109 Va. 847 | Va. | 1909
Lead Opinion
delivered the opinion of the court.
This writ of error brings under review a judgment of the Circuit Court of Dickenson county of conviction of the plaintiff in error, Elijah Wright, of murder of the first degree.
In addition to the charge of murder of the first degree the indictment alleges that the accused had been twice before sentenced in the United States to confinement in the penitentiary.
There was a demurrer to the indictment which the court overruled ; so that we are met at the threshold of the case with the inquiry, whether in a prosecution for murder of the first degree the allegation of previous convictions for felony is permissible under sections 3905 and 3906 of the Code.
Section 3905 is in these words: “When any person is convicted of an offense, and sentenced to confinement therefor in the penitentiary, and it is alleged in the indictment on which he is convicted, and admitted, or by the jury found, that he had been before sentenced in the United States to a like punishment, he shall be sentenced to be confined five years in addition to the time to which he is or would be otherwise sentenced.”
And section 3906 provides: “When any such convict shall have been twice before sentenced in the United States to confinement in the penitentiary, he shall be sentenced to confinement in the penitentiary for life.”
It has long been the policy of this Commonwealth to visit with cumulative punishment habitual offenders who come within the terms of these enactments. (The first statute on the subject was passed December 15, 1796. 2 Stat. at Large [Hew
It is true that in a prosecution for murder of the first degree, upon the principle that an indictment for the greater includes the lesser offenses, the jury may in their discretion find the accused not guilty of murder of the first degree, but guilty of murder of the second degree or of voluntary manslaughter— both of which crimes are punishable by imprisonment in the penitentiary; or they may acquit of the felony and find him guilty of involuntary manslaughter, or of assault and battery. Yet it is likewise true, that if the accused be found guilty of murder of the first degree, as was done in this instance, then sections 3905 and 3906, manifestly can have no application to the case, because the statute unconditionally imposes the death penalty for that offense.
We conceive, therefore, that the only fair and reasonable construction that can be placed on the sections quoted is that they apply solely to cases where the accused is indicted and prosecuted for offenses punishable by confinement in the penitentiary, and not to indictments and prosecutions for capital felonies, though in such cases the jury may in their discretion find the accused guilty of a lesser offense.
These enactments, it must be remembered, are in a high degree penal, and consequently may not be extended by construction to cases not clearly within the language employed. Jennings v. Com’th, ante, p. 821, 63 S. E. 1080, 3 Va. App. 192; Sutherland v. Com'th, decided at the present term, ante, p. 834, 65 S. E. 15.
In the latter case, Judge Harrison, speaking for the court, says: “This is a penal statute, and it is an ancient maxim of the law that all such' statutes must be construed strictly against
The rule is thus stated in 12 Cyc. 949, under the title, “Successive Offenses and Habitual Criminals”: “Statutes under which more severe punishment may be inflicted upon the accused when the crime of which he is convicted is a second or subsequent offense, being highly penal, should not be extended in their application to cases which do not by the strictest construction come under their provisions.”
The same principle is strongly stated by Shaw, C. I., in Ex parte Seymore, 1.4 Pick. (31 Mass.) 40.
The doctrine fairly dedueible from the authorities seems to be that such enactments do not apply to cases which may, but to eases which must, upon a strict construction, come within their language.
The subject is also quite fully treated in 8 Am. & Eng. Ency. of Law, 479, et seq, under the head of “Cumulative Punishment,” and in none of the numerous decisions there assembled, so far as we have had opportunity to examine them, has the rule been attempted to be applied to a prosecution, the primary purpose of which was to inflict capital punishment upon the accused. Indeed, the incongruity of such application would seem obvious. There can, of course, be no cumulative punishment in a capital case, and the manifest design and purpose of the legislature, as we have seen, was to prevent the repetition and increase of crimes by imposing additional imprisonment upon habitual offenders for successive offenses. But we cannot suppose that the legislature intended that the salutary statutes should be used to prejudice a prisoner on trial for his life, by opening wide the door to the admission of evidence of distinct offenses, tending, at least, to establish the bad character of the accused by showing that he is an old offender, on the theory that in a prosecution of that sort it is possible for the
It was not the intention of the statute, even in cases to which it applies, by the introduction of proof of former convictions, io supply substantive evidence of the guilt of the accused in the principal case, but only to enhance the punishment in the event his guilt should be proved by independent testimony.
In Band’s Oase, 9 Gratt. 738', the accused was indicted for burglary and larceny under the Code of 1849, and the indictment also contained an allegation that he had been previously convicted of a felony in the Commonwealth of Massachusetts and sentenced therefor to confinement in the penitentiary. The statutory punishment for burglary was at that time confinement in the penitentiary not less than five, nor more than ten years. Code, 1849, ch. 192, see. 11, p. 728.
In 1796, the legislature passed “An act to amend the penal laws of the Commonwealth,” which provided for the establishment of the penitentiary, and the first section of which declared that “no crime whatsoever committed by any free person against this Commonwealth (except murder of the first degree), shall be punished with death within the same.” This remained the law as to burglary until 'February 7, 1866, when the crime was made punishable with death, or, in the discretion of the jury, by confinement in the penitentiary. Acts of 1865-6, p. 90. As remarked, in the revision of 1796, provision- was made for cumulative imprisonment for second convictions, and, in one form or another, such enactments have constituted part of our statute law hitherto.
In Band’s Case, the indictment failed to set out the time and place of the alleged former conviction, or that it was for an
Continuing, the learned judge, at page 755, says: “What influence the evidence may have had in deciding the question of the guilt or innocence of the prisoner of the charges of burglary and larceny, for which he was on his trial, no one can say. But it is not difficult to believe that, in a case of doubtful or conflicting evidence, such proofs might exert an influence on the minds of the triers prejudicial to the cause of the prisoner. And we think the error in permitting the evidence to go to the jury cannot be regarded as cured by the statement which it appears was made by the judge to the jury, that the records were admitted and were to be received for the sole purpose of
If this result should follow in a prosecution in which the evidence would have been admissible had the allegation of the first conviction not been faulty, with how much more reason should it apply in a prosecution for a capital felony, in which such evidence was not admissible in any aspect of the case ?
It has been suggested that the construction we have given the statute would result in a miscarriage of justice, in the event the jury should find the prisoner guilty under the indictment of a less offense than murder of the first degree; that the evidence of prior offenses being excluded, the jury could not add the additional punishment required by the statute when the accused was found guilty of the lesser offense. This difficulty is, we think, removed by sections 4180, 4181, 4182 and 4183 of the Code.
Section 4180 provides: írWhen a person convicted of an offense, and sentenced to confinement therefor in the penitentiary, is received therein, if he was before sentenced to a like punishment, and the record of his conviction does not show that he has been sentenced under section thirty-nine hundred and five, or thirty-nine hundred and six, the superintendent of the penitentiary shall give information thereof, without delay, to the said Circuit Court' of the city of Richmond, whether it be alleged or not in the indictment on which he was so convicted,
These complementary sections prevent a possible failure of justice in the instance suggested, and at the same time the accused is spared the injustice of having evidence of prior offenses introduced before the jury where he is upon trial for murder of the first degree.
Tor the foregoing reasons, we are of opinion that the objection of the prisoner to the introduction of evidence of former convictions in the State of Kentucky ought to have been sustained.
This view does not, however, vitiate the indictment. It is a good indictment for murder of the first degree, and the allegations of previous convictions must be treated as surplusage ;• and in that aspect of the ease the demurrer to the indictment was properly overruled.
The next assignment of error is to the action of the court in overruling the objection of the prisoner to the last question and answer in the testimony of Robert K. Harris, a witness for the Commonwealth, which undertook to give the dying declaration of the deceased, that he did not know of any motive on the part of the prisoner for shooting him, except that he was angry because the deceased had refused to rent him a certain piece of land.
This we think was admissible, though not conclusive evidence of the fact alleged, and it was competent for the accused to contradict it, as he sought tó do, by showing that he was not informed of the purpose of the deceased with respect to the land until after the homicide had been committed. The issue of fact thus raised was a proper one for the consideration of the jury upon all the evidence bearing upon the question.
Hor did the court, err in admitting the testimony of witnesses in regard to remarks of the accused while in jail, that “he did not begrudge what he had done (though he did not say what
The remaining assignment of error which demands consideration deals with instructions. Without undertaking to examine them in detail, it is sufficient to say that, when read together, the instructions given by the court fully and fairly stated the law of the case, both from the standpoint of the Commonwealth and of the accused. Of course, those in reference to alleged former convictions of the accused must be omitted.
As a new trial is to be granted, we shall refrain from expressing any opinion as to the weight or sufficiency of the evidence.
The judgment of the circuit court, for error in the admission of evidence of former convictions, must be reversed, the verdict of the jury set aside, and the case remanded for a new trial to be had not in conflict with the views herein expressed.
Dissenting Opinion
dissenting:
I agree with the opinion of the court upon the demurrer to ihe indictment, and as to the several assignments of error which it overrules. I am constrained, however, to dissent from so much of the opinion as holds that section 3905 of the Code does not apply where a capital offense is charged in the indictment, and that, while the allegation of such former offense in an indictment for a capital offense may be treated as surplusage and the indictment sustained, it is error to admit proof of such former offense, the principal reason assigned being that as the accused is charged with and may be found guilty of a capital offense under such an indictment, and as no punishment can be superadded to the death penalty, the only effect of such proof would be to prejudice the prisoner.
So careful was the common law of admitting proof that might prejudice the prisoner, that it excluded evidence of the prisoner’s charaeter, unless he saw fit to put it in issue, and rigorously excluded all proof of former offenses; but, as we have seen, the legislatures of many States and of this Commonwealth have in their wisdom seen fit to abrogate this rule of the common law in certain classes of cases and admit proof of former offenses, where such offenses are alleged in the indictment, although the necessary and inevitable consequence is that to a greater or less degree it prejudices the prisoner. ISTo one can doubt that upon a trial for grand larceny, which is punishable by confinement in the penitentiary, the allegation and proof of a former conviction of a like offense would influence the minds of the jury, and in a doubtful case might be a determining factor in reaching a verdict of guilty.
But with these considerations, I respectfully and earnestly submit, this court has no concern. We have nothing to do with them. Such questions are for the legislature. With abstract questions of justice and humanity, we, as judges, have no concern. We are here to administer the law as the legislature sees fit to enact it, and the only limitations upon its power with respect to the subject are such as the Constitution of the United States and of the Commonwealth impose. Among those limitations are that it can pass no éx post facto law; that it cannot put a man twice in jeopardy for the same offense; and that it
The indictment in this case is in the usual form for murder of the first degree, to which is added the allegation that the accused, before the commission of the offense charged in the indictment, had. been twice sentenced to confinement in the penitentiary in the State of Kentucky. Under this indictment, the prisoner could have been found guilty of murder of the first degree, which is punishable by death; of murder of the second degree, which is punishable by confinement in the penitentiary for not less than five, nor more than eighteen years; of manslaughter, punishable by confinement in the penitentiary for not less than one, nor more than five years; and of involuntary manslaughter. In addition, if the jury found him guilty of an offense punishable by confinement in the penitentiary, there could have been added, by virtue of section 3905, an additional sentence of five years’ confinement in the penitentiary.
’ The section referred to is as follows: ‘When any person is convicted of an offense, and sentenced to confinement therefor in the • penitentiary, and it is alleged in the indictment on which hé is convicted, and admitted, or by the jury found, that he had been before sentenced in the United States to a like punishment, -he shall be sentenced to be confined five years in addition to the time to which he is or would be otherwdse sentenced!”
And section 3906 of the Code, having the same purpose in view, provides that if it is alleged in the indictment and admitted, or so found by the jury, that the accused has twdce before in the United States been convicted of an offense punishable by confinement in the penitentiary, he shall be sentenced to confinement in prison for life.
In this connection it may be remarked, that the jury in their
All of the offenses enumerated are included in the indictment for murder of the first degree. The indictment is to be taken as virtually charging that the prisoner was guilty of murder of the first degree; that he was guilty of murder of the second degree; that he was guilty of manslaughter; and that he had been convicted before of an offense punishable by confinement in the penitentiary. All of these offenses, including the charges of the former offenses committed in Kentucky, are put in issue by the plea of not guilty, and evidence tending to prove any one of them is admissible as being relevant to the issue joined. If this were not so, then inasmuch as the prisoner was charged with a capital offense, no evidence except such as tended to prove a capital offense could be admitted. If no such proof could be admitted, no verdict other than murder of the first degree could properly be found, which would be in the teeth of the decisions of this court, of the law as stated by Bishop on Oriminal Law, Vol. I, p. 705, and of section 4040 of the Code, and would be logically a reductio ad absurdum.
It is true that evidence as to the former convictions can have no relevancy with respect to murder of the first degree. It is not, indeed, substantive proof of any of the offenses included in the indictment. The fact that he was guilty of former crimes in Kentucky does not prove or tend to prove the specific crime of murder for • which the prisoner was indicted, and evidence with respect to it is pertinent only to that allegation of the indictment which, if not admitted, must, in the language of the statute, be by the jury found. If the prisoner had been
But it is said its effect would be to prejudice the jury—to dispose them to render a verdict of guilty of murder of the first degree when they otherwise might have inflicted a lighter punishment. This is true. Such might have been its effect; and such, I repeat, not only may be, but is the natural effect of
The opinion of the court, in this connection, refers to a judgment of Judge Park, who was doubtless a very great judge but sometimes erred. It is in Rex v. Jones, in which he used the picturesque expression quoted by the court, that “if the jury were aware of the prisoner’s conviction, it was like trying a man with a rope about his neck.” It is this case which is referred to in 1 Bish. Orim. Law, at section 964, as follows: “Park, J., at first would not permit the jury to be informed of the prior conviction until it had passed upon the new charge, but this course the judges, at a meeting, deemed wrong. Rex v. Jones, 6 Car. & Payne 391. Then Parliament, by 14 and 15 Victoria, ch. 19, sec. 9, incorporated the former practice into the law. Since which time the prisoner is arraigned on the whole indictment in the usual manner; thereupon he pleads not guilty. The jury is first charged to inquire into the subsequent offense. Should the finding be guilty, it is next, without being-sworn, to pass upon the other part of the indictment, and in each instance only the part of the indictment on which it is about to pass is read.”
Prom that it would seem, and from the report of the ease referred to it appears, that the judges, thirteen in number, disapproved of Baron Park’s practice, and thereupon the matter was settled by act of Parliament and wise precautions- taken to prevent prejudice to the prisoner. But our statute is an expression of the law as it stood in England before the act of Parlia
I submit, that if the legislature wishes to have a prisoner tried “with a rope around his neck,” or in any other mode not repugnant to some constitutional restriction, it is a matter with which the courts have no concern.
It is to be regretted that this case, which I deem an important one, is to be considered under circumstances which render it impossible fully to consult the statutes and decisions of other States. So far as I have been able to examine them, however, the statutes of other States differ in material respects from our own.
Prom Band’s Case, supra, we gather, at p. 744, that the Massachusetts statute provided, that “where a person had been convicted of a crime punishable by confinement to hard' labor, he should, upon conviction of another offense punishable in like manner, be sentenced to a punishment in addition to the one prescribed by the law for such last offense.”
In Texas, as appears from the report in Long v. State, 36 Tex. 6, it is provided that “if it be shown upon the trial of á felony, less than capital, that the defendant has been before convicted of the same offense, or of one of the same nature, the punishment on such second or other subsequent conviction, shall be th¿ highest which is affixed to the commission of such offense in ordinary cases.” And by another section it is provided, that “a person convicted a second time of any offense to which the penalty of death is affixed as an alternative punishment, shall not receive on such second conviction a less punishment than imprisonment for life in the penitentiary.”
But in our statute there is no such limitation as is found in Massachusetts which limits the introduction of evidence of a former offense to indictments where the prisoner is chargeable with ¿n offense punishable by confinement at hard labor, which of course excludes capital punishment; and no such limitation as is found in the Texas statute, which in terms excludes the
It is plain, however, from the authorities that the fact that the prisoner may be prejudiced by the introduction of the evidence of former conviction is not the test. If the evidence be relevant, it must be admitted. 1 Bish. Orim. Law, sec. 396,. ch. 3.
In Johnson v. People, 55 N. Y. 512, Chief Justice Church said: “The objection that the evidence may affect the prisoner’s character has no force when such evidence relates to the issue to be tried. Such evidence may be prejudicial to a prisoner as to the second offense, and a case might occur of a conviction upon too slight evidence, through the influence which a previous conviction of a similar offense might exert upon the minds of the jury; but there is no legal presumption that such a result will ever be produced. An English statute, passed in 1837, requires the principal charge to be first found by the jury, and
If our statute contained a provision similar to the' English statute of 1837, inferred to in Johnson v. The People, supra, then every objection urged in the opinion of the court to the admission of the evidence would vanish, and that without any change whatever in section 3905, except as to the order of proof. In such a case, if the jury found the prisoner guilty of a capital offense, the case would of course proceed no further, but if on an indictment for murder of the first degree he should be found guilty of one of the included felonies and of the former offense, then every requisite condition to the inflicting of the added penalty would exist. This would seem to show that only the fear of prejudicing the prisoner and not the terms of the statute leads to the exclusion of the evidence; but the authorities are conclusive that this reason is not sufficient if the terms of the statute do not require it. In other words, the proper interpretation of the language used in the statute can work no legal prejudice.
I am of opinion, therefore, that in this case, -while the prisoner was charged with murder of the first degree, he was also charged with offenses punishable by confinement in the penitentiary; that when the evidence was offered it could not be foreseen at what verdict the jury would arrive; that the evidence of a former conviction was pertinent to be considered by the jury in ascertaining whether the prisoner had been convicted of the former offenses or charges, had they been of opinion that he was guilty of a less offense than murder of the first degree; that our statute differs materially from like statutes of other States to which we have access; that while it may prejudice the prisoner, such prejudice is inherent in the very nature of all such statutes; that while it might have been proper, had the prisoner so requested, that the judge should charge the jury not to consider the proof of the first offense as substantive proof of guilt of the offense for which he was being tried and that they should
The effect of the opinion of the court is to read into section 3905 an exception with respect to trials of all offenses in which capital punishment may be inflicted, the tendency of which is to afford the worst offenders an avenue of escape from the harsher punishment, which I think is in direct contravention of the policy of our law.
To answer this, the court in its opinion refers to section 4180 of the Code, which provides, that “when a person convicted of an offense, and sentenced to confinement therefor in the penitentiary, is received therein, if he was before sentenced to a like punishment, and the record of his conviction does not show that he has been sentenced under section thirty-nine hundred and five, or thirty-nine hundred and six, the superintendent of the penitentiary shall give information thereof, without delay, to the said Circuit Court of the city of Richmond, whether it be alleged or not in the indictment on which he was so convicted, that he had been before sentenced to a like punishment.”
This section is treated by the court as supplementary of section 3905, and as intended to authorize the imposition of the added penalty where it has not been imposed by the trial court. This was doubtless the object of the section. It operates only upon such cases as might have been, but were not, punished under sections 3905 and 3906. I think it equally plain that it does not apply to any case which might not have been punished under those sections. And yet it is a matter of frequent occurrence that a man in prison upon a conviction for murder or manslaughter is brought before the circuit court under section 4180 and the additional punishment imposed upon him. ISTow
The court being of opinion that the judgment should be reversed upon other grounds, does not deal with the motion to set aside the verdict as contrary to the evidence; but as I am of opinion that the judgment should bo affirmed, my opinion must, of course, cover every assignment of error.
I shall not undertake to discuss the facts.
The law governing such cases is nowhere better stated than in Bull v. Com'th, 14 Gratt. 613: “The appellate court will not reverse the judgment, unless by rejecting all the parol
Since that decision was pronounced, section 3484 of the Code has been enacted, which declares that if any case at law, civil or criminal, is tried by a jury and a party excepts to the decision on the ground that it is contrary to the evidence, and the evidence is certified, the rule of decision in the appellate court, in considering the evidence, shall be as on a demurrer to the evidence by the appellant.
blow, whether the evidence in this case be considered under the statute, or under the law as it existed before the statute, it is ample to sustain the verdict. The jury were carefully and correctly instructed; and, upon the whole case, I am of opinion that the judgment should be affirmed.
Reversed.
Oabdwell, J., concurs with Keith, P.