OPINION
I. INTRODUCTION
This matter comes before the Court on the motion of Defendants the New Jersey Department of Education and Peter Shul-man (“Department of Education” and “Shulman”) to dismiss [Docket Item 6] Plaintiff Anthony Wright’s Complaint alleging gender, race, and age discrimination [Docket Item 1]. Plaintiff, an employee at the Department of Education, was passed over for a promotion and brought suit against the Department of Education and Shulman, who is sued in his official and-individual capacity, asserting gender and race discrimination claims under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e-2 (“Title VII”), and an age discrimination claim under the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. § 623.
Pursuant to Fed.R.Civ.P. 12(b)(6) and 12(b)(1), Defendants filed a motion to dismiss all claims against Shulman and the ADEA claim against the Depai'tment of Education. (Def. Br. [Docket Item 6].) In response to the motion, Plaintiff withdrew the Title VII claims against Shulman (Counts One and Two) but opposed the Defendants’ motion with respect to the ADEA claim (Count Three) against both Shulman and the Department of Education. (PI. Opp’n [Docket Item 8].)
The dispute in this case therefore revolves around the ADEA claim in Count Three. The primary questions that need to be resolved are whether Plaintiffs ADEA claim against the Department of Education is barred by the doctrine of sovereign immunity, and whether Plaintiffs ADEA claim may proceed against Shulman in either his official or individual capacity.
II. FACTUAL BACKGROUND
The facts of this case are drawn from the complaint and are accepted as true for the purposes of this motion.
Plaintiff Anthony Wright, an African American male over the age of forty, has been employed by the Department of Education for approximately ten years. On June 11, 2012, he applied for a more senior level position within the department, alleging that he “exceeded the qualifications for the position.” (Compl. ¶ 7-8.) Out of seventy applicants, forty-three of whom met the minimum educational requirement, Plaintiff was chosen for an interview along with two other candidates. (Id. at ¶ 10.)
Shulman was the Assistant Commissioner and Chief Talent Officer for the De
III. LEGAL STANDARD
A motion to dismiss under Fed. R.Civ.P. 12(b)(6) may be granted only if, accepting all well-pleaded allegations in the complaint as true and viewing them in the light most favorable to Plaintiff, a court'concludes that Plaintiff failed to set forth sufficient facts to state a claim for relief that is plausible on its face. Bell Atlantic Corp. v. Twombly,
A motion to dismiss under Fed. R.Civ.P. 12(b)(1) must be granted if the court lacks subject matter jurisdiction to hear a claim. In re Schering Plough Corp. Intron/Temodar Consumer Class Action,
1. ADEA claim against the Board of Education !
Several issues in this case are dependent upon the scope of the state sovereign immunity doctrine.' The ’Eleventh Amendment states that “[t]he Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S".1 Const. amend. XI. State sovereign immunity is a jurisdictional bar which deprives federal courts of subject matter jurisdiction. Kimel v. Florida Bd. of Regents,
State sovereign immunity under the Eleventh Amendment is subject to three exceptions: 1) where Congress abrogates the state’s immunity pursuant to a valid, exercise of its Fourteenth Amendment power; 2) where a state has validly waived its sovereign immunity and 3) where prospective injunctive relief is sought against state officials to end continuing or ongoing violations of federal law. MCI Telecomm. Corp. v. Bell Atl. Pennsylvania,
Defendants argue in the present case that the Department of Education must be dismissed from the ADEA claim because Congress did, not abrogate state sovereign immunity in passing the ADEA. (Def. Reply [Docket Item 10-1] at 2) (citing Kimel, 528 Ú.S. at 91,
The. dispute thus centers around whether the second exception applies: whether the Department of Education has
(1) Congress must state in clear and unambiguous terms that waiver of sovereign immunity is a condition of receiving the gift or gratuity; (2) in accepting the gift or gratuity, states must exercise that choice knowingly and voluntarily, fully cognizant of the consequence-waiver of Eleventh Amendment immunity; and (3) the federal program bestowing the gift or, gratuity must- be a valid exercise of Congress’s authority. M.A. ex rel. E.S.,344 F.3d at 346 .
Plaintiff states that “[undoubtedly, the [Department of Education] receives federal funding as a gift or gratuity,” but that “there has been no discovery conducted on • the source of the federal funding or whether any of the above three (3) requirements have been met.....” (PI. -Br. at 4-5.) He contends . only that discovery should be permitted to determine whether Defendant has waived its Eleventh Amendment immunity for violations of the ADEA. ■
It is well-settled that the plaintiff bears the burden of establishing subject matter jurisdiction in order to defeat a motion under Rule 12(b)(1). See Gauld Elec., Inc. v. United States,
In this case, the ADEA does not contain any “clear and unambiguous” statement of intent to condition receipt of federal funding upon a waiver of sovereign immunity— and Plaintiff has not pointed to any provision in the ADEA that expresses such an intent. Although the Third Circuit has not passed upon the issue, at least two other circuits have held that the ADEA contains no “clear and unambiguous” terms showing Congressional intent to condition receipt of a gift upon the waiver of state sovereign immunity. See Sullivan v. Univ. of Texas Health Sci. Ctr. at Houston Dental Branch,
“[T]he basis upon which jurisdiction depends must be alleged affirmatively and distinctly and cannot ibe established argumentatively or by mere inference.’” S. Freedman and Co., Inc. v. Raab,
Because Plaintiff has not met his burden of.establishing waiver of sovereign immunity, the Court will grant Defendants’ motion under Rule 12(b)(1) for lack of subject
The Court also rejects Plaintiffs request for discovery to determine whether waiver requirements have been met for purposes of establishing subject matter jurisdiction. The court has wide discretion in resolving jurisdictional factual disputes and is under no obligation to grant discovery to Plaintiff to help establish subject matter jurisdiction. See NLRB v. Interstate Dress Carriers, Inc.,
In the present case, Plaintiff had an opportunity to respond to Defendants’ jurisdictional challenge but failed to .present any facts in support of his contention that the Department of Education has waived sovereign immunity for ADEA claims. He has not demonstrated even a possibility that discovery would uncover facts that would establish subject matter jurisdiction, since, as noted above, there is no indication that the ADEA contains any language conditioning the receipt of federal funds on waiver of sovereign immunity in the “clear and- unambiguous, terms” required to show waiver. Nor has Plaintiff cited to a single case in support of providing- discovery under these circumstances. The apparent futility of discovery to determine subject' matter jurisdiction in this ease would mean a needless expenditure of judicial resources if discovery were granted, and courts in this Circuit have disfavored discovery to establish subject matter jurisdiction where discovery would be unnecessarily burdensome or futile. See, e.g., CNA,
Plaintiff makes only a general allegation about the receipt of federal funding and has not shown that discovery would uncover any facts that would establish that the Department of Education has waived sovereign immunity. , Moreover, the facts Plaintiff seeks to uncover — presumably, whether New Jersey has voluntarily and knowingly accepted federal funds under the ADEA — are likely to already be in the public realm, and discovery will provide little benefit.- The Court declines Plaintiffs request for jurisdictional discovery to overcome a defense of sovereign immunity.
2. ADEA claim against Peter Shul-man in his official capacity
Plaintiff argues that his ADEA claim against Peter Shulman in his official capacity should not be dismissed because the doctrine of sovereign immunity contains an exception for claims against state officials requesting prospective injunctive relief for ongoing violations of federal law. Defendant argues that Plaintiff has not requested prospective relief in his complaint, and thus the claim does not fall under the prospective relief exception to sovereign immunity. This court finds Defendant’s argument persuasive.
Because a suit against a state official is in essence a suit against the state, Eleventh Amendment sovereign immunity also protects state employees from suit in federal court, subject to a narrow exception. Betts v. New Castle Youth Dev. Ctr.,
To determine whether the relief sought is prospective or merely to remedy past wrongs, the court must, look to the substance of the relief requested rather than the form. Blanciak v. Allegheny Ludlum Corp.,
In this ease, Plaintiff' has requested relief for “compensatory damages, punitive- damages, interest, attorney’s fees,' costs of suit and such other relief as is just and equitable.” (Compl. ¶ 29). Compensatory and punitive damages are designed to remedy a past wrong against the plaintiff, exactly the type of relief barred by the Eleventh Amendment. See MCI Telecomm. Corp. v. Bell Atl. Pennsylvania,
3. ADEA claim against Peter Shul-man in his individual capacity
Finally, Defendants argue that any ADEA claim against Shulman in his individual capacity must be dismissed because the ADEA does not provide for individual liability.
The Third Circuit has made clear that the ADEA does not permit claims for damages against officials sued in their individual capacity. Hill v. Borough of Kutztown,
The Court will therefore dismiss the ADEA claims against Peter Shulman in his individual capacity.
Defendants’ motion to dismiss all claims against Shulman and the ADEA claim against the Department of Education will. be granted. Count Three (“ADEA — Age Discrimination”) will accordingly be dismissed, and Shulman will be dismissed as. a defendant. An accompanying order will be entered. .
Notes
. Defendants’ motion presents a facial challenge to subject matter jurisdiction. A “facial attack” is "an argument that considers a claim on its face and asserts that it is insufficient to invoke the subject matter jurisdiction of the court because, for example, it does not present a question of federal law, or ... because some other jurisdictional defect is present.” Constitution Party of Pa. v. Aichele,
. The Court'is also hesitant to grant discovery where the party seeking discovery'is attempting to disprove the applicability of an immunity-derived bar to suit, since immunity is intended to shield a government defendant from the burdens of defending the suit, including the burdens of discovery. See Harlow v. Fitzgerald,
. An individual may not be held liable unless he or she is an employer, defined under the ADEA as “a person engaged in an industry affecting commerce who has twenty or more employees for each working day in each of
