125 So. 103 | Miss. | 1929
Lead Opinion
Appellant was indicted and convicted in the circuit court of Leake county of unlawfully possessing intoxicating liquor, and fined one hundred dollars. From that judgment appellant prosecutes this appeal.
The question was raised by appellant on this appeal for the first time that the indictment does not contain the circuit clerk's filing indorsement. There is the following indorsement on the back of the indictment: "No. ____. The State of Mississippi v. Hugh Wooten. A true bill. E.J. Jolly, Foreman of the Grand Jury. Witnesses: Mrs. Bruce Harrell, Mrs. Annie Harrell. Filed ____ day of 19__. ____, Clerk."
The record certified up by the clerk contains, first, a recital in the usual form of the organization of the circuit court in which the appellant was indicted, tried, and convicted. The minutes of the court contain this language: "There came on for trial and disposition, among other causes pending on the docket of said court at said term, the following, to-wit: The State of Mississippi v. Hugh Wooten, wherein the following proceedings were had and done of record, to-wit."
Then follows the indictment upon which appellant was tried, with the indorsement on its back above set forth. Following the indictment is the recital: "The defendant being arraigned and required to plead to said indictment, plead not guilty, whereupon the trial proceeded as follows."
Appellant's position is that the indictment in the record is not sufficiently identified as the indictment returned against him by the grand jury, and upon which he was tried and convicted, because of the absence of the filing indorsement of the clerk of the court. To sustain that contention appellant relies on Stanford v. State,
There is no decision of our court holding that this question can be successfully raised, for the first time, on appeal; but there are decisions of this court, as well as of courts in other jurisdictions, to the contrary. Article 257, chapter 64, page 614 of the Revised Code of 1857, and section 1418, Code of 1906, Hemingway's Code 1927, section 1235, contain substantially the same language with reference to the clerk's filing indorsement on indictments. They both provide that indictments must be marked filed by the clerk of the court, and that such entry be dated and signed by the clerk.
In Lee v. State,
In Green v. State,
Authorities from other states bearing on this question will be found collated in 31 C.J., p. 588, section 55, and 10 Encyc. Pl. Prac., pp. 416 and 417.
The courts of some jurisdictions hold that statutes of this character are not mandatory, but only directory; others hold that they are mandatory. The Florida, Iowa, and Missouri courts hold that the question cannot be raised for the first time by a defendant by motion in arrest of judgment after verdict, or on appeal. Willingham v. State,
The case of Hays v. State,
Section 1413 of the Code of 1906, section 1229 of Hemingway's 1927 Code, provides, among other things, that no verdict or judgment in a criminal case shall be arrested, reversed, or annulled, after the same is rendered, for any defect of form which might have been taken advantage of before verdict. Section 1426 of the Code of 1906, section 1243 of Hemingway's 1927 Code, provides, among other things, that all objections to an indictment for any defect appearing on the face thereof shall be taken by demurrer to the indictment, and not otherwise, before the issuance of venire facias in capital cases, and before the jury shall be impaneled in all other cases, and not afterwards.
We hold, under these statutes, that this question cannot be raised, for the first time, on appeal. To so hold does not trench upon the decision in the Stanford case. The holding in that case that the clerk's filing indorsement on the indictment was the exclusive legal evidence of the finding and presentation of the indictment is confined to the question when raised in the trial court. If it is not raised there, but on appeal for the first time, then, under the Lee and Green cases, the identity of the indictment may be shown otherwise by the record.
If this question could be raised for the first time on appeal, it would mean that the failure of the clerk to put his filing indorsement on the indictment would render the whole proceeding void, and the defendant would be entitled, after conviction, to his discharge on habeas corpus. And, in such a case, if he had been acquitted and indicted again for the same offense, he could not plead autre fois acquit in defense of the second indictment. The court will not be driven to such a conclusion unless there be no reasonable escape therefrom.
Appellant contends that the judgment is erroneous because the evidence failed to show whether the crime of *733 which he was indicted and convicted was committed before or after the indictment was returned. This question is also raised for the first time in this court. Appellant was indicted at the April, 1928, term of the circuit court of Leake county, and tried and convicted at the following November term of the court. The indictment charged the offense to have been committed "on the ____ day of April, 1928." The evidence tended to show that the crime was committed some time during that month, but whether before or after the indictment is not made certain. Appellant made no objection on the ground of the insufficiency of the evidence in that respect, nor was any instruction requested by appellant, directing the jury to acquit him unless the evidence showed that the crime was committed before the indictment was returned.
Section 4936, Code of 1906, section 3417, Hemingway's 1927 Code, provides, among other things, that no judgment in a criminal case shall be reversed "because of any error or omission in the case in the court below, except where the errors or omissions are jurisdictional in their character, unless the record show that the errors complained of were made ground of special exception in that court." The error complained of is not jurisdictional in character. The court had jurisdiction of the subject-matter and of appellant. The evidence was ample to show that appellant was guilty of the crime for which he was indicted and being tried. The only fault in the evidence was that it failed to show whether the crime was committed before or after the indictment was found. On proper objection by appellant in the trial court, the state would have been given an opportunity of showing that fact.
This statute was held to be constitutional in Ex parte Phillips,
Affirmed.
Dissenting Opinion
The appellant was convicted in the circuit court of Leake county for the offense of unlawfully possessing intoxicating liquor and fined one hundred dollars, from which judgment he appeals to this court.
The principal question raised on the appeal is that there was no indictment upon which the appellant could be lawfully tried. There is in the record the form of the indictment purporting to be returned at the April, 1928, term of the circuit court of Leake county; there is no indorsement by the clerk upon this indictment as required by section 1235, Hemingway's 1927 Code, section 1418, Code of 1906. The matter upon the back of the indictment is as follows: "No. ____ The State of Mississippi v. Hugh Wooten. A true bill. E.J. Jolly, Foreman of the Grand Jury. Witnesses: Mr. Bruce Harrell, Mrs. Annie Harrell. Filed ____ day of ____, 19__. ____, Clerk."
The blanks above shown were on the printed part of the indictment and not filled in by any one. When this appeared in the record, we had inquiry made as to whether this was a clerical error in omitting the requirements of the statute, and find that the alleged indictment was never so marked and filed at all, in fact. The appellant was tried at the November, 1928, term of the court, and there is no entry in the record whatever to show that an indictment was actually returned into court by *735 the grand jury at the April term, 1928, other than as stated above; there being no entry of the minutes of the April term in the record now before us. The record was certified by the clerk in the usual form, but it appears that there never was in fact any marking of the alleged indictment filed by the clerk or dating it as is required by the above section. There is a recital in the record, "there came on for trial and disposition, among other causes pending on the docket of said court at said term, the following, to-wit: The State of Mississippi v. Hugh Wooten, wherein the following proceedings were had and done of record, to-wit." Then follows the alleged indictment upon which the appellant is supposed to have been tried, and the following entry in the record: "The defendant being arraigned and required to plead to said indictment, plead not guilty. Whereupon the trial proceeded as follows."
Section 1235, Hemingway's Code of 1927, section 1418, Code of 1906, reads as follows: "All indictments must be presented to the court by the foreman of the grand jury, with his name endorsed thereon, in the presence of at least twelve of such jury, including the foreman, and must be marked `filed,' and such entry be dated and signed by the clerk; and an entry on the minutes of the court of the finding or presenting of an indictment shall not be necessary or made, but the endorsement by the foreman, together with the marking, dating, and signing by the clerk shall be the legal evidence of the finding and presenting to the court of the indictment; and, unless the party indicted be in custody or on bond or recognizance, an entry of the indictment otherwise than by its number shall not be made at any time or for any purpose on the minutes or on any docket, nor shall any publicity be given to the fact of the existence of the indictment; but it shall never be made an objection to the indictment that it was improperly entered on the minutes *736 or docket. And warrant for the person indicted shall immediately issue and be served on the person so indicted."
This court has construed the statute in several cases, and it has been held that the marking, dating, and filing by the clerk is the exclusive legal evidence of the finding of the indictment. Stanford v. State,
However, prior to the case of Stanford v. State, supra, the court had in other cases held substantially to the same holding. Smith v. State,
In Marion Cooper v. State,
In Holland v. State,
"A careful examination of the several grounds of the motion to quash the indictment has satisfied us that it was rightfully overruled.
"The same is true of the motion in arrest of judgment. The allegation of time is unimportant. Code 1880, sec. 3013. The indictment was marked `filed,' and this entry was dated and signed by the clerk, as provided by section 3006 of the Code, and this was the legal evidence of the finding and presenting to the court of the indictment."
The use of the word the in the above quotation is important because it precisely harmonizes with the ruling in the Stanford case. The refers to the particular and has an exclusive meaning, and it is manifest that the court in that case reached the conclusion that it was the only evidence. In other words, it is sufficient evidence of the entire compliance with the statute by the grand jury and the court.
I will not set forth the quotation from Lea v. State,
The legislature has full power to prescribe any reasonable rule as to how the finding and return of an indictment shall be established, and it has prescribed the rule as above stated. At the common law it was necessary for the grand jury to come into open court accompanied by at least twelve members of the jury and return the indictment in open court. A record of the proceeding was then made upon the minutes of the court, but beginning far back in the history of our state, at least as far back as the Act of the legislature of 1878, p. 199, the entry of the proceedings of the grand jury upon the minutes was not had until after the defendant had been arrested upon the indictment; that is, the style of the indictment was omitted from the record leaving the name of the defendant blank, and it only appeared by number. It, of course, is not challenged by any one that an indictment is essential to the jurisdiction of the court in proceeding in a particular offense against a particular defendant. While the circuit court has jurisdiction over crimes generally, by statute it has no jurisdiction over a particular case involving a crime, except by indictment in cases originating in the circuit court. It certainly could not be sustained to bring a party into court without any charge being presented against him and arraign him for a particular offense and proceed to try him, although he might, in ignorance of the law, fail to raise the question of the absence of an indictment or make any inquiry as to whether there was one or not. *740
Section 27 of the Constitution of 1890 provides: "No person shall, for any indictable offense, be proceeded against criminally by information, except in cases arising in the land or naval forces, or the military when in actual service, or by leave of the court for misdemeanor in office; but the legislature, in cases not punishable by death or by imprisonment in the penitentiary, may dispense with the inquest of the grand jury, and may authorize prosecutions before justices of the peace, or such other inferior court or courts as may be established, and the proceedings in such cases shall be regulated by law."
In Arbuckle v. State,
Section 4370 of the Code of 1892 provided: "A judgment in a criminal case shall not be reversed because the *741
transcript of the record does not show a proper organization of the court below or of the grand jury, or where the court was held, or that the prisoner was present in court during the trial or any part of it, or that the court asked him if he had any thing to say why judgment should not be pronounced against him upon the verdict, or because of any error or omission in the case in the court below, unless the record show that the errors complained of were made ground of special exception in that court." This section, of course, was law at the time the cases above cited were decided, as was section 1229, Hemingway's 1927 Code, section 1413, Code of 1906. In construing this statute the court in Newcomb v. State,
In other words, when the indictment is not marked, "Filed," and not dated and signed by the clerk, there is no evidence from which anybody can see there is an indictment; it cannot be proven in any other way; it is binding upon every person, every officer, including all the courts up to and including the supreme court. We *742
are as much bound by a reasonable legislative regulation as any other person is; our business is not to change the law to meet what we might think the exigency of a case, but our business is to follow the law as fixed by the legislature. When the legislature enacts a statute and the court construes that statute, and subsequently the legislature re-enacts the statute, the court then must adhere to the original construction placed upon it, whether the former decision was right or wrong in the judgment of the court. It may be said that the case of Lee v. State,
In construing the Code of 1892, section 969, in reference to aiming or pointing a gun, the court in Lucas v. State,
We have repeatedly held that where jurisdictional cases are involved, and the record does not show jurisdiction, this question can be raised in this court for the first time. *744
This has been held with reference to appeals from the justice courts to the circuit courts where the transcript of the justice court record was not certified to the circuit court, but trial proceeded without objection, that the question could be raised for the first time here, and that the circuit court had no jurisdiction. In a very recent case, Jones v. State (No. 28,075, Miss.),
It is clear therefore that the conviction in the circuit court not having a legal indictment in the record is void and should be reversed.
I do not think the case of Hays v. State,
By section 2365, Hemingway's 1927 Code, section 2718 of the Code of 1906, it is provided that all provisions of law relating to the listing, drawing, summoning, and impaneling juries are directory merely; and a jury listed, drawn, summoned, or impaneled, though in an informal or irregular manner, shall be deemed a legal jury after it shall have been impaneled and sworn; and shall have the power to perform all the duties devolving on the jury.
Section 2351, Hemingway's 1927 Code, section 2704, Code of 1906, provides that before the swearing of any *745 grand juror as such, he shall be examined by the court touching his qualification; and, after the grand jurors shall have been sworn and impaneled, no objection shall be raised, by plea or otherwise, to the grand jury; but the impaneling of the grand jury shall be conclusive evidence of its competency and qualifications; but any party interested may challenge or except to the array for fraud.
Such matters come within the provisions of section 1229, Hemingway's 1927 Code, section 1413, Code of 1906, but as is shown by the annotations under that section, and especially by the cases above cited, the statute only applies to such defects in the indictment as can be waived, and the constitutional rights cannot be waived. As stated above, it is a jurisdictional matter in a criminal case that an indictment shall be had before any prosecution originating in the circuit court can be tried. If the marking, dating, and filing of the indictment by the clerk with the signature of his name is the legal evidence of the finding, and the presenting to the court of the indictment, there is no way except by the statute that we may know the fact of such finding and return. As stated above, it is the exclusive legal evidence of that fact. The court cannot know that there is an indictment in any other way than that prescribed by the statute.
Judges Cook and McGOWEN concur in this opinion.