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Wyers v. Master Lock Co.
616 F.3d 1231
Fed. Cir.
2010
Check Treatment
Docket

*1 HILL, CARNES, Before WILSON Judges.

Circuit

PER CURIAM: judgment district court’s order 3, 2006, awarding the on October

entered fees, costs, attorney’s and ex-

plaintiffs VACATED, this case RE-

penses is consis- proceedings for further

MANDED Supreme Court’s decision

tent with Kenny A. rel. ex opinion Perdue

Mark Hogge, Greenberg Lee Traurig LLP, DC, Washington, argued plain- tiffs-appellees. With him on the brief Phillip were Robert Charrow and Laura Metkoff Klaus. Of on the counsel brief Bradford, Lathrop Aaron P. Gage & Denver, LLP, of CO. Noto, Kurth, LLP,

Aldo Andrews DC, Washington, argued defendant- appellant. him With brief were Burgess. Frederick Frei and S. Lori Eden LOURIE, LINN, DYK, Before Judges. Circuit Background by filed for the court Circuit Opinion Concurring opinion filed DYK. Judge in this patents at issue case cover *3 Judge LINN. Circuit pin locks that secure trailers to cars hitch A pin hitch sport utility and vehicles. DYK, Judge. Circuit tow ball to a draw bar or mount secures to a hitch receiver attached motor vehicle. (“Master Company Master Lock LLC pin passes through aligned aper- hitch The Lock”) judgment a final appeals from in the trailer hitch receiver and draw tures for the District Court the United States in order to the two members bar secure Philip in favor of W. District Colorado The describe a barbell- together. patents Inc. Group, and Products Wyers stop portion lock with a on one shaped A (collectively, “Wyers”). jury found end, end, other head on the and and Lock to show clear Master failed portion passes through which shank 15, 19, 21, convincing that claims evidence hitch aligned apertures of the and receiver (the 6,672,115 No. 24 of Patent U.S. towball mount. No. patent”), claim of U.S. Patent “'115 (the 7,165,426 claims patent”), “'426 in a hitch The use a lock trailer (the 7,225,649 No. and 11 of Patent U.S. was well in the receiver known patent”), “seal would patent” “'649 or the patents. pat- Like the The district court de- inventions, 5,664,445 have been obvious. Patent ented U.S. No. (the “Chang patent”) Master Lock’s renewed motion discloses a lock with nied (“JMOL”). head, having a shackle mem- judgment stop as a matter law a lock shank, ber, a a latch. lock is 06-cv- The Lock No. Wyers Master (D.Colo. being pin a hitch The 00619-LTB, shown used as lock. 2009 WL 1309774 2009) Order”). following figure config- shows the (“JMOL re-We May uration: verse, we the claims in the as find have as would been obvious

patents-in-suit Patent, Chang Figure 8 a matter of law. 11.6-11; locks, col.l see also Pat- barbell-shaped such son U.S. The use 5,284,038 patents-in-suit, No. col.l. 11.6-10. those described in the ent barbell-shaped in the art. U.S. shows well known Johnson also (the a trailer hitch receiver 4,711,106 pat- being lock used as Patent No. “Johnson ent”) hitch lock. See John- lock: discloses a Patent, Figure 1

Johnson *4 6,055,- Wyers’ (collectively, own U.S. Patent No. '426 patent1 pat- “the sleeve (the “’832 a barbell- patent”), discloses ents”) claim pin having a hitch lock a shaped locking comprising locking device a removable sleeve to increase the shank’s head, member, having a a a stop shackle diameter, providing and a method for shank, patent latch. See '832 eol.5 pin hitch lock with a removable sleeve patent 11.37-57. The '832 also shows bar- Figure of patent shank.2 bell-shaped being pin lock used as a hitch depicts the claimed invention. very Figure lock in a manner similar to figs.1-2. patent. Johnson See id. patents-in-suit The claim improvements Patent, Figure '115 to the The patent locks. '115 The claimed sleeve slides over the shank lock,

the hitch pin increasing the diameter ll.56-57, patent 1. The '426 patent was filed as a specification divisional col.2 patent present indicates that application. '115 "the invention also lock, coupler be used as a lock, as a watercraft 2. Some of the asserted claims are more lock, lock, gate spare cross bolt tire bike broadly a "locking lock, directed to device" rather any carrier cable lock and other simi device, see, locking e.g., than a locking hitch '115 lar structure.” Id. col.4 ll.41-45. patent 11.21-41.The '426 enabling patent with trailer '115 col.10 shank and use varying the see claims a “method for diameter apertures, of different hitch receivers Abstract, locking the linear shank particularly [of device] '115 1/2 that are the apertures adapt locking inch device variable sized inch 5/8 appli industry towing for certain to be locked with apertures components standard inven patent touts the col.ll 11.17-20. cations. The '115 said device.” '426 benefit, namely its size primary for the '115 specifications tion’s ll.15-18, col.2 ll.20- col.l adaptability. very Id. are similar. '426 removeable sleeve is not 45-47. The patent claims an improved The '649 towing locking or improve claimed locking device an external seal de- functions, to be desirable but is claimed locking signed to insulate the mechanism unit single locking it “a allows for because ingress the lock from the contami- a number of varied size be used for [to] nants. col.7 11.13-15.Claim ll.32-34, requirements,” id. col.2 representative: of the '649 *5 saving space. shelf Claim 15 thus retailers device, locking A comprising: 1. representative: the '115 is (1) (A) including a shackle member an pin A hitch locking device elongated portion a having shank a hitch a hitch bar with interconnecting axis, longitudinally extending receiver, in- each bar and receiver said (2) stop portion a a first at end of said disposed therein for

cluding apertures portion, device, shank and receiving pin hitch said de- comprising: vice (3) latch a portion a second end of (a) having a first and pin hitch shank portion, portion said shank said shank a thickness portions

second end and having margin adja- an surface outer dimension; portion; cent to said latch (b) disposed a at said first portion latch (B) locking including casing a a head portion; end a having surrounding sidewall surface (c) a member moveable be- locking head a flat inner generally and transverse tween and unlocked states locked entryway head face an and with sized engage- and for selective configured por- to with said latch adapted mate portion; latch ment with said longitudinal tion a axial direction (d) stop disposed at said sec- member locking disposed and a mechanism

ond portion; end casing, locking mechanism said said (e) engagement a sleeve for selective being moveable between pin with hitch shank to selec- said (1) lockably state to retain locked tively vary the thickness dimension portion latch in said head locking said thereof to match size diameter is in an en- portion when said latch aper- the hitch bar and receiver gaged state and engagement tures permit snug to (2) an unlocked state release said therewith; and therefrom; portion latch and (f) retaining apparatus operative (C) including a head cover from resist of said sleeve removal (1) portion operative lock- a cover to en- said hitch shank when said surface of cas- ing gage is in the unlocked sidewall said head member ing surrounding latch relation thereto state and removed from said therealong longi- extending portion. Wyers’ as to T2 disputed tudinal axial direction so be se- own Trimax thereto, cured barbell-shaped T3 locks on sale (2) flexible, flange portion patent priority resilient date satisfied also said extending inwardly from cover every limitation of the claims of asserted having an portion opening to define patents the '115 and but those for the surrounding flange edge that defines a sleeve. Master Lock asserted structure, being sized opening seal sleeve claims would have been obvious portion such said latch over the combination of the art lock- inserted into and from said removed devices, alia, ing inter in combination with locking opening head through the (the 3,963,264 No. pat- U.S. Patent “Down seal structure when operative said ent”), or combination with Master latch portion engaged said is in the padlock. Lock’s 37D as the district sealably engage state to the outer sur- described, court the relevant question for margin face of said shank portion. jury’s respect consideration with to the cover, Id. col.8 11.13-47.The which head sleeve asserted claims “wheth- head, preferably encases the er Lock presented Master clear and con- material,” yet a “stiff made of resilient vincing evidence that the sleeve use of a structure flange the seal is formed adjust operative a shank thickness of portion that inwardly extends from the would have been obvious.” See JMOL 11.48-50; Id. col.3 cover. id. col.7 11.7-15. Order, WL at *3. major manufacturer, Lock, A of- Master *6 Similarly, the concededly external seal is sale fered for locks that fell with- allegedly only the feature of patent the '649 seal '426, '115, in the claims of the and '649 distinguishes that Chang pat- it from the In patents. April 2006, of Wyers filed this the patent.4 ent and '832 Lock Master lawsuit, ultimately infringement asserting argued patented that the would device 15, 19, 21, of claims of and 24 the '115 have been obvious over the combination of patent, claim 1 of the patent, '426 and art prior any the devices with of 1, 9, and patent.3 claims 11 of the '649 following: the the pad- Master Lock 6121 The case was tried jury days to a nine over lock, (the 5,156,029 Patent No. U.S. “Heald of March 2009. At of the close evi- (the patent”), 3,858,419 U.S. Patent No. dence, Wyers’ the district granted court “Hampton patent”), and U.S. Patent No. for motions JMOL on infringement. Mas- (the 3,848,440 patent”). “Manuel as contended, however, ter Lock that all of noted, question the district court the sole patents-in-suit the been would have obvi- jury’s for respect consideration with to trial, prior ous over the Wyers art. At patent seal was “whether Lock Master admitted both the Chang and Johnson presented clear and convincing evidence limitation every references disclosed of the use of an flange '115 and '426 external flat seal except claims the use adjust of the sleeve to would been operative thick- have obvious.” JMOL See Moreover, Order, ness of shank. it was un- WL at *5. Wyers infringement 3. also asserted patent Wyers' of claims patent, The '832 is and own patent. May 17 and 18 of the In prior against '832 of art thus is not the '649 However, granted 102(a). § district court Master Lock's U.S.C. it under 35 is summary judgment against for motion of non-in- the '649 under 35 102(b), fringement respect patent. with '832 § to the U.S.C. as the '832 issued year prior The claims of the '832 filing are not involved more one than to the date of appeal. patent. in this scope patents Here of the claims of the on the dis question obviousness The patent, the '426 puted claims of the '115 in suit are not issue and the level skill was submitted ordinary and skill in the art is not of one which a verdict find jury, to the returned al- primary The factual issues contested. were not obvi the asserted claims ing (1) dispute are whether the leged ous, Wyers awarded million and $5.35 are in the same field prior art references royalty. The reasonable damages (2) invention; patented as the endeavor motion granted Wyers’ court district whether there was sufficient motivation Master Lock continuing injunction against (3) references; combine the the exis- infringement, judg and entered for future pertinent significance tence and second- in the form of a in favor of ment We each ary considerations. address infringing products royalty any 24% turn. has or does sell Master Lock sold injunction, plus date of the the effective I Relevant Art Prior $1,137,920 pre-judgment interest. See criteria are in deter Two relevant Master No. 06-cv- Wyers v. Lock mining analogous: whether 00619-LTB-MJW, (D.Col. No. 325 dkt. “(1) the art is from same field whether 2009) trial, After May (Judgment). endeavor, regardless Lock renewed its JMOL motion Master (2) addressed, if is not reference court denied the obviousness. district endeavor, within the field of inventor’s motion, jury upheld verdict. reasonably whether the reference still is Order, 1309774, at *3. JMOL 2009 WL pertinent particular problem to the timely have appealed, Lock we Master Comaper which the inventor is involved.” jurisdiction pursuant 28 U.S.C. Antec, Inc., Corp. v. . 1295(a)(1) § (Fed.Cir.2010) (quoting Clay, 966 In re (Fed.Cir.1992)). 658-59 Wheth Discussion *7 prior in the art “analo er reference is is for patent invalid obviousness A gous” question. Clay, is a fact In re 966 subject the “if the differences between at F.2d 658. sought prior to and the patented matter be subject matter art are such the respect patents, to With the sleeve at would have been obvious the time whole jury the the district court concluded that person having was to a the invention made could find that the Down implicitly in art to which ordinary skill the said scope of art. was outside the the relevant matter 35 subject pertains.” U.S.C. Order, 1309774,at 2009 WL *3. See JMOL 103(a). § question is a of law Obviousness However, specifically Down the is findings of fact. In underlying based on trailer-towing application, directed to a (Fed.Cir. Kubin, 1351, 561 1355 re F.3d as an adaptable to “a motor vehicle such 2009). inquiries factual underlying The a rear towing by fitting automobile (1) scope and content of the include: attaching towing releasably attachment (2) art, prior between the differences of a trailer as a boat the tow-bar such issue, (3) prior at art claims trailer, box, other vehi horse caravan or art, (4) ordinary in the skill level Thus, the col.l cle.” Down 11.9-12. considerations, secondary any relevant clearly the same Down within success, long felt but such as commercial patents. field of as the sleeve endeavor needs, the failure of others. unsolved to the seal the dis- Co., respect With 1, 383 U.S. 17- Graham v. John Deere (1966). 684, jury could trict court concluded that 18, L.Ed.2d 545 86 S.Ct. 15 1238 padlock find that seals were not II Motivation to

implicitly Combine Order, prior art. 2009 relevant JMOL question The second for our consid 1309774, at *5. The court in- WL district whether eration is there was motivation objection jury without structed the sleeve with bar prior combine art must determined “based on obviousness be locks, similarly, bell whether there ordinary perspective person of a art prior was motivation combine the loeksmithing.” the field of skill J.A. with an external sealing locks mechanism. jury ap- 3332. Given this instruction Supreme Before the Court’s decision endeavor pears define the field of as KSR, required patent challenger we that a “loeksmithing,” why there is reason no a person ordinary show that in the skill padlocks should be from the rele- excluded art would have had motivation to combine prior art. Tellingly, vant art prior references and have would padlock” refers to “the itself art expectation had reasonable of success background pat- of the invention. '649 doing See Therapeutics, so. PharmaStem Moreover, col.l ent 11.24. ViaCell, Inc., 1342, Inc. v. 1360 scope broadly, itself defines its and makes (Fed.Cir.2007); Lederman, Noelle v. 355 clear that the claims are directed “lock- (Fed.Cir.2004). F.3d 1351-52 We 11.9, generally. col.l ing device[s]” id. See reason, sugges had also held that “[t]he col.411.65-66. tion, or motivation to combine 1) explicitly or implicitly: found in the if Even were padlocks 2) themselves; art references in the endeavor, within they not the same field of knowledge ordinary those of in the skill clearly “reasonably are nonetheless perti references, art that certain or disclosures problem to the nent” that the inventor was references, in those are of special interest trying Clay, to solve. See In re field; 3) importance or or from the Supreme Court’s decision in nature of the to be Ruiz solved.” Inc., Teleflex, KSR International Co. v. A.B. Chance 550 U.S. S.Ct. L.Ed.2d (Fed.Cir.2000); Dembiczak, see In re (2007), directs us to the scope construe (Fed.Cir.1999). KSR, how analogous broadly, stating that “fa ever, instructs courts to take a “ex more items may miliar have obvious uses be pansive approach” and flexible in deter yond primary their purposes, per mining patented whether a invention ordinary son skill often will be able to fit *8 obvious at the time it was made. 550 U.S. teachings the of multiple patents together 415, at 127 S.Ct. 1727. In particular, the pieces 402, like of a at puzzle.” Id. 127 Court the emphasized role of “common added). Here, 1727 (emphasis S.Ct. the “[r]igid preventative sense”: that rules art prior padlocks clearly were directed deny factfinders recourse to common sense toward the same inventor the necessary ... are neither under case our trying patent, namely, solve 421, law nor with it.” 127 consistent Id. at preventing the ingress of contaminants S.Ct. 1727. into the locking mechanism. as a law, KSR, matter of prior the art Down we consistently Before had also padlock pertinent prior question seals were treated of the motivation to com- in the the district prior question bine references as a of See, in finding they e.g., Labs., court erred that were Corp. Mylan not. fact. Alza Inc., 1286, (Fed.Cir.2006); We need not determine whether Mas 1289 (Fed. Gartside, Lock pertinent 1305, ter 37D was art. prior In re 1316 1239 KSR, adjustable pedal of Asano. 550 Cir.2000). change this did not While KSR 423-24, 127 at rule, later cases establish U.S. S.Ct. and our KSR to combine of motivation question expert made clear that The Court also on sum addressed may nonetheless be com- testimony concerning motivation to appropriate or JMOL mary judgment and, unnecessary pres- if may be even bine 427, KSR, at 550 U.S. circumstances. See ent, genuine necessarily will not create Techs., 1727; Inc. v. Web 127 S.Ct. Perfect 427, at 127 of material fact. See id. issue (Fed. Inc., F.3d 1330 InfoUSA, 587 1727. We had held that the district S.Ct. Cir.2009); Specialty Con Ball Aerosol & granting summary judg- court erred Brands, Inc., tainer, 555 Inc. v. Limited ment, the affidavits of Teleflex’s two as (Fed.Cir.2009); Muniauc 993 F.3d in- stating opinion their that the experts tion, Corp., Inc. v. Thomson created a material vention was non-obvious (Fed. Sundance, Cir.2008); 1318, 1325-26 “[a]t of fact. We had noted issue Ltd., 550 Fabricating, Inc. v. DeMonte stage proceeding, of a summary judgment (Fed.Cir.2008). 1356, 1366-67 for a district court to make improper it is fairly straightforward featured KSR Teleflex, credibility determinations.” pedal adjustable throttle technology—an Fed.Appx. Supreme at 290. The Court 6,237,- automobile, Patent No. for an U.S. disagreed: (“the patent- Engelgau patent”). considering summary judgment on In adjustable ped- an technology combined ed can question the district court measure the an electronic sensor to al with expert take into account testimo- should were depression. Both features pedal keep open or ny, which resolve art, namely Pat- in the U.S. present fact. That is not questions of certain (“Asano”) an 5,010,782 disclosing No. ent issue, however. The ulti- the end of the 5,819,593 and U.S. Patent adjustable pedal a legal of obviousness is judgment mate (“Rixon”) sensor disclosing an electronic determination____ here, Where, When detecting pedal’s position. for art, scope content (“Teleflex”) Teleflex, KSR Inter- Inc. sued claim, ordinary and the level (“KSR”) infringe- Company national material in the art are not skill the En- ment, court invalidated the district the obviousness dispute, and summary judgment on gelgau patent light these apparent claim is fac- Teleflex, Inc. obviousness. grounds tors, summary judgment appropriate. Co., F.Supp.2d Int’l v. KSR proffered in the declarations Nothing reversed, (E.D.Mich.2003). This court prevented the District Court Teleflex genuine issues of holding that there were conclusions reaching the careful from there was a fact as to whether material summary judg- underlying its order motivation to com- teaching, suggestion, or in this case. ment Teleflex, art references. bine (em- KSR, 127 S.Ct. 550 U.S. Fed.Appx. Inc. v. KSR Int’l added). phasis *9 (Fed.Cir.2005). Supreme Court 290 that later cases establish and our KSR summary that concluding again, reversed may of obviousness legal the determination was so This judgment appropriate. was logic, judgment, and recourse to include starting in the art with one skilled because sense, testimony. expert in lieu of common put it have found obvious Asano would 1329; Web, See, at 587 F.3d e.g., and one pivot point, a fixed sensor on the Perfect Aerosol, In 555 F.3d at 993. Ball Rixon would starting art in the skilled Perfect Web, technology involved patented it to avoid the have found obvious compris- managing bulk e-mail method of combining Rixon with wire-chafing by 1240 essentially steps

ing targeting parties tween the and the basis for the sending e-mail to group recipients, those district court’s denial of the in- accused recipients, calculating the number of suc- fringer’s motion for summary judgment of e-mails, cessfully repeating delivered obviousness was whether a motivation to until steps reaching the first three prior combine the art references existed. quantity. undisputed desired It was 555 F.3d at 991. We held that where all of steps were first three disclosed limitations of the present were respect art. to the step, With last references, and the inven- explained: “If the district court 100 email tion problem,” was. addressed to a “known ordered, deliveries were and the first ... compels grant “KSR of summary only delivered transmission common judgment of obviousness.” Id. at 993. try again. sense dictates that one should Sundance, Similarly, in we reversed a de- Web, One could do little else.” Perfect obviousness, nial of on JMOL the issue of F.3d at 1330. We affirmed the district noting that the factual inquiries underlying court’s obviousness determination and en- dorsed reasoning. its “common sense” Id. the determination of obviousness were not We furthermore expert concluded no in material dispute, and concluding that opinion required support was the obvi- which combined two determination, ousness because the tech- references, was obvious as a matter of law. “easily nology was understandable.” Id. 550 F.3d at 1365. Centricut, (quoting 1329-30 LLC v. principles mind, With these Inc.,

Esab we con- Group, (Fed.Cir.2004)); Sundance, see also sider whether the evidence established the F.3d at 1365.5 existence of a motivation to combine refer- ences as to the patents. sleeve The above- cases, in appropriate the ultimate referenced Down discloses a trailer inference as to the existence of a motiva- attachment, towing adaptable to “a motor tion to combine references boil down vehicle such as an automobile for towing question sense,” to a appropri- “common by fitting a rear towing attachment ate for resolution on summary judgment releasably attaching the tow-bar of a trail- Web, or JMOL. See 587 F.3d at Perfect trailer, box, er such as a boat horse cara- 1330. Other recent cases have confirmed van or other appropriateness vehicle.” Down approach. of this In col.l Aerosol, Ball disagreement sole be- 11.9-12. However, Centricut, as we "expert noted in sufficiently ter complex beyond to fall testimony regarding beyond matters the com- grasp ordinary layperson). of an In such prehension laypersons is sometimes essen- cases, critical, expert testimony may be tial,” particularly involving complex in cases example, to establish the existence of certain technology. (requiring 390 F.3d at 1369-70 art, features in the prior Mfg. see Koito expert testimony infringement); to establish LLC, Turn-Key-Tech, Ltd. v. Corp. Innovasystems, Proveris Inc., v. Scientific (Fed.Cir.2004), (or 1152 n. or the existence (Fed.Cir.2008) thereof) lack of a motivation to combine refer (holding expert testimony required ences, Labs., Inc., Mylan Corp. see Alza invalidity grounds anticipa- establish (Fed.Cir.2006). 1294-95 tion and subject obviousness where the mat- *10 Patent, locking may The be of Figure pin.... element

Down preferably known

any type, convenient spring retaining a means.” Id. col.2 with a also discloses “steel 11.3-8. “optional as an feature fits [that] sleeve” spans of the portion pin over the which lugs.” between two Id. col.3 space The external of the 11.15-17. diameter eye that can be towing is such sleeve the lugs between with the sleeve secured interposed pin eye. between the and the sizes aperture The existence different hitch in standard receivers was a known as the acknowl- problem: sleeve industry hitch edge, require standards re- pins to use sizes for ceivers different in in- applications, resulting thus different expense. convenience and added See '115 (“[A] patent col.2 11.28-32 number of differ- locking having ent devices different sized particu- shanks are needed meet varied This applications. lar is cumbersome and Therefore, expensive. there is a need for locking mechanism a linear shank using a applica- is convertible for various tions.”); More- col.2 11.37-41. by is The invention embodied over, Philip as himself acknowl- ... plate parallel with two flat support also a edged, problem it was known which, [2, plate is lugs 3] when WalMart, retailers among mass such vehicle, towing project on a mounted rearwardly premium. from and are is at a 4295. The plate space J.A. in apart one other spaced above the clearly that sleeves Down teaches Id. ment, accepts arrangement. “locked with an upon lugs, lug respective seated, centre [11]. col.l 11.45-54. through being which a socket either of the boss pin passes a bore upstanding spherical position.” pina provided horizontal In the tow-bar tow-bar towing engage-able The towing extending between on its Id. col.l planes, eye through eye tow-bar upper through the eye the two in the bore or tow-ball attachment 1.20. The arrange- boss the two then is surface can be upper lugs [5] provided ment bar ing sleeve used sleeve, Down sleeve er diameter address simply a matter of different barbell-shaped arrangement, eyes quite is the known used, for the of different internal diameter.” similar pin external towing eyes; without Down, col.3 attachment fits smaller ones. hitch could be combined pin common sense 11.20-23. When a hitch receiver/tow accommodates diameter lock towing of trailer tow- of different “may order to that the attach- It larg- be sizes in standard hitch receivers aperture element describes “[a] [9] provided engagement in a shelf-space problem experienced KSR, retailers. See 550 U.S. transverse hole the lower end *11 (“When (1894), of design a need 38 L.Ed. “the defense want there is S.Ct. oper a pressure patentable patent to solve invention a or market identified, ates, merely are a finite number of there not to exonerate the defen solutions, ordinary person a predictable dant, public but to relieve the from an the known good pursue has reason to skill monopoly, cannot asserted and the court grasp. her options within his or technical prevented declaring by from so the fact success, it is anticipated If leads to the this ineffectually sought that had the defendant but of product the not of innovation likely monopoly the See secure himself.” sense.”); ordinary skill common Ball Corp. also Paramount Publix v. Am. Tri- Aerosol, Likewise, it 555 F.3d at 993. is 464, 477, Corp., 294 Ergon U.S. S.Ct. would have that a skilled artisan clear (1935) (“However 449, 79 L.Ed. 997 incon expectation a reasonable suc perceived early a attempt procure sistent this combining as a these two cess result of patent petitioner’s present be with prior of the art references. See elements in invalidity contention of its for want of (Fed. O’Farrell, 894, 904 In re vention, recognized this long Court has Cir.1988) (“For § obviousness under inconsistency that basis for such affords no required expecta is a all that is reasonable precludes an nor estoppel, the court from success.”). tion of alleged pub relieving infringer and Wyers’ arguments to the con None monopoly lic from the asserted when there First, Wyers argues trary convincing. invention.”). appli is no The Master Lock that Master Lock did not consider Down cation thus does not defeat an assertion invalidating its own to be obviousness. failure of Lock Master patent application for its convertible employees patent to cite the Down as appli patent sleeve. filed the '115 art in internal idea disclosure forms when April Lock cation of 2000. Master inde considering filing Master Lock was its own pendently patent application filed a Feb patent application similarly does not defeat ruary of 2001 that U.S. Patent issued as an argument obviousness. Mas What (the 6,862,905 claiming patent”), No. “'905 employees subjectively ter Lock knew or cylindrical locking lock with a mecha they considering believed at time were disc; pat that nism includes patent '905 filing application is irrele claimed a ent also “sleeve dimensioned to inquiry hypo vant. The relevant is what ... portion over first lock slide of said ordinarily thetical skilled would artisan ing member.” col.6 11.49-50. gleaned have from the art references However, appli Master Lock’s '905 the time applications cation, sleeve, while claiming a convertible leading patents sleeve filed. were 11.50-52, col.6 see id. did not claim the See, Amazon.com, e.g., Inc. v. Barnesand represented aspect sleeve a novel noble.com, Inc., (Fed. Moreover, pat invention. Lock’s Master Cir.2001). ent no application should be treated differ Second, Wyers argues that Down could than a ently by a third application not be considered because Master Lock party. public at protects Obviousness no expert testimony introduced directed to particular not a large, and one is infringe, above, However, expert Down. we noted estopped from asserting invalidity not is not testimony required when the refer- previ of a the fact that has one easily ences the invention are under- ously made an attempt procure Web, at 1329. standable. Perfect substantially invention. As same Third, Wyers Supreme argues are dif- Haughey Court concluded there Lee, 332-33, arrangement 151 U.S. S.Ct. ferences between sleeve *12 patent bearing----”); (“Q. in the Down But disclosed J.A. 4328 it would surface, in a arrangement patents-in-suit. load-bearing be wouldn’t it? sleeve A. Sure.”). arrange- the hitch patent, In the Down one in skilled the art would vertical, patent, fig.l, ment see Down have a expectation had reasonable of suc- it patents-in-suit whereas in the is horizon- in combining cess with sleeve the bar- tal, fig.l; patent, see '115 '426 lock bell to solve the of size Moreover, Down, in fig.l. the sleeve covers adaptability, in light of the art teach- only portion pin, the middle of the whereas ings. Amgen, See Inc. v. F. Hoffman-LA patents-in-suit, in the the sleeve the Roche, (Fed.Cir. covers Ltd., 2009). entire shank. also asserts that the

pin patent designed in the Down is not We conclude that it was a matter of tightly through eye, fit a metal while in the common sense to pat- combine the Down patents, snugly. '115 and '426 sleeve it fits ent with the prior art barbell locks However, slight we do not find these dis- order to arrive at the invention claimed in to material. tinctions be patents, and '426 and that one of Finally, Wyers suggests that an ordi- ordinary skill in the art would have had a nary artisan would not have a skilled had expectation reasonable in doing success expectation reasonable of success with the so. invention, patented because of expecta- question We next address the of wheth- tion that a sleeve would weaken the er there was motivation to combine the strength pin against “shear forces” prior art barbell with an locks external to a welding due seam the sleeve. J.A. sealing mechanism. Some of the scissoring 4078. Shear forces are the ac- locks, pin hitch such as the patent '832 during tions are exerted the load Chang patent, sealing used internal towing to stopping starting, due Chang patent mechanisms. The claims an road, bumps or other im- sudden internal consisting sealing ring seal of a pacts. arguably require The claims do placed groove a on the shank of the pin load-bearing; the hitch be lock. Chang patent Wyers’ col.4 11.54-57. very purpose “locking of a hitch pin device patent “o-ring” claims an seal located interconnecting a bar with a hitch re- groove on a on the latch that serves to necessarily implies ceiver” a limitation that prevent ingress of unwanted sub- pin capable the hitch be bearing load. head, essentially stances into the However, See '115 col.10 11.21-22. moving sealing ring Chang from an require any particular the claims do not internal to an position. external See '832 any particular resistance to shear forces or Additionally, col.7 11.52-57. at trial towing strength associated with towing sleeve; Master Lock also introduced number of pin or the sole benefit of the sleeve padlocks having variety of external adapta- described in the is its seal size bility. 11.20-36; configurations. See id. col.2 id. col.5 11.52- The Master Lock 6121 Moreover, padlock one series includes an external skilled would seal entry point have known from the Down that a of the shackle into the lock size-adapting sleeve could work on load- head. See J.A. 762. The Heald bearing towing pin. Wyers similarly himself con- discloses an external flange seal load-bearing grips ceded that Down discloses a the circumference of the shackle Br. Appellee’s weatherproof sleeve. See 25 arms to form “a seal.” (“[T]he bushing pin appear load- Heald 11.62-col.4 col.3 1.3.

Master Lock 6121

Figures 8 and 9 the Heald Patent Patent, Hampton patent padlock Hampton Figure discloses covering locking

with an external seal The flat lid in the Hampton

head. cover

patent incorporates holes with shackle re-

ceiving edges through which the padlock passes provide

shackle a seal around the Hampton patent

shackle. col.4 11.3-7.The intended, in part, protect

seal is

locking mechanism from the elements and ingress of such contaminants as “dirt

and ice.” Id. col.l 11.18-29.The Manuel padlock also discloses with a flat Patent, Figure Manuel head, covering

external seal which adapted the holes are beveled and legs.

receive the shackle Manuel

col.l 11.33-35. invention, Wyers again argues there at the time of the Master Lock’s ways protect patent application known a lock’s own on a similar exter- were two ingress July of contami- nal seal filed in of 2003 locking head from the “admitted” “novel, that the external seal external or an internal seal— nonobvi- nants-—-an were common and ous and useful and therefore warranted design options and both patent protection.” Appellee’s Br. 31. widely used in locks in the art. It is *14 a patent application Master Lock filed in that a flat ex- a matter of common sense July barbell-shaped coupler of 2003 for a in prior padlocks seal used art ternal lock which included an external seal in the a barbell-shaped could be combined with protective covering open- form of a with an Indeed, hitch the district court pin lock. ing that resulted in an “interference fit in- described the difference between the between the seal and the shaft.” J.A. art patent prior vention of the '649 and the Furthermore, Wyers argues, 11465.6 Mas- Lock “slight Myers as indeed.” Master patent application ter Lock’s fails to list 06-cv-00619, 2168977, at No. WL 2008). any prior art that (D.Colo. Master Lock now May Wyers him- *12 invalidating. claims is Appellee’s Br. 32. an flange self admitted that external seal However, the fact that Master Lock a way padlock would work the same as claimed that its external seal lock, was novel that barbell-shaped it does on a and evidentiary significance; no bears Master in purpose of the seals was the same patent application Lock’s should be treated prior padlocks patented as in the differently no than a application by device. conclude that the invention of We party, a third as discussed above. represents no more than the '649 predictable “the use of art elements Thus, we conclude that it was a matter functions,” according to their established of common sense to combine the KSR, at 550 U.S. S.Ct. and an sealing barbell locks with external such, as the claims are mechanism order to arrive at obvious as a matter of law. patent, claimed invention of the '649 and that ordinary one of skill the art would Wyers argues ordinary that one of skill have a expectation had reasonable of suc- in the art would not have had a reasonable doing cess so. an expectation using of success external lock, seal on a flange barbell because Secondary Ill Considerations appear- “turtleneck” seal such as the one trial, ing Wyers presented in the Master Lock 6121 would “limit At evidence of nonobviousness, usage up secondary it the shackle encroaches indicia of in- shackle,” success, subject cluding copying, and would the seal to commercial “deformation, possible damage.” unexpected Wyers argued J.A. results. However, if in fact by even this is commercial success was established case, flat in marketing external seals do not extend Master Lock’s success up selling infringing product, the shank of the shackle also existed in its the inven- among art. Both the Manual and tion’s success retailers such as Wal- flat, Hampton sought shelf-space, disclose exter- Mart who save flange covering non-infring- nal seal head. Master Lock’s failure to find 11.33-35; Hampton ing argues See Manuel col.l substitute. also competitors’ copying marketing col.4 11.3-7. issued, Wyers' patent application appar- light application earlier 6. This never denied ently application patent. because Master Lock's for the '649 combined with sub shortly patented product hitch locks shank convertible similarity patented product. became to the the invention’s existence stantial after 1325; nonobvious- finding Akamai supports Grip, known Iron see Techs., ness. Internet Inc. v. Cable & Wireless (Fed. Inc., Servs., 1196-97 that sec Wyers’ contention reject We Cir.2003); Display Sys., Advanced Inc. v. are of obviousness ondary considerations Univ., Kent State 1285-86 jury verdict of support sufficient (Fed.Cir.2000). no Wyers introduced such clearly es case law nonobviousness. Our evidence here. must establish patentee that the tablishes the evidence of commer a nexus between Moreover, secondary considerations of invention. patented cial success nonobviousness—considered here (Fed. 135, 140 Huang, In re See simply cannot overcome district court— *15 Cir.1996) must (holding proponent that the strong prima facie case of obviousness. “that the sales were a direct proof offer Emtrak, Inc., Techs., Inc. v. 544 Asyst See unique characteristics of result of 1310, (Fed.Cir.2008); Agrizap, F.3d 1316 ”) added); (emphasis In claimed invention 1337, Corp., 520 F.3d Inc. v. Woodstream GPAC Inc., 1573, re 1580 Enters., (Fed.Cir.2008); Leapfrog 1344 (Fed.Cir.1995) (“For objective of second [evidence Fisher-Price, Inc., 1157, Inc. v. to be accorded sub ary considerations] (Fed.Cir.2007) (holding that the ob- 1162 must estab weight, proponent stantial its jective considerations of nonobvious-ness lish a nexus between the evidence and including evidence presented, substantial invention.”) (empha merits of the'claimed success, praise, long-felt and of commercial added). Here, Wyers essentially con sis need, inadequate were to overcome a prove that he is unable to a nexus to cedes strong showing primary of considerations indepen no provides the seal invalid); the claims at issue rendered for the commercial success dent evidence DyStar & Co. GmbH Textilfarben respect Even with to patent. of the seal Deutschland v. C.H. Patrick KG solely relies patents, the sleeve (Fed.Cir.2006) (“The 1356, pres- F.3d of the Master Lock’s million sales $20 secondary of ence of certain considerations product, and no direct accused established as a matter nonobviousness are insufficient nexus to the sleeve feature. to overcome our conclusion that the law Additionally, Wyers failed to establish only supports legal evidence conclusion every product copying. competing Not obvious.”). that claim 1 would have been arguably scope falls within the Here, represented where the inventions no otherwise, copying; is evidence of prior art predictable more than “the use of “every infringement automati suit would according to their established elements cally confirm the nonobviousness KSR, functions,” 550 U.S. at 127 S.Ct. patent.” Grip Iron Barbell v.Co. USA secondary in- considerations are (Fed.Cir. Inc., Sports, adequate nonobviousness as a to establish 2004). copying Our case law holds that matter law. requires evidence of efforts to replicate we conclude the asserted specific product, may which demon be '115, '426, claims of the and '649 company docu through strated internal a matter of would have been obvious as ments, direct evidence such as disassem hold- law. We reverse the district court’s bling patented prototype, photographing '115, features, ing that the asserted claims of using its as a photograph '426, were nonobvious. blueprint replica, patents to build a or access to and '649 types we do not reach made in other light disposition, long In of our cases. So the calculation of dam- concerning stands, issues as the Seventh Amendment ages. right jury to trial should not ra- tioned, particular nor should issues in

REVERSED particular types of cases be treated dif- ferently from similar issues other Costs types of Scholarly disputes cases. over Appellant. to Costs jury in technically complex use trials right cases relate to the to trial jury LINN, Judge, concurring. Circuit itself, lay juries and center on whether I While concur both the conclusion capable making are correct fact deter- reasoning expressed reached and minations, not propriety over the of sub- Court, Judge Dyk’s opinion for the I write mitting legal questions juries. following address concerns raised obviousness issue be in some cases Supreme Court’s decision KSR Interna- complex complicated, on both fact Inc., Teleflex, tional Co. U.S. law, but no equally more so than (2007) 127 S.Ct. 167 L.Ed.2d 705 complicated, technological, even issues in respect general relating verdicts product liability, injury, medical anti- obviousness. *16 trust, Indeed, and similar cases. though It is well established that whether an analogy the like perfect, most is not the invention would have been obvious at the jury role of the in determining obvious- time the invention was made is a mixed ness is not unlike its role in reaching a See, question e.g., of law and fact. Takeda legal conclusion respecting negligence, Indus., v. Alphapharm Pty., Chem. Ltd. putting itself in the shoes of one “skilled Ltd., (Fed.Cir.2007). 1350, 492 F.3d 1355 in the art” at the time the invention was The ultimate determination of obviousness made in the former and in the shoes of a law, a question is which we review de person” “reasonable at the time of the novo. Id. This determination is on based giving events rise to the suit in the underlying factual determinations set latter. Co., forth in v. Graham John Deere 383 1542, (Fed.Cir.1983); 722 F.2d 1547 17, 684, see 1, U.S. 86 S.Ct. 15 L.Ed.2d 545 (1966), Tug Barge also Harbor & Papai, Co. v. which we review for clear error. 548, 554, 520 Id. U.S. 117 S.Ct. 137 (1997) L.Ed.2d 800 (stating that where an KSR, In Supreme Court confirmed “inquiry question is a mixed of law and judgment “[t]he ultimate of obvious- fact ... it often inappropriate will be a legal ness is determination.” 550 at U.S. (internal question take the from jury”) 427, 127 acknowledgement S.Ct. 1727.This omitted); citations United States v. Gau- not change longstanding precedent did din, 506, 511-16, 515 U.S. 115 S.Ct. permitting the submission of obviousness (1995) 132 L.Ed.2d 444 (stating that verdict, questions jury general to a for a determination of whether a statement is provided jury proper has in- received ultimately “material” legal question, is by struction on the law. As stated this Sears, on underlying questions based several Court Connell v. Roebuck & Co.: fact,” “purely historical typical- which “has question is not error to submit the [I]t ly by juries” “[j]uries been resolved at jury. of obviousness to the No warrant the time of the framing could not be forced appears for distinguishing the submis- produce mere ‘factual legal questions jury findings,’ sion of to a but routinely cases from such general submissions were entitled to deliver a verdict 1248 Perkin-Elmer, 732 F.2d at 893. inno- reached.” guilt or the defendant’s

pronouncing Int’l, cence”); general Inc. v. Wilan- of a verdict on obvious Our review McDermott 337, 356, der, 111 S.Ct. steps. thus entails two “We first 498 U.S. ness (1991) (holding that the mixed jury L.Ed.2d 866 resolved the under presume a “seaman” of who is question law and fact disputes factual in favor of the ver lying question Act for the is under Jones presumed winner and leave those find dict applies ... the facts and jury, which “finds by ings they supported undisturbed if are standard”); Jeffrey v. legal White Then we substantial evidence. examine F.2d Mach. Mining conclusion de novo to see whether legal (Fed.Cir.1983) (“Jeffrey argues jury light presumed it correct in is question this judge improperly submitted McKasy, findings.” Jurgens fact adopted its conclu- jury law the (Fed.Cir.1991) (internal own, without the benefit sion as his omitted); citations see also Boston Scienti argument underlying findings of fact. Scimed, Corp., Inc. v. Cordis fic merit. Submission of such is without (Fed.Cir.2009); Agrizap, by jury, accompanied question of law to 1337; Therapeutics, Inc. v. PharmaStem instructions, proper.” (citing appropriate Inc., (Fed.Cir.2007). ViaCell, 491 F.3d 1342 1542)). Connell, way to Because there is no determine While, remain the ulti judge “the must general from a verdict on obviousness the of obvious question mate arbiter on jury specific findings of fact made ness,” properly exercised on this role is questions underlying the factual its ver- instructions on the law to “giving proper dict, examining part the court in the first jury before it considers its verdict” and question of the obviousness is left to infer presented with a motion for again “when *17 evidence existed from whether substantial Dynamics, trial.” R.R. Inc. JNOV or new jury factual which the could have made the (Fed. Co., 727 F.2d v. A. Stucki necessary findings support the verdict. Cir.1984). facilitate review and reveal To Here, majority examined the record jury’s underlying factual clearly more factual considering and after infer- encouraged trial findings, this Court has juries special support lacking ences concluded that judges provide court Agrizap, interrogatories on obviousness. and that the claims at issue would have Corp., Inc. v. Woodstream as a matter of law. With been obvious (Fed.Cir.2008); 1343 n. 3 Richardson- conclusion, I analysis both the Vicks, Co., Upjohn Inc. v. fully agree. (Fed.Cir.1997);

1484-85 Perkin-Elmer Computervision Corp., v.

Corp. (Fed.Cir.1984). However, set we rule, no and fast and “it must

forth hard trial

be left to the sound discretion of the request of a

court what form verdict

jury.” Structural Rubber Prods. Co. (Fed.Cir. Rubber 749 F.2d 707

Park

1984). any we special interrogatories,

Absent findings

must presume “existence jury

necessary support the verdict the

Case Details

Case Name: Wyers v. Master Lock Co.
Court Name: Court of Appeals for the Federal Circuit
Date Published: Jul 22, 2010
Citation: 616 F.3d 1231
Docket Number: 2009-1412
Court Abbreviation: Fed. Cir.
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