These cases are related actions brought by the patentees over dual-lens cameras in cell phones. Yanbin Yu and Zhongxuan Zhang ("Yu") sued Apple Inc. in Case No. 18-cv-06181-JD. Dkt. No. 1 (the Apple complaint is designated "AC").
Apple has moved to dismiss for patent ineligibility under
BACKGROUND
The '289 patent was issued to Yu on August 26, 2003, and expired January 15, 2019. Dkt. No. 1-1. The patent was directed to improving digital photos, which were said to lack the resolution and dynamic color range of traditional film images. See AC ¶ 10; SC ¶ 12; Dkt. No. 1-1 at 1:24-2:22.
The parties' briefing focuses on claim 1 as the representative independent claim. Dkt. No. 43 at 8; Dkt. No. 45 at 8; Dkt. No. 46 at 8. See Elec. Power Grp. v. Alstom S.A. ,
1. An improved digital camera comprising:
a first and second image sensor closely positioned with respect to a common plane, said second image sensor sensitive to a full region of visible color spectrum;
two lenses, each being mounted in front of one of said two image sensors;
said first image sensor producing a first image and said second image sensor producing a second image;
an analog-to-digital converting circuitry coupled to said first and said second image sensor and digitizing said first and said second intensity images to produce correspondingly a first digital image and a second digital image;
an image memory, coupled to said analog-to-digital converting circuitry, for storing said first digital image and said second digital image; and
a digital image processor, coupled to said image memory and receiving said first digital image and said second digital image, producing a resultant digital image from said first digital image enhanced with said second digital image.
Dkt. No. 1-1 at 10:38-58. All the remaining asserted claims are dependent on claim 1. Id. at 10:59-11:6.
The patent expressly eschews any special hardware or software in favor of a "generic solution." See id. at 2:3-7. The patent states that different types of sensors may be used as part of the invention. Id. at 4:67-5:4. The lenses in the patent are contrasted to a special process. Id. at 2:56-57 ("[N]o micro-lenses process is needed."). The analog-to-digital circuitry is described simply as "digitiz[ing] the output signals." Id. at 5:41-43. The image memory is not detailed. The image processor is described functionally. Id. at 2:44-49 ("Using a set of digital image processes embedded in a digital signal processing chip, images ... are processed ... and subsequently produce high quality and film-like true color digital images.").
DISCUSSION
I. LEGAL STANDARDS
Rule 8(a)(2) of the Federal Rules of Civil Procedure requires the complaint to provide "a short and plain statement of the claim showing that the pleader is entitled to relief." To meet that rule and survive a Rule 12(b)(6) motion to dismiss, a plaintiff must allege "enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly ,
The Federal Circuit has "repeatedly recognized that in many cases it is possible and proper to determine patent eligibility under
To be sure, a patentee cannot avoid dismissal for ineligible claims purely on the basis of conclusory or generalized statements, and fanciful or exaggerated allegations that later prove to be unsupported may lead to fee shifting or other sanctions. See Cellspin ,
Here, the Rule 12(b)(6) evaluation has been substantially streamlined by the complaint and the parties' arguments. Plaintiffs do not object to resolving the Section 101 question in the context of defendants' motion and have not identified any factual disputes that might make resolution on the pleadings inappropriate. The complaint does not allege anything about the inventive concept aspect of eligibility, and the parties raise no disputes of fact about inventiveness. Neither side has called for claim construction as part of the eligibility inquiry, and no construction disagreements were identified in the briefs or arguments. Consequently, the Section 101 inquiry may properly be made at this stage of the case.
For the merits of the Section 101 issue, the scope of patentable subject matter includes "any new and useful process,
In Alice , the Supreme Court set out a two-part test for Section 101. First, the Court determines "whether the claims at issue are directed to a patent-ineligible concept" such as an abstract idea, law of nature or natural phenomenon. Id. at 218,
The "purely functional nature of the claim confirms [whether the patent] is directed to an abstract idea, not to a concrete embodiment of that idea." Affinity Labs of Tex., LLC v. Amazon.com, Inc. ,
If a patent is directed to a patent-ineligible concept, the second step in Alice is to look for an " 'inventive concept'-i.e. , an element or combination of elements that is sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself." Alice ,
II. THE CLAIMED INVENTION IS NOT PATENTABLE
A. Claim 1 Is Directed to an Abstract Idea
Turning to the '289 patent and representative claim 1, the first task is to ascertain "the focus of the claimed advance over the prior art to determine if the claim's character as a whole is directed to excluded subject matter." Intellectual Ventures I LLC v. Capital One Fin. Corp. ,
In pertinent part, claim 1 recites a digital camera, comprising "[1] a first and a second image sensor closely positioned with respect to a common plane ... [2] two lenses ... [3] said first image sensor producing a first image and said second image sensor producing a second image ... [4] an analog-to-digital converting circuitry coupled to said first and said second image sensor ... [5] an image memory ... and [6] a digital image processor ... producing a resultant digital image from said first digital image enhanced with said second digital image." Dkt. No. 1-1 at 10:38-58. The specification clearly identifies the deployment of multiple image sensors as the "claimed advance over the prior art." See id. at 4:64-67 ("Fundamentally and distinctly different from existing digital cameras, improved digital camera ... uses four identical image sensors."); id. at 9:55-57 ("Different from existing digital cameras, the disclosed improved digital camera uses multiple sensors with multiple lenses.").
As this plain language makes clear, claim 1 is drawn to the abstract idea of taking two pictures and using those pictures to enhance each other in some way. Defendants say that this same idea can be found in the mental processes that produce human vision from inputs from two eyes, Dkt. No. 43 at 8-9, but the Court need not go so far afield. Since the earliest years of the photographic medium, those having skill in the art have used multiple exposures, or the combining of multiple images, to enhance images. See The Breaking Wave , The J. Paul Getty Museum, http://www.getty.edu/art/collection/objects/61917/gustave-le-gray-the-breaking-wave-french-1857/ (last visited July 2, 2019) ("Balancing the different light intensities of the sea and sky in one simultaneous exposure was not easily solved .... Le Gray surmounted this dilemma [in 1857] by montaging several paper or glass plate negatives with different exposures."). Such a "fundamental [and] long prevalent" practice is a quintessential abstract idea.
Additionally, like the unpatentable subject matter in TLI Communications , which was directed to "the abstract idea of classifying and storing digital images," the claims here are defined only in terms of their functions. In re TLI Commc'ns ,
Yu's arguments to the contrary are not well taken. He says that Thales Visionix Inc. v. United States ,
Yu's reliance on the unreported decision in Electronic Scripting Products, Inc. v. HTC America Inc. , Case No. 17-cv-05806-RS,
B. Claim 1 Lacks an Inventive Concept
The question of whether claim 1 features an inventive concept sufficient to save it from ineligible abstraction is also answered against Yu. Yu acknowledges that the inventive concept "must be significantly more than the abstract idea itself," BASCOM Glob. Internet Servs., Inc. v. AT & T Mobility LLC ,
Although it is true that deciding whether a claim features an inventive concept outside the conventional may entail questions of fact, see Cellspin ,
The silence of the complaint sets this case apart from Aatrix , Cellspin , and Berkheimer v. HP Inc. ,
In contrast, the portions of the '289 patent and the complaint that Yu highlights as describing a "unique and unconventional combination and arrangement of digital camera components constitut[ing] an inventive concept" and "improved operation and capabilities over prior single-sensor and single-lens digital cameras," Dkt. No. 45 at 15, are entirely conclusory and merely describe multiple sensors and lenses. There is no "non-conventional and non-generic arrangement of known, conventional pieces." BASCOM Glob. Internet Servs. ,
The other elements of the patent are all well-understood, routine and conventional in themselves, and ordered in a conventional manner. The record from the patent prosecution notes that earlier patents had disclosed multiple image sensors "closely positioned with respect to a common plane with reference to an image target, with lenses mounted in front of all sensors," "individual A/D conversion circuitry," "a digital image processor," and "image memory." Dkt. No. 44-1 at 4-5. While the "mere fact that something is disclosed in a piece of prior art, for example, does not mean it was well-understood, routine, and conventional," Berkheimer ,
C. PREEMPTION
While the failure of claim 1 to survive the two-prong inquiry under Alice is enough to warrant dismissal of the complaint, the Court also finds the scope of potential preemption to weigh against patent eligibility. See
CONCLUSION
Because the '289 patent is directed to an abstract idea and does not add an inventive concept, the AC and SC are dismissed. In light of the plain language of the claims in the patent, the Court has substantial doubt that Yu can amend around this problem. Even so, the Court cannot say that any amendment would necessarily be futile, and so plaintiffs may file amended complaints by July 23, 2019. See Smith v. Pac. Props. & Dev. Corp. ,
IT IS SO ORDERED.
Notes
Unless otherwise noted, all docket references are to Yu v. Apple Inc. , Case No. 18-cv-06181.
