Wyoming Outdoor Council v. United States Forest ServiceWyoming Outdoor Council v. United States Forest Service
Opinion for the court filed by Circuit Judge SENTELLE.
Appellants Wyoming Outdoor Council and various other environmental groups (collectively “WOC”) appeal from the district court judgment affirming a decision of the United States Forest Service (“Forest Service”) authorizing oil and gas leasing of land in the Shoshone National Forest in northwestern Wyoming. WOC contends that the Forest Service violated both (1) its own regulations governing the leasing of land,
I. Background
A. Statutory and Regulatory Framework
In 1987, Congress enacted the Federal Onshore Oil and Gas Leasing Reform Act of 1987, Pub. L. No. 100-203, subtitle B, 101 Stat. 1330, codified at
In 1990, the Forest Service promulgated regulations implementing its responsibilities under the Act. The regulations set up a two-stage process for oil and gas leasing. The first stage is the “leasing analysis” stage, which involves the identification and mapping of areas that might be. suitable for leasing.
The Forest Service has interpreted the regulations as being satisfied as long as the three required findings are made at some time before leases are actually issued. Thus, the Service has adopted a procedure whereby the combined “leasing analysis” and “specific lands” decisions are made on the basis of the environmental analysis set forth in
When the BLM proposes to sell lease rights to specific parcels, the Forest Service conducts a “verification” procedure pursuant to
Once the Forest Service gives its final consent to the BLM to lease a specific parcel, the BLM itself determines whether any additional stipulations should be attached, and makes its independent decision whether to lease.
B. Procedural History
On April 11, 1991, the Forest Service issued a notice of intent to prepare an environmental impact statement (“EIS”) eommene-
WOC challenged the Forest Service’s failure to include the required findings in the EIS and ROD. WOC contended that the Forest Service’s authorization of leasing without making the required findings violated both its own regulations and its obligations under NEPA. It pursued administrative review of the EIS and ROD, seeking a remand of the decisions and a stay of their implementation pending further environmental review. On October 9, 1996, a Deputy Regional Forester denied WOC’s administrative appeal. WOC requested discretionary review of the Deputy Regional Forest Service decision. On November 22, 1996, the Forest Service informed WOC that it was denying that request.
On February 21, 1997, WOC and others filed suit in the United States District Court for the District of Columbia against the Forest Service and prospective lessees of the disputed lands, challenging the procedure that the Forest Service had announced it would use for the allocation of oil and gas leases in the Shoshone. The district court granted summary judgment in favor of the Forest Service and the other defendants, holding that the Forest Service’s interpretation of its own regulations was entitled to “substantial deference” and was not unreasonable. Wyo
ming Outdoor Council v. United States Forest Serv.,
In the meantime, the Forest Service continued with its administrative handling of the leasing question. On May 3, 1997, the Service completed the required NEPA verification and validation process under
II. Jurisdiction
At the suggestion of the court, the parties addressed the question of our jurisdiction. Because Article III courts are courts of limited jurisdiction, we must examine our authority to hear a case before we can determine the merits.
Steel Co. v. Citizens for a Better Environment,
In order to establish standing under Article III, a litigant seeking to invoke the jurisdiction of a federal court must demonstrate that (1) it has suffered an injury-in-fact (2) which is caused by, or is fairly traceable to, the defendant’s alleged unlawful conduct and (3) which is likely to be redressed by a favorable decision of the court.
Lujan v. Defenders of Wildlife,
Closely akin to the standing requirement, and indeed not always clearly separable from it, is the ripeness doctrine.
See Louisiana Envtl. Action Network,
Like the standing doctrine, the ripeness requirement dictates that courts go beyond constitutional minima and take into account prudential concerns which in some cases may mandate dismissal even if there is not a constitutional bar to the exercise of our jurisdiction. In deciding whether an agency’s decision is ripe -for review, we must examine the “fitness of the issues for judicial decision” and the “hardship to the parties of withholding court consideration.”
Abbott Labs. v. Gardner,
Upon applying standing and ripeness analysis, we determine that WOC’s procedural claim crosses the jurisdictional threshold, but its NEPA claim does not.
A WOC’s NEPA Claim
NEPA requires federal agencies to prepare a detailed EIS for all “major Federal actions significantly affecting the quality of the human environment.”
In
Sierra Club v. Peterson,
we held that when a federal agency charged with administering oil and gas leasing on federal lands has taken such action that it no longer “retain[s] the authority to preclude all surface disturbing activities” subsequent to issuing an oil and gas lease, “an EIS assessing the full environmental consequences of leasing must be prepared” before “commitment to any actions that might affect the quality of the human environment.”
In addition to the constitutional restraints of the standing and ripeness doctrines, prudential considerations also support our conclusion that WOC’s NEPA claim is premature. “Prudence ... restrains courts from hastily intervening into matters that may best be reviewed at another time or another setting, especially when the uncertain nature of an issue might affect a court’s ‘ability to decide intelligently.’ ”
Louisiana Envtl. Action Network,
to prevent the courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial interference until an administrative decision has been formalized and its effects felt in a concrete way by the challenging parties.
Abbott Labs.,
Review of WOC’s NEPA claim based on the record as it existed at the “specific lands” stage would not only violate the constitutional limitations on this Court’s jurisdiction under Article III, but also would affect this Court’s “ability to decide intelligently” whether the Forest Service met its NEPA obligations. WOC’s NEPA claim is not “fit[ ] ... for judicial decision” as contemplated in
Abbott Laboratories, 387
U.S. at 149,
Moreover, under the second prong of the
Abbott Laboratories
test, withholding consideration of the NEPA claim at this stage in the proceedings will not result in any “hardship” to the parties.
See
B. WOC’s Procedural Claim
In contrast, we conclude that we may exercise jurisdiction over WOC’s procedural claim alleging that the Forest Service violated its own regulations. We first conclude that WOC has standing to bring its procedural claim.
See Lujan,
As the Supreme Court has stated, “ ‘procedural rights’ are special.”
Lujan,
Therefore, we conclude that WOC’s procedural claim is ripe. Unlike its NEPA claim, WOC’s procedural claim has become “concrete and final,”
Eagle-Picher,
III. The Merits of the Procedural Claim
The heart of WOC’s procedural claim is that the “subject to” language of
An agency’s interpretation of its own regulations is entitled to substantial deference.
Thomas Jefferson Univ. v. Shalala,
A court need not find that the agency’s construction is the only possible one, or even the one that the court would have adopted in the first instance.
Belco Petroleum Corp. v. FERC,
WOC argues that the Forest Service’s interpretation of its oil and gas leasing regulations is contrary to the plain language of the regulatory text because it allows the Forest Service to authorize leasing of specific lands without first making the three findings required under
WOC is correct that the regulation at issue is ambiguous. Clearly it is subject to an interpretation different than that offered by the Forest Service. But WOC has not established that the Forest Service’s interpretation of its own regulation is “plainly erroneous.” The regulation states that the “specific lands” decision is “subject to” three requirements. While the most natural reading of the “subject to” phrase may be that the three requirements will be met before the “specific lands” decision is made, the alternative reading — that the three requirements may be verified after the “specific lands” decision is made, but before the decision is implemented and leases for specific parcels are approved — is not “plainly erroneous.” The “subject to” phrase does not necessarily indicate when the required determinations will be made. The language of the regulation therefore is consistent with an interpretation under which the verification process follows a determination to authorize the BLM to offer specific lands for leasing.
Similarly, the surrounding regulatory text does not indicate that the Forest Service’s construction is plainly erroneous. The regulation states that any additional environmental analysis shall be conducted “before a leasing decision for specific lands will be made.”
WOC’s appeal to the language in the preamble of the regulation is equally unavailing. While language in the preamble of a regulation is not controlling over the language of the regulation itself,
Jurgensen v. Fairfax County, Va.,
[The] preamble no doubt contributes to a general understanding of a statute, but it is not an operative part of the statute and it does not enlarge or confer powers on administrative agencies or officers. Where the enacting or operative parts of a statute are unambiguous, the meaning of the statute cannot be controlled by the language in the preamble. The operative provisions of statutes are those which prescribe rights and duties and otherwise declare the legislative will.
Association of Am. Railroads v. Costle, 562 F.2d 1310, 1316 (D.C.Cir.1977). The principles governing interpretation of the preamble of a regulation are no different. Although the preamble does not “control” the meaning of the regulation, it may serve as a source of evidence concerning contemporaneous agency intent.
The preamble language at issue here is as ambiguous as the regulatory text. For example, the preamble states that the “decision as to whether to authorize the [BLM] to offer lease(s) for the specified [NFS] lands” will be made “[o]nce a conclusion is made with respect to each of the three required determinations.” 55 Fed.Reg. 10,423, 10,430 (Mar. 21, 1990). On its face, this language seems to indicate that the three factual determinations specified in
In sum, we agree with the district court’s conclusion that WOC has “presented a reasonable alternative reading of’ the regulations at issue.
Wyoming Outdoor Council,
IV. Conclusion
Having concluded that the Forest Service’s interpretation of its own regulations is not plainly erroneous, we affirm the judgment of the district court upholding the Forest Service’s leasing decision and dismiss WOC’s NEPA claim for lack of jurisdiction.