YALE AUTO PARTS, INC. and Paul Isacoff, Plaintiffs-Appellants,
v.
Frederick G. JOHNSON, Leon S. Soroker, Charles Vingiano, Ann
G. Shannon, Edward Formichella, Robert J. Johnson,
and the City of West Haven, Defendants-Appellees.
No. 772, Docket 84-7840.
United States Court of Appeals,
Second Circuit.
Argued Feb. 5, 1985.
Decided March 20, 1985.
Dennis A. Lalli, New York City (Stephen R. Mills, Marion S. Kaplan, Epstein Becker Borsody & Green, P.C., New York City, of counsel), for plaintiffs-appellants.
Ann P. Coonley, Asst. Corp. Counsel, City of West Haven, West Haven, Conn. (David A. Gibson, Heffernan, Leary & Gibson, Louis Smith Votto, Donahue & Votto, West Haven, Conn., of counsel), for defendants-appellees.
Before LUMBARD, MANSFIELD and PIERCE, Circuit Judges.
MANSFIELD, Circuit Judge:
Plaintiffs Paul Isacoff (Isacoff) and Yale Auto Parts, Inc. (Yale) appeal from a judgment of the District of Connecticut, Peter C. Dorsey, J., granting the motion of defendants (City of West Haven, Robert J. Johnson, Mayor of the City, four members of its Zoning Board of Appeals (ZBA), and Frederick Johnson, the City's Assistant Director of Public Works and Chairman of the West Haven Town Committee of the Democratic Party) to dismiss their complaint, which seeks damages pursuant to 42 U.S.C. Secs. 1983 and 1985(3).1
Prior to the events in question Isacoff owned and operated Yale, a used car and automobile junkyard business in New Haven, which he was forced to remove when the site was condemned for a roadway. In 1974 he sought to relocate the business to a 28-acre tract in West Haven owned by him. In order to do so he was required to obtain a license from the Department of Motor Vehicles (DMV), which would be issued upon his obtaining (1) approval by the West Haven Planning and Zoning Commission (PZC) of a zoning change and a special permit, and (2) approval by the West Haven ZBA of a certificate of location approval required by C.G.S.A. Sec. 14-67i (formerly Sec. 21-16).2
On January 7, 1978, the PZC issued its approval. However, after a hearing on January 17, 1978, the five-member ZBA, by a vote of its four Democratic members (the Chairman, a Republican, abstained), denied a certificate of location approval. Under the governing statute, C.G.S.A. Sec. 14-67k (formerly Sec. 21-17) it was required, in considering such an application, to take into account various community factors, including the nature of the surrounding property, proximity of churches, schools and public buildings, and the health and safety of the public.3
Yale appealed the ZBA's decision to the Connecticut Superior Court and on February 26, 1980, after an evidentiary hearing, State Trial Referee A. Frederick Mignone filed a 29-pagе detailed decision holding that the ZBA had denied the applicant a fair hearing, that its voting members had acted with an unlawful "predisposition and predetermination," and that the ZBA's actions were "capricious, unreasonable, and illegal as against public policy." Referee Mignone found that prior to the January 17, 1978, meeting of the ZBA, defendant Frederick Johnson, who was Assistant Director of Public Works, Chairman of the West Haven Town Committee of the Democratic party and brother of defendant Robert Johnson, Mayоr of the city, had discussed with defendant Edward Formichella, one of the ZBA members, his views with respect to the Yale application and had consulted with defendants Formichella, Shannon, Vingiano and Soroker, regarding the action they would take on the application. Following this discussion, Soroker told the Chairman of the ZBA (Catania) that "Fred Johnson wants the Yale application to be killed." This was promptly accomplished when the four Democratic members voted to deny the application.
Despite his findings and conclusions Referee Mignone did not order the ZBA to issue its approval, which he had the power to do, if it appeared "as a matter of law there was but a single conclusion which the zoning authority could reasonably reach." Bogue v. Zoning Board of Appeals,
Plaintiffs subsequently requested a new hearing, which was held on October 15, 1980, with continuances on October 29 and November 19, 1980. Plaintiffs allege that, after the November 19th session had been closed, letters opposing the application from defendant Robert Johnson, then the Democratic Mayor of West Haven, and the Planning Director of the Planning and Zoning Commission, were, over their objection, read into the record. The ZBA thereupon voted unanimously to deny the application.
Rather than seek state court review of the denial, see C.G.S.A. Sec. 8-8,5 plaintiffs secured from the Connecticut Legislature the passage of a private bill, P.A. 81-347, permitting Yale to bypass the ZBA and secure the certificate of location approval from the PZC rather than from the ZBA. The PZC issued the certificate on November 10, 1981 and the DMV issued the required license on March 23, 1982, four years after the ZBA's initial denial of their application for a certificate of locаtion approval.
In the meantime, on March 27, 1981, after the ZBA had for a second time denied their application, plaintiffs commenced the present action under Secs. 1983 and 1985(3). The complaint, after reciting the foregoing factual background, alleges that in denying the plaintiffs' application the four defendant members of the ZBA acted individually and in concert with Frederick Johnson and under the improper influence of defendant Mayor Robert Johnson; that the defendants acted under color of statе law; that the denial of the application was "irrational, arbitrary, or capricious, and contrary to state law;" that plaintiffs' right to conduct an automobile business at the West Haven location was "a property right protected by the Constitutions of the United States and the State of Connecticut" (Pars. 48, 54); and that the denial of the application deprived "plaintiffs of property rights in derogation of the plaintiffs' right to equal protection and due process of law, in violation of 42 U.S.C. Sec. 1983" (Pars. 58, 59, 60, 61) and in violаtion of 42 U.S.C. Sec. 1985(3) (Pars. 62, 63). The defendants' conduct is also alleged to violate Art. I, Secs. 1 and 11 of the Constitution of the State of Connecticut.6 The complaint seeks, among other relief, damages for loss of business and goodwill during the period from January 17, 1978, through March 23, 1982 (when the application was finally approved), pain and suffering, punitive damages, and the fair market value of the use of the West Haven site for the foregoing period when it could not be used because of the denial of plaintiffs' applicatiоn.7
After filing their answers, on December 19, 1983, defendants moved under Fed.R.Civ.P. 12(b)(6) to dismiss the complaint. On September 4, 1984, Judge Dorsey, treating the motion as one under Fed.R.Civ.P. 12(c) for judgment on the pleadings filed a decision and order granting the motion. The district court ruled that plaintiffs' unilateral expectation of a ZBA license did not amount to a property right entitling it to due process protection under Sec. 1983, citing Board of Regents v. Roth,
DISCUSSION
Upon this appeal we must accept all of plaintiffs' well-pleaded allegations as true. A complaint may properly be dismissed "only if it is clеar that no relief could be granted under any set of facts that could be proved consistent with the allegations." Hishon v. King & Spalding, --- U.S. ----,
Even assuming, as we must, that defendants engaged in egregious and politically-influenced procedural irregularities, the threshold question is whether plaintiffs' interest in obtaining ZBA approval of their application was one entitled to protection and enforcement by a federal court, which is a tribunal of limited jurisdiction. Section 1983, upon which plaintiffs depend, does not guarantee a person the right to bring a federal suit for denial of due process in every proceeding in which he is denied a license or a permit. If that were the case, every allegedly arbitrary denial by a town or city of a local license or permit would become a federal case, swelling our already overburdened federal court system beyond capacity. A federal court "should not ... sit as a zoning board of appeals." Village of Belle Terre v. Boraas,
In its landmark decision in Board of Regents v. Roth,
"Property interests, of course, are not created by the Constitution. Rather, they are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law--rules or understandings that secure certain benefits and that support claims of entitlement to those benefits." Id.
Similarly, the mere existence of reasonable procedures entitling a person to a hearing under state law does not give rise to an independent substantive liberty interest protected by the Fourteenth Amendment. Olin v. Wakinekona,
In deciding whether an applicant for a license or certificate of approval has presented a legitimate claim of entitlement under state law or merely a unilateral hope or expectation, we must bear in mind that the mere violation of a state statute does not automatically give rise to a violation of federal Constitutional rights, Crocker v. Hakes,
For these reasons the question of whether an applicant has a legitimate claim of entitlement to the issuance of a license or certificate should depend on whether, absent the alleged denial of due process, there is either a certainty or a very strong likelihood that the application would have been granted. Otherwise the application would amount to a mere unilateral expectancy not rising to the level of a property right guaranteed against deprivation by the Fourteenth Amendment. To create an entitlement out of the mere existence of procedural due process created by the state would put the federal cart before the state horse and open a Pandora's Box of unnecessary federal-state conflict.
Applying these principles to the present case, there can be no question that, according to the complaint, the defendants engaged in egregious misconduct, at least upon the first hearing of plaintiffs' application. However, the undisputed record is equally cleаr that plaintiffs were not entitled to a ZBA certificate of location approval as a matter of right. Had the ZBA defendants properly exercised their wide discretion under C.G.S.A. Sec. 14-67k (formerly Sec. 21-17), quoted in footnote 3, supra, they would, as mandated by that statute, have been required to take into account "the nature and development of surrounding property; the proximity of churches, schools, hospitals, public buildings or other places of public gathering; the sufficiency in number of other such yards or businessеs in the vicinity; whether or not the location is within a residential district ...; the health, safety and general welfare of the public ...," and the like. Common experience indicates that in most communities an auto junkyard (even if its name is "Yale") is hardly a welcome eyesore. Thus there is no assurance that if the ZBA defendants had properly exercised their discretion they would have issued the requested certificate.
That plaintiffs' application might properly have been denied by the ZBA was recognized by the Connecticut Superior Court when it invalidated that body's initial action denying the certificate but refused plaintiffs' application for an order directing the ZBA to issue the requested certificate, citing Bogue v. Zoning Bd. of Appeals of Town of No. Haven,
"It is true that when on a zoning appeal it appears that as a matter of law there was but a single conclusion which the zoning authority could reasonably reach, the court may direct the administrative agency to do or to refrain from doing what the conclusion legally requires. Watson v. Howard,
Since plaintiffs were not entitled as a matter of right to the ZBA certificate of location approval sought by them and there is no allegation that but for the ZBA members' alleged misconduct the ZBA would have been required to award them the requested certificate, they lack any property interest protectible under the Due Process Clause. It therefore becomes unnecessary for us to go into the issue of whether they were denied a fair hearing by the ZBA except to note that, although the conduct alleged to have occurred prior to the first ZBA hearing would have denied them due process if the effect had been to deprive them of a property right (which it did not), it is questionable whether the action of the ZBA members in reading into the record at the second hearing letters from the Mayor and others, even if prohibited by state law, was fundamentally unfair. In a matter of such basic concern to the community as the location of a junkyard the views of the city's mayor and other political officials with respect to the merits of the proposal would normally be of legitimate concern to the administrative body involved.
Decisions relied upon by appellants as supporting their claim of a property right to the ZBA certificate are clearly distinguishable. In Roy v. City of Augusta,
Similarly, when a person seeking the right to practice law has passed the bar examination and there is no indication that he is not a person of good moral character, his property interest, as distinguished from the absence of one in the present case, is readily apparent. Willner v. Committee on Character and Fitness,
Plaintiffs also contend that the defendants' denial of their application for a ZBA certificate of location approval violated their equal protection rights. We disagree. Absent a claim that C.G.S.A. Sec. 14-67i (formerly Sec. 21-16), under which the ZBA acted, is unconstitutional on its face--and there is none--plaintiffs must allege and show that the defendants intentionally treated their application diffеrently from other similar applications. See Snowden v. Hughes,
We have carefully considered plaintiffs' other claims and find them to be without merit. The judgment of the district court is affirmed.
Notes
The complaint's request for injunctive relief compelling the issuance of a certificate of location approval by the ZBA became moot when the Connecticut legislature passed a private act entitling plaintiffs to the relief demanded. See p. 57, infra. As a result the district court on December 22, 1981, dismissed this portion of the complaint, relegating plaintiffs to a claim for damages only
C.G.S.A. Sec. 14-67i provides in pertinent part:
"Sec. 14-67i. (Formerly Sec. 21-16). Certificate of approval of location; license required. Exceptions. (a) No person, firm or corporation shall establish, operate or maintain a motor vehicle junk yard or motor vehicle junk business unless a certificate of approval of thе location to be used therefor has been procured from the selectmen of the town, the mayor of the city or the warden of the borough wherein such yard or business is located or is proposed to be located, except that, in any city or town having a zoning commission, such certificate shall be procured from the zoning commission, certifying that such location is suitable for the proposed use, consideration being given to the factors specified in section 14-67k, nor unless a license to establish or maintain such a yard or such a business has been obtained from the commissioner of motor vehicles as provided in section 14-67l."
C.G.S.A. Sec. 14-67k provides that:
"[s]uch local authority, in considering such application, shall take into account the nature and development of surrounding property; the proximity of churches, schools, hospitals, public buildings or other places of public gathering; the sufficiency in number of other such yards or businesses in the vicinity; whether or not the location is within a restricted district established as provided in section 14-67s; the health, safety and general welfare of the public and the suitability of the applicant to establish, maintain or operate such yard or business and to receive a license therefor."
On May 23, 1980, Yale and Isacoff began an action in the United States District Court for the District of Connecticut seeking damages under 42 U.S.C. Sec. 1983 and injunctive relief. In a Memorandum of Decision dated July 16, 1980, the district court sua sponte dismissed the claims as not ripe, since plaintiffs had not yet sought nor received a new hearing before the ZBA, аs ordered by the Superior Court
C.G.S.A. Sec. 8-8 provides in pertinent part:
"Any person or persons severally or jointly aggrieved by any decision of said [zoning board of appeals] ... may, within fifteen days from the date when notice of such decision was published in a newspaper pursuant to the provisions of section 8-3 or 8-7, as the case may be, take an appeal to the superior court for the judicial district in which such municipality is located...."
Art. I, Secs. 1 and 11 of the Constitution of the State of Connecticut provide:
"All men when they form a social cоmpact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community." Sec. 1.
"The property of no person shall be taken for public use, without just compensation therefor." Sec. 11.
As noted above, n. 1, the complaint's prayer for injunctive relief was, on December 22, 1981, dismissed as moot in view of the PZC's issuance of a certificate of approval on November 10, 1981, pursuant to the private bill passed by the Connecticut Legislature
Even under this standard dismissals in similar circumstances have been affirmed. See, e.g., Chiplin Enterprises, Inc. v. City of Lebanon,
Although Rogin v. Bensalem TP.,
Similarly, in Sucesion Suarez v. Gelabert,
