Worthington v. SmallWorthington v. Small
MEMORANDUM AND ORDER
In thеse malpractice actions, plaintiffs allege that defendant Stephen Small, an attorney, negligently failed to investigate and prosecute timely state tort claims arising out of plaintiffs’ employment with their former employers. This matter is presently before the court on defendant’s motions to dismiss plaintiffs’ first amended complaints, pursuant . to ,Fed.R.Civ.P. 12(b)(2), for lack of personal-jurisdiction (docs. # 25 and # 18); plaintiff Worthing-ton’s motion for costs of service and associated fees (doc. # 4); and plaintiff Eichen-wald’s motion for cоsts and fees associated with service of process (doc. # 8).
As set forth in more detail below, defendant’s motions to dismiss are denied, but the court transfers plaintiffs’ cases, along with their pending motions for costs, to the United States District Court for the Western District of Missouri pursuant to 28 U.S.C. § 1631. 1 '
I. Background
In ¿arly January 1992, plaintiffs met with defendant Stephen Small at his office to discuss possible claims against plaintiffs’
to collect by negotiation or suit [Ms. Worthington’s] claims against any and all others who may be liable, for injuries whether bodily injury or property, or both, or otherwise, arising from an occu-rance [sic] happening on or about April 1991 to August 1991, as fоllows {Description of facts giving rise to cause of action, or causes of action to [sic] handled on a contingency fee basis): breach of contract, sexual harassment and outrageous conduct.
At the time the contract was formed, plaintiff Worthington was a resident of Missouri. The contract between plaintiff Wor-thington and defendant was formed and executed in Missouri. With respect to plaintiff Eichenwald, the contract specifically provided that defendant was employed
to collect by negotiation or suit [Ms. Eichenwald’s] claims against any and all others who may be liable, for injuries whether bodily injury or property, or both, or otherwise, arising from an occu-rance [sic] happening on or about January 1991 to June 1991, as follows {Description of facts giving rise to cause of action, or causes of action to [sic] handled on a contingency fee basis): Breach of contract, sexual harassment and outrageous conduct.
At the time the contract was formed, plaintiff Eichenwald was a resident оf Kansas. The contract between plaintiff Eichenwald and defendant was formed and executed in Missouri. It is undisputed that the parties never met in Kansas and that defendant never conducted any business in Kansas with respect to plaintiffs’ claims against their former employers.
Both plaintiffs terminated the attorney-client relationship with defendant in February 1994. During the period of defendant’s representation of plaintiffs, the statutes of limitations expired with respect to state tort claims plaintiffs may have been able to рursue. In July 1994, after retaining new counsel, plaintiffs filed Title VII claims against their employers in this court. Plaintiffs ultimately prevailed on their Title VII claims at trial.
See Eichenwald v. Krigel’s, Inc.,
II. Discussion
Defendant argues that plaintiffs’ actions must be dismissed for lack of personal jurisdiction. The party bringing the action bears the burden of establishing personal jurisdiction over the defendant.
Kuenzle v. HTM Sport-Und Freizeitgerate AG,
Resolving all doubts in plaintiffs’ favor, the court concludes that plaintiffs have not met their burden of making a prima facie showing that defendant is subject to the jurisdiction of this court.
3
Thus, the court will transfer plaintiffs’ cases to the United States District Court for the Western District of Missouri pursuant to 28 U.S.C. § 1631.
See Viernow v. Euripides Development Corp.,
A. Long-Arm Statute
Under the Kansas long-arm statute, a party submits to the jurisdiction of courts in this state “as to any cause of аction arising from the doing” of certain enumerated acts, including the transaction of any business within this state, K.S.A. § 60-308(b)(1), and the commission of a tortious act within this state, K.S.A. § 60-308(b)(2). Defendant argues that he did not transact any business in Kansas with respect to the underlying case, and that he did not commit a tortious act in Kansas for purposes of long-arm jurisdiction. Plaintiffs contend otherwise. As discussed below, the court concludes that defendant’s alleged conduct falls within the long-arm statute with respect to plaintiff Eichenwald’s action. 4 Plaintiff Worthington, howevеr, has not made a prima facie showing that defendant’s conduct falls within the long-arm statute with respect to her action.
1. Transaction of business
In response to defendant’s motion, plaintiffs argue that defendant .is subject to the jurisdiction of this court pursuant to the “transacting business” provision of this state’s long-arm statute, which provides that an individual submits to the jurisdiction of the- courts of this state when the cause of action arises from the individual’s “transaction of any business within this state.” See K.S.A. § 60-308(b)(l). In support of their argument, plaintiffs emphasize only that defendant is a member of the Kansas bar, has represented clients in Kansas courts on several occasions over the last nine years, and has appeared as a defendant in a Kansas state court on sew eral occasions in 1990 and 1991. Defendant urges that such contacts, wholly unrelated to his representation of plaintiffs in the underlying case, are insufficient for purposes of long-arm jurisdiction. As set forth below, the court agrees with defendant and concludes that defendant is not subject to the jurisdiction of this court under the “transacting business” provision of this state’s long-arm statute.
The Kansas Supreme Court has interpreted the “transacting business” provision of this state’s long-arm statute as requiring the following three factors:
(1) the' nonresident must purposefully do some act or consummate some transaction in the forum' state; (2) the claim for relief must arise from, or be connected with, such act or transaction; and (3) the assumption of jurisdiction by the forum state must not offend traditional notions of fair play and substantial justice, consideration being given to the quality, nаture and extent of the activityin the forum state, the relative convenience of the parties, the benefits and protection of the laws of the forum state afforded the respective parties, ;and the basic equities of the situation....
St. Paul Surplus Lines Ins. Co. v. International Playtex, Inc.,
In addition, defendant has filed supporting affidavits with his motions that set forth certain significant facts undisputed by plaintiffs. Defendant averred, for example, that he never agreed to file any lawsuit on behalf of either plaintiff. Rather, he agreed only to “investigate” possible claims arising out of plaintiffs’ employment. According to defendant, when plaintiffs were advised that they would have to pay for defendant’s investigation, plaintiffs rejected defendant’s proposal. Defendant then suggested to plaintiffs that if they filed charges of discrimination with the EEOC or the equivalent state agency in Missouri, then the agency would conduct an investigation of plaintiffs’ claims at no cost to plaintiffs. Plaintiffs agreed to this apprоach. Finally, defendant averred that he did not meet with plaintiffs at any time in Kansas and that he did not conduct any business in Kansas with respect to plaintiffs’ claims. These facts, undisputed by plaintiffs, establish that defendant did not consummate any transaction in Kansas or direct his activities toward Kansas in any way.
Moreover, plaintiffs argument that defendant’s membership in the Kansas bar and his representation of clients in Kansas courts constitutes the “transaction of business” for purposes of long-arm jurisdiction is not persuasive. Though these contacts might be relevant to a discussion of whether the court could exercise “general jurisdiction” over defendant, such contacts, wholly unrelated to plaintiffs’ causes of action, are not sufficient to predicate long-arm jurisdiction.
See Three Ten Enters., Inc. v. State Farm Fire & Casualty Co.,
2. Tortious Act
Plaintiffs also contend that this court has jurisdiction over defendant pursuant to the “tortious act” provision of this state’s long-arm statute,
see
K.S.A. § 60-308(b)(2), which permits a court of this state to exercise personal jurisdiction over a nonresident defendant for tortious conduct which occurs outside of Kansas if the conduct injures a Kansas resident within Kansas.
Volt Delta Resources, Inc. v. Devine,
The record before the court indicates that plaintiff Eichenwald was a resident of Kansas at the time she entered into the contract with defendant and, significantly, that she has remained a resident of Kansas at all times thereafter. In her complaint, she alleges several tortious acts which, if proved, caused economic injury to her in Kansas. Accordingly, although defendant’s connections to Kansas are highly attenuated here, the court concludes that defendant’s conduct is sufficient to bring him within the purview of K.S.A. § 60-308(b)(2) for purposes of plaintiff Eichenwald’s case.
See Robinson v. Giarmarco & Bill, P.C.,
Unlike plaintiff Eichenwald, plaintiff Worthington was a Missouri resident at the time she entered into the contract with defendant. Although she is now a Kansas resident, the record does not indicate when she became a Kansas resident and, more
B. Due Process
Despite its finding that defendant’s alleged conduct fаlls within the “tor-tious act” provision of the long-arm statute with respect to plaintiff Eichenwald’s complaint, the court nonetheless concludes that the exercise of long-arm jurisdiction over defendant would violate due process. The touchstone of this constitutional inquiry is whether the nonresident party purposefully established “minimum contacts” with the forum state.
Burger King Corp. v. Rudzewicz,
1. Specific Jurisdiction
The court first addresses whether it may exercise specific jurisdiction over defendant. In resolving this issue, the court analyzes whether defendant has “purposefully directed” his activities toward Kansas and whether the litigation results from alleged injuries that arise out of or relate to those activities.
See Kuenzle,
As discussed above in connection with plaintiffs argument that defendant was “transacting business” in Kansas for purposes of long-arm jurisdiction, there is no evidence in the record that defendant “purposefully” did any act in Kansas or that he directed any activity towards Kansas. Nothing before the court suggests that defendant advertised his legal services in Kansas or sought plaintiff out in any way. Moreover, the contract between plaintiff and defendant did not require defendant to take any actions in Kansas. In fact, defendant áverred that he' agreed only to “investigate” possible claims arising out of plaintiffs employment — a proposal that plaintiff rejected when she learned she would have to pay for the investigation. Plaintiff does not dispute these facts. She further does not dispute that she agreed to file a charge of discrimi-nátion with the EEOC or the equivalent state agency in Missouri so that the agency would conduct an investigation of plaintiffs claims at no cost to plaintiff. Defendant averred that he did not meеt with plaintiff at any time in Kansas and that he did not conduct any business in Kansas with respect to plaintiffs claims.
Cf. Taylor v. Phelan,
Moreover, the only connection that plaintiff has demonstrated between her cause of action and defendant’s contacts with Kansas is that plaintiff was a Kansas resident at the time defendant entered into the contract for legal services. As another judge in this district has recognized, “[j]ur-isdiction cannot rest on the mere fortuity of the plaintiffs residence.”
Continental American Corp. v. First Nat’l Bank,
Civ.A. No. 93-1415-MLB,
The court, then, turns to address whether the assertion of general jurisdiction over defendant is warranted becаuse of any contacts defendant has had with Kansas that are unrelated to plaintiffs cause of action. As discussed above, a nonresident defendant may be subject to a state’s jurisdiction even when the alleged injury is not related to the defendant’s contacts with the forum state as long as the unrelated contacts are continuous and systematic enough “that the defendant could reasonably anticipate being haled into court in that forum.”
Trierweiler v. Croxton & Trench Holding Corp.,
Specifically, plaintiff alleges that defendant, ás an attorney licensed to practice law in Kansas, has represented clients in sеven cases filed in the United States District Court for the District of Kansas since 1990. Significantly, however, only two of those cases were filed after 1992. Plaintiff also alleges that defendant has appeared as a defendant in eight cases in Kansas state court. All of those cases were filed in 1990 or 1991. In short, other than maintaining his Kansas law license, defendant has had very few contacts with Kansas in recent years. These limited contacts are not sufficiently “continuous and systematic” to enable this court to exercise general jurisdiction over defendant.
See Trierweiler,
In summary, the court concludes that its exercise of personal jurisdiction over defendant with respect to plaintiff Eichen-wald’s case would violate the requirements of due process. Accordingly, the court denies defendant’s motion to dismiss plaintiffs first amended complaint, but transfers plaintiffs case to the United States District Court for the Western District of Missouri pursuant to 28 U.S.C. § 1631.
IT IS THEREFORE ORDERED BY THE COURT THAT defendant’s motion to dismiss plaintiff Worthington’s first amended complaint (doc. #25) is denied; defendant’s motion to dismiss plaintiff Ei-chenwald’s first amended complaint (doc. # 18) is denied; defendant’s motion to dismiss plaintiff Worthington’s complaint (doc. # 14) is denied as moot; defendant’s motion to dismiss plaintiff Eichenwald’s complaint (doc. # 6) is denied as moot;
IT IS SO ORDERED.
Notes
. Section 1631 states, in relevant part, as follows:
Whenever a civil action is filed in a court ... or an appeal ... is noticed for or filed with such a court and that court finds that there is a want of jurisdiction, the court shall, if it is in the interest of justice, transfer such action or appeal to any other such court in which the action or appeal could have been brought at the time it was filed or noticed, and the action or appeal shall proceed as if it had been filed in or noticed for the court to which it is transferred on the date upon which it was actually filed in or noticed for the court from which it is transferred.
28 U.S.C. § 1631.
. Prior to amendment by the Civil Rights Act of 1991, Title VII afforded only equitable remedies.
. In their papers, plaintiffs begin their arguments by emphasizing that the court has subject matter jurisdiction over the action. While plaintiffs’ argument in this regard is somewhat unclear, the court simply notes that personal jurisdiction — the only issue before the court — is quite distinct from subject matter jurisdiction.
See Insurance Corp. of Ireland, Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S.
694, 701-02,
. Nonetheless, as discussed in section II.B of this opinion, the court concludes that subjеcting defendant to personal jurisdiction with respect to plaintiff Eichenwald’s case would violate due process requirements.
. Along these same lines, there is no suggestion in the record that defendant advertised his services in Kansas at any time.
. Plaintiff Worthington also suggests that defendant is subject to this court’s jurisdiction under K.S.A. § 60-308(b)(7)(A), which requires, in relevant part, that a person "within this state” suffer an injury arising out of an act by the nonresident defendant. For the same reasons discussed in connection with the application of subsection (b)(2), the court is unable to ascertain whether subsection (b)(7)(A) applies here.
. In her response to defendant’s motion, plaintiff Worthington raises the same arguments and presents the same facts as plaintiff Eichenwald raised in her response. Thus, even if the court had concluded that defendant’s alleged conduct fell within the long-arm statute with respect to plaintiff Worthing-ton, it would nonetheless decline to exercise personal jurisdiction over defendant based on due process concerns and transfer plaintiff Worthington's case.