of repetition, yet evades review, the court may exercise its discretion to decide an otherwise justiciable case that has become moot.
Decades of this court’s decisions support the conclusion stated above. During the 50-year history of the “capable of repetition, yet evading review” exception in Oregon, the exception has been viewed as a pragmatic, prudential response to the adverse consequences of a strict application of the mootness doctrine. Half a century ago, this court stated its rule with admirable clarity:
“We agree that courts ordinarily do not determine moot questions. There is, however, a well recognized exception to this general rule. Where the question is one involving the public welfare, and there is a likelihood of it being raised again in the future, a court in the exercise of its discretion may decide it for the guidance of an official administrative agency.”
Perry v. Oregon Liquor Commission,
The majority is certainly correct that the mootness doctrine, and the exceptions to it, are closely related to the “judicial power” as that term is used in Article VII (Amended), section 1. However, this court consistently has viewed the contours of mootness as a prudential, rather than a constitutional, matter. See Oregon State Grange v. McKay,
In my view, however, nothing in the Oregon Constitution prohibits this court from deciding a case that becomes moot during the pendency of the case, when the case involves issues that are capable of repetition, yet evade review. First I consider the authorities on which the majority relies in interpreting Article VII (Amended), section 1, and then I turn to this case and the reasons why I read the phrase “the judicial power” more broadly than the majority does.
The majority relies on federal cases decided before 1857 in its effort to establish that “the framers of the Oregon Constitution, and those who later adopted that constitution, are most likely to have understood the grant of judicial power in the restrained sense espoused in the early Supreme Court cases — that is, an authority limited to the adjudication of an existing controversy.”
The majority also cites United States v. Ferreira,
This case, however, is not about “purely advisory opinions” or court determinations subject to review by other branches of government. None of the pre-1857 cases that the majority discusses addressed whether the federal judicial power prevents a court from deciding a case that (1) was jus-ticiable at the time that the parties initiated it, but (2) became moot during the litigation, and (3) involved events that were likely to recur, but were of such short duration that they typically evade judicial review.
The majority declines to rely on cases from other jurisdictions decided after 1857. Instead, the majority asserts that post-1857 cases are irrelevant to understanding what the framers of the Oregon Constitution intended to include within the “judicial power” because, when that term was used in Article VII (Amended) (adopted in 1910), it was intended to have the same meaning as the term had in Article VII (Original) (drafted in 1857).
First, the majority notes that the drafters of Article VII (Amended) indicated no intent to change the meaning of “judicial power” from Article VII (Original). However, that does not mean that the drafters necessarily intended to preclude the exercise of the judicial power in the cases at issue here. The drafters also indicated no intent to set Oregon apart from other jurisdictions that, by 1910, viewed the judicial power as extending to those cases that had become moot by the passage of time, but presented legal issues likely to recur. As the majority recognizes, the New York courts had determined by the late 1800s that they properly could decide election law cases involving issues that were likely to arise again, even though the particular election had occurred and had rendered the case moot. In re Madden,
It is at least as reasonable as the majority’s position to suggest that the voters who adopted Article VII (Amended) intended the phrase “judicial power” to have the same meaning that it had in 1857 and that that meaning would be the one that, by 1910, many state and federal courts recognized as containing from inception the authority that is in question here. As the above cases indicate, by 1910, state and federal courts did not think that the “judicial power” limited their authority to decide moot cases that raised issues capable of repetition, yet evading review.
Second, federal cases arising after 1857 provide some guidance in determining the scope of the judicial power under the Oregon Constitution, because they involve the similar judicial power exercised by the federal courts under Article III of the United States Constitution. Those cases, moreover, address the precise issue involved here. The majority relies on early federal cases that present undeniably different factual and legal scenarios than this case, but rejects later federal cases that are directly on point. The leading federal case, of course, is Southern Pacific Terminal Co. v. ICC,
Not a single one of the decisions cited by the majority, whether from Oregon, the federal courts, or other state courts, stands for the proposition that a justiciable case that becomes moot by the passage of time, but presents a controversy likely to recur, is beyond the “judicial power” — until this court’s decisions beginning in the late 1980s. As stated above, I would overrule those later cases.
With those considerations in mind, I return to this case. This case presents a traditional dispute between two parties, litigated through established judicial processes. In this dispute, however, the challenged governmental action lasted only 30 days and therefore ended before petitioner’s constitutional challenge could be adjudicated. Thus, the majority is correct that a ruling from this court (or from the trial court, for that matter) will have no effect on the particular exclusion that was the basis for petitioner’s challenge. As discussed above, however, that is not the same as saying that a judicial ruling would be simply “advisory.” On the contrary, two adverse parties are before the court, presenting opposing arguments on the merits of the case; a ruling on the merits would establish whether the city’s ordinance is constitutional or not and, thus, would have a direct, immediate effect on the city; and a ruling on the merits would have an indirect effect on persons who may be issued exclusion orders in the future. Finally — and critically — any other person in petitioner’s position would face the same, insurmountable hurdle that the majority places in front of his challenge to the exclusion order: In every case, the order will expire before judicial review of any challenge can be completed, and, in every case, the challenge then will be dismissed as moot.
In my view, the “judicial power” of the Oregon courts is not so limited. Since Marbury v. Madison,
Chief Justice Rehnquist reasoned in Honig v. Doe,
“(i) an actual course of conduct, even if past, continues to frame litigation in a factual context and thereby focus [es] judicial decisionmaking; (ii) the unlawful causationof a past injury deprives a defendant of any moral entitlement to freedom from judicial intervention; (iii) sharp, adversarial presentation of issues may occur despite the mooting of a plaintiffs personal stake in the outcome; (iv) since a defendant who has caused wrongful conduct would otherwise remain free to repeat it, a judicial decision forbidding such conduct is not an advisory opinion in any objectionable sense; and (v) judicial investment in the resolution of an issue of public importance should not be squandered.”
Richard H. Fallon, David L. Shapiro, and Daniel J. Meltzer, Hart & Wechsler’s The Federal Courts and the Federal System § 4, 219 (4th ed 1996); see also Tribe at 347-50 (describing basis for “capable of repetition, yet evading review” exception to mootness).
That position is consistent with Article VII (Amended), section 1, Article VII (Original), section 1, and Article III, section 1, of the Oregon Constitution and with decades of cases decided by this court. Nothing in the text of any of those constitutional provisions compels the conclusion that this court is powerless to decide a case that was justiciable when filed, but was destined to became moot by the mere passage of 30 days. The constitutional grant of the “judicial power” to the Oregon courts should not be so narrowly construed.
For the foregoing reasons, although I agree with the majoritys disposition of this case, I disagree with its conclusion that the judicial power of Article VII (Amended), section 1, of the Oregon Constitution does not extend to cases that become moot during the litigation process, but involve issues that are capable of repetition, yet evade review.
APPENDIX
Alabama: Griggs v. Bennett, 710 So 2d 411, 412 n 4 (Ala 1998) (recognizing the “capable of repetition, yet evading review” exception to the mootness doctrine).
Alaska: State Dep’t of Revenue, CCESD v. A.H.,
Arizona: Sherrill v. Dep’t of Transp., 165 Ariz 495, 497,
Arkansas: Wilson v. Pulaski Ass’n of Classroom Teachers,
California: NBC Subsidiary (KNBC-TV), Inc. v. Superior Court, 20 Cal 4th 1178, 1190 n 6,
Colorado: Humphrey v. Southwestern Dev. Co.,
Connecticut: Loisel v. Rowe,
Delaware: Darby v. New Castle Gunning Bedford Ed. Ass’n,
Florida: N.W. v. State, 767 So 2d 446, 447 n 2 (Fla 2000) (“[BJecause periods of supervision or community control may expire before a case may be reviewed, this case presents a controversy capable of repetition, yet evading review, which should be considered on its merits.”); Ervin v. Capital Weekly Post, 97 So 2d 464, 466 (Fla 1957) (“We reiterate that an appellate court does not lose jurisdiction of a cause even though the matter in controversy has become moot as to one or more of the litigants in cases involving wide public interest or where such matters involve the duties and authority of public officials in the administration of the law and are of general interest to the people. The future administration of the election law by public officials requires the hearing of the merits of the appeal.”); Sterling v. Brevard County, 776 So 2d 281, 285 (Fla Dist Ct App 2000) (“[C]ourts are always free to address the merits of an action which has been deemed moot if the action is capable of repetition yet evading review and presents an important issue.”).
Georgia: Collins v. Lombard Corp., 270 Ga 120, 121-22,
Hawaii: Johnston v. Ing, 50 Haw 379, 381,
Idaho: Selkirk Seed Co. v. Forney,
Illinois: In re Barbara H., 183 Ill 2d 482, 490,
Indiana: In re Lawrance,
Kansas: Shirley v. Retail Store Employees Union, 225 Kan 470, 472,
Kentucky: May v. Coleman,
Louisiana: State v. Taylor, 769 So 2d 535, 537 (La 2000) (“Should we decline the issue because it is now moot, the issue could permanently escape our consideration and evade appellate review because that window of time for review is shorter than the ordinary appellate delay.”).
Maine: Fredette v. Sec’y of State, 1997 Me 105, 4,
Maryland: State v. Parker, 334 Md 576, 584-85,
Massachusetts: Karchmar v. Worcester, 364 Mass 124, 136,
Michigan: Franciosi v. Michigan Parole Bd.,
Minnesota: In re Schmidt,
Mississippi: Hemphill Constr. Co. v. City of Laurel, 760 So 2d 720, 724 (Miss 2000) (“While the issue before us may be academic insofar as it affects these parties at this time, the situation here presented is capable of repetition. Parties such as Hemphill might again be unable to have meaningful review of their claims. The issue, therefore, is not moot.”); Ex parte Jones County Grand Jury, 705 So 2d 1308, 1313-14 (Miss 1997) (“However, the doctrine which prevents adjudication of moot cases provides an exception for those cases which are capable of repetition yet evading review.” (Citation omitted.)).
Missouri: In re 1983 Budget for Circuit Court,
Montana: J.M. v. Montana High Sch. Ass’n,
Nebraska: State v. Dawn, 246 Neb 384, 391,
Nevada: Del Papa v. Bd. of Regents, 114 Nev 388, 401,
New Hampshire: Asmussen v. Comm’r, N.H. Dep’t of Safety, 145 NH 578, 591,
New Jersey: N.J. Div. of Youth & Family Servs. v. J.B., 120 NJ 112, 119,
New Mexico: Pinell v. Bd. of County Comm’rs,
New York: People ex rel. Maxian v. Brown,
North Carolina: Simeon v. Hardin, 339 NC 358, 370,
North Dakota: In re E. T.,
Ohio: State ex rel. Dispatch Printing Co. v. Louden, 91 Ohio St 3d 61, 64,
Oklahoma: Federal Land Bank v. Story,
Pennsylvania: In re Hasay, 546 Pa 481, 491,
Rhode Island: Blais v. Blais,
South Carolina: Charleston County Sch. Dist. v. Charleston County Election Comm’n, 336 SC 174, 180,
South Dakota: Rapid City Journal v. Circuit Ct.,
Tennessee: State v. Drake,
Texas: Tex. Dep’t of Pub. Safety v. LaFleur,
Utah: State v. MLC,
Vermont: In re PCB File No. 92.27, 167 Vt 379, 380-81,
Virginia: Dep’t of Taxation v. Delta Air Lines, Inc., 257 Va 419, 427-28,
Washington: State ex rel. Yakima Amusement Co. v. Yakima County, 192 Wash 179, 184,
West Virginia: State ex rel. Jeanette H. v. Pancake, 207 W Va 154, 159-60,
Wisconsin: State ex rel. Jones v. Gerhardstein,
Wyoming: Davidson v. Sherman,
One might argue that, given my view that courts may decide some moot cases, I also should find that the trial court had jurisdiction over this case because the relevant event (the duration of petitioner’s 30-day exclusion order) was so short that petitioner could not challenge the order in an administrative hearing, obtain a result, and file his petition for judicial review before the order had expired. Whatever the strengths or weaknesses of that position, it was not addressed by the trial court, the Court of Appeals, or the majority opinion in this court. Rather, the trial court addressed the merits of petitioner’s constitutional challenge to the exclusion ordinance, and the Court of Appeals and the majority opinion in this court focus on whether the judicial power extends to deciding a case that becomes moot after it has been filed in the trial court. I limit my discussion to that issue.
A list of decisions from the other 49 states, each recognizing a “capable of repetition, yet evading review” exception to mootness is set out in the Appendix. While those decisions provide limited guidance for our interpretation of the Oregon Constitution, to the extent that the doctrine rests, at least in part, on prudential considerations, as I argue below, they suggest that virtually every other court that has considered the doctrine finds it useful. Moreover, other state constitutions use the same phrase that appears in the Oregon Constitution — the “judicial power” — to describe the scope of the judiciary’s authority. The majority’s interpretation of that term to mean something different than it means to every other court in this country suggests that the majority has the less persuasive argument, as I assert in the text.
See, for example, the diverse opinions (and the cases and commentators on which they rely) in the Court of Appeals decision in Utsey v. Coos County,
This court’s cases discussing the origins and scope of the justiciability requirement have not always been consistent, however. See Utsey,
In that regard, I agree with the conclusion Chief Justice Rehnquist reached after reviewing the federal mootness cases:
“The logical conclusion to be drawn from these cases, and from the historical development of the principle of mootness, is that while an unwillingness to decide moot cases may be connected to the case or controversy requirement of Art. Ill, it is an attenuated connection that may be overridden where there are strong reasons to override it. The ‘capable of repetition, yet evading review’ exception is an example.”
Honig v. Doe,
In addition to Perry, this court decided technically moot cases in State ex rel. v. Newbry et al.,
Similarly, the Portland ordinance at issue here has been amended in a way that appears to permit an exclusion order to be appealed without the dispute becoming moot. See 337 Or at 347-48 (describing amendment to ordinance). If so, this case would not come within the “capable of repetition, yet evading review” exception to mootness, even if this court were to hold that such an exception exists.
This court consistently has recognized a clear distinction between “advisory*’ opinions, which are not authorized in Oregon, and proceedings in which a party seeks a judgment in court. The latter proceedings, including this case, seek to invoke the “judicial power” and will be decided by the courts if they meet the attributes of justiciability discussed in the text. See Oregon Medical Association v. Rawls,
The majority opinion essentially dismisses SouthernPacific as a “conclusory” exercise of the Court’s law-announcing function.
I note that, earlier this year, the Portland City Council amended the ordinance involved here to stay the effectiveness of an exclusion order if the order is appealed. See
Similar mootness issues arise when a person challenges a short-term administrative agency order that then expires, see, e.g., Perry,
See, e.g., Automobile Club v. State of Oregon,
I do not argue, however, that the courts should decide every case that becomes moot because it involves events of short duration. The mootness doctrine has important constitutional roots, even though, as I have argued above, its contours and exceptions are in part prudential. In many cases, it will be appropriate for a court to dismiss a case that has become moot after it has been filed, notwithstanding that the issue is one capable of repetition, yet evading review. And the fact that a case has or may become moot by the expiration of an order, the passing of a deadline, or a party’s change in age or status, may well be relevant in this court’s consideration of whether it should allow or deny a petition for review. See ORAP 9.07 (including, among criteria for granting discretionary review, whether issue arises often and whether consequences of decision are important to the public). I also recognize that different courts have disagreed as to whether the "repetition” of the circumstances must involve the same party and as to the degree of likelihood that the circumstances will recur. Tribe at 349. If this court were to adopt the position that I advocate, then those issues would be addressed in the context of specific cases; there is no occasion to consider the precise outlines of the exception in this opinion.
