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Woodward v. United States
626 A.2d 911
D.C.
1993
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*1 Appellees urge p. lawyer representing appel- that the number of the [Brief 9] reading 101(a)(8) correct of section is: lant who was a D.C. Bar member. [R. 14] The record contains letter also Initially, attorney the [R. must file 49] praecipe representing appellant law firm containing the re- information quired which copy accompanied complaint under the Rule when it and serve praecipe presented on this was filing. Court’s Commit- for The letterhead listed, others, tee on Unauthorized among Practice. Once attorneys the two praecipe, signed which must also be represented appellant expressly who counsel, served, local has been filed and noted that one of them was a of member attorney may the out-of-state file then the D.C. Bar.5 case, pleadings papers and other gov- recognized have that “the rules provided signa- such documents bear erning appearance of withdrawal [Emphasis ture of local counsel. added.] designed promote counsel are rather However, 101(a) note we that Rule than frustrate the of interest fundamental appearing state that an attorney behalf justice,” Urciolo, 287, Urciolo v. complainant of a in good who is a member (D.C.1982). Under the circumstances standing anof out-of-state bar must first persuaded we are that the trial court had praecipe pleadings. file a before he can file entry effect appearance by an a D.C. Therefore, persuaded we are not that Rule Bar member on behalf of at the 101(a)(3) required the trial court to con- presented complaint time he to the clerk clude appellant’s complaint was defective filing. appellant’s and hence dismiss action as out judgment We reverse the and remand of time. may case so that action be We are mindful of govern the need to reinstated. appearance practice attorneys in our So ordered. court who are not members of the D.C. Bar. Brookens v. Committee on Unau Law, 1120,

thorized Practice 538 A.2d (D.C.1988). There, we noted that in pro appearance case of a hac vice “the contemporaneous entry appearance of an by a member the District of Columbia required.”

Bar is at 1124 Id. n. 12.4 Here, the record does not contain an WOODWARD, Appellant, Earl J. entry-of-appearance form attorney representing appellant who was a member STATES, Appellee. UNITED However, of the D.C. Bar. the record re- flects that the trial court did receive notice No. 92-CF-295. complaint presented at the time the Appeals. District of Columbia Court of filing the clerk complainant that the represented by attorneys, two one of 12, Submitted Feb. 1993. whom was a member of the D.C. Bar and 21, Decided 1993. June the other a member of the bar of the Supreme Court of Illinois. [R. 11]

The clerk of the trial court prepare did

information sheet that listed the D.C. Bar Also, attorney Opposi- a case be dismissed if an of Plaintiffs Motion Nunc Pro Tunc in 4. engages practice Dismiss, in unauthorized of law in this tion to Defendant’s Motion to as well jurisdiction. Associates, J.H. Marshall & Inc. v. Appeal. aas Notice of Enclosed in the former Burleson, (D.C.1973). receipt Express motion was a from Federal indi- cating initially complaint that the filed with attorney representing appel- 5. We note that the May the clerk’s office on 1991. [R. 44] lant who is a member of the Bar D.C. has filed a delivery receipt Support record of Evidence in *2 Atty., F. Asst. U.S.

Edward McCormack Atty. Jay Stephens, with B. U.S. whom filed, the time the brief and John R. was Fisher, Thomas C. and G. Hor- Black John an, DC, Washington, Asst. Attys., brief, on the appellee. were ROGERS, Judge, Before and Chief KING, Judges. TERRY and Associate KING, Judge: Associate possession Appellant was convicted cocaine, intent to distribute viola- with 33-541(a)(l) (1989). tion of D.C.Code On § (1) his appeal, appellant contends that: due rights process were violated when him to call court denied already government witness testi- who by his fied and cross-examined coun- been sel, (2) by failing and the trial court erred him inquiry of to make an on-the-record knowing, that he had intelli- ensure made voluntary gent and decision not contentions, affirm. reject both

I. government’s revealed that

The evidence appellant Robinson observed Officer appeared craps game what Streets, S.E., of 23rd and corner Savannah early 1991. Offi- morning of June then location cer Robinson left that ob- returned tain assistance. When Robinson officers, appellant other he observed with and start box from his sock take a Sucrets Similarly, Ruiz testified running. Officer object appellant he saw take a white ground pants place it on from Appellant running from the area. before throwing money as he also observed was box, which contained The Sucrets ran. cocaine, bags with ziplock filled small King within 45 recovered Officer James appellant’s departure seconds of appre- ultimately Appellant scene. Driver, ap- pursued hended Officer who (on motorcycle) after Driver was pellant appellant had by Robinson that informed appeared to be contraband. discarded what he did not him- Reiter, VA, testified that Arlington, was on Driver David H. Officer contraband, appellant appellant. self see discard brief peaching testimony prior with a incon that he first as saw running Impeachment statement. of this from the scene. sistent nature, however, proper during is cross- testify. The did not defense of the witness but not examination witness, single called a who testi- examination. direct See Fletcher v. United present during craps fied that he was *3 States, (D.C.1987)(impeach 524 A.2d game. The witness further testified that “strictly party’s ment of a own witness is arrived, police appellant grabbed the when the wit limited” to the situation where and, money craps game along the party by “sur testimony ness’s takes the people, a ran from with number of other prise”). appellant seeking to What he the area. The witness also testified that further cross- accomplishwas no more than sight appellant appel- never lost and that Driver; examination of Officer and a trial any object lant neither removed from his deciding in court has broad discretion placed anything ground. sock nor party reopen whether to allow a to cross- rested, government After the examination. This court reverse a trial will counsel informed the trial court that he reopen decision a court’s not to allow Driver, intended to call Officer the officer only cross-examination for an abuse of dis apprehended appellant, who had and who cretion. See Coleman v. United previously during govern- testified the (D.C.1986), ment’s case-in-chief. Government counsel 481 U.S. 95 L.Ed.2d S.Ct. objected, stating that it seemed to be a (1987). appellant given Since the attempt “second of cross-examination of opportunity to cross-examine the witness Officer proffer Driver....” After a testified, sought when the witness first and requested, explained defense counsel that only impeach testimony to further that he believed that testimony Officer Driver’s own, calling when his witness as in day court that differed from his testimo- trial court did not its discretion in abuse ny during previous appearance a denying appellant opportunity to recall same case. Specifically, proffered counsel Singletary witness. See that Driver had earlier testified that when (D.C.1978) he entered the area craps game, he (“once party opportunity a has had an sub appellant observed package take a out of stantially right to exercise the of cross- sock, his place ground, it on the and start examination, the extent of further cross- running. questioned by When the trial examination is within the sound discretion why court impeached he had not the officer court”) (citations omitted). of the trial with this during information cross-examina- tion, counsel conceded that he should have III. so, explained

done but that he wanted to thoughts confirm his with the actual tran- Appellant also contends that he is script. The trial gov- court sustained the hearing entitled to a judge before the trial objection, ruling ernment’s appel- that what in judge order for the to determine whether sought lant to do was not direct examina- knowing voluntary he “made a waiver tion, anything and that is not that “[t]his right testify.” Specifically, appel his to you should call him in your own Boyd lant claims that case....” (D.C.1991), requires A.2d 670 that a trial judge engage in an on-the-record

II. non-testifying with a defendant in order to knowing contends that his due ensure that the defendant made process rights intelligent were violated when the trial waiver of his to testi court him fy. reject appellant’s denied to call contention for First, Officer Driver as own witness. We reasons. two has never disagree. By knowingly defense counsel’s own admis claimed that he did not waive sion, being second, Officer Driver was testify, called as to this court defense purpose witness for the of im- has never held that the trial court has a however, adopting the sponte ings, to make an on-the-record we are not Instead, simply hold-

inquiry to determine if a defendant waived demand rule. arewe right. ing properly that that a defendant raise must point the issue non-waiver at some —not A review of the that at no record reveals necessarily during trial —before the during appellant express time trial did required perform court will be court a testify. the trial desire to Similar- the defendant has ry to determine whether ly, post-trial are no there motions in adequately testify. waived his record in which that he appellant claimed at 676-77. id. did not waive his The contain, four-page record does Here, appellant any did not claim prior judge, letter written to the trial post-trial mo time stated, sentencing, in which court, tions, or in his even brief *4 “[y]es guilty, I found but that to be right knowingly he did not his to waive guilty.” not mean I The remain- does testify. Where a has made no defendant appellant’s eco- explains der of the letter court, we claim of non-waiver in the trial circumstances, family nomic and and is ba- obligated are not to consider asserted sically request leniency. Despite a part judge trial to failure of the so, to do never inquiry. Kelly make an v. See United in the to claimed letter that he desired (D.C.1991) (trial A.2d 590 1031 trial, testify prevented at or he that addressed defendant waived court whether doing from so. testify right his to when defendant raised during post-trial hearing a for a the issue Moreover, appellant in does not claim trial); new Hunter 588 knowingly this court that he did waive not (trial (D.C.) a A.2d 680 court conducted right testify. Acknowledging his to that hearing filed a motion after defendant he did not make on-the-record demand to to vacate and for trial under D.C.Code new behalf, argues testify on his own (1989)in alleged 23-110 which defendant § in that may his brief “a be defendant right voluntarily that he did not waive his that he or a constitutional unaware she has — trial), denied, testify at U.S. to added). right testify” to He also (emphasis -, (1991); 112 210 S.Ct. 116 L.Ed.2d argues if he required that were to demand (when the Boyd, supra, 586 A.2d at 677 trial, right testify to result at would informed after the defendant the trial court requirement that he must “assert a jury again returned its at sen verdict and right of he may which or not be testify at tencing that she had to wanted Appellant is, course, aware....” now trial, court to deter the trial had a he had right aware that at his trial to mine made a know whether defendant so, if he he still testify wished to. Even ing waiver). intentional have held makes no claim that he was unaware of presented an issue that where was not testify right to or that he did court, the trial this court will not consider knowing not make a waiver. time appeal it for the first on ab Appellant correctly that a de- observes miscarriage showing of a clear of a sence required during to fendant is not the trial Hall 343 justice. See testify in make an on-the-record demand to showing (D.C.1975). A.2d 37 No such preserve right appeal. to order that Appellant made here. has never has been rejected has “de- This court the so-called contended, in the trial court or rule,” mand which holds that a defendant court, he did he had a that not understand complain right who fails to about the to testify if right he to. We decline to wanted testify during conclusively pre- is consider contention under to right. sumed to have waived that See those circumstances. supra, (holding 586 Boyd, A.2d at 677 flawed). Further, observed, fatally By the demand rule is in dic we have requiring appellant tum, to raise the issue of that while the trial court inquire stage proceed- sponte obligation non-waiver at some of the to have “a sua Smith, non-testifying (D.C.1979); defendant before the de- Smith v. (D.C.1973). Thus, fendant rests whether defendant has it remains for the testify, decide, waived the it behooves the presented court to when a claim is trial court to make such an on-the-record testify that a defendant’s has been inquiry appeal in order to avoid issues unlawfully the trial court whether supra, and collateral attacks.” Kelly, 590 has a sponte duty to conduct an (quoting supra, A.2d at 1033 Boyd, ry in protection order to assure the 678); Hunter, A.2d at supra, see also fundamental constitutional of the de- A.2d at 681-82. contends that testify fendant or her at his trial.1 Rock quoted language imposes duty upon Arkansas, 44, 49-52, S.Ct. engage the trial court to a defendant in an 2704, 2707-10, (1987); Boyd, 97 L.Ed.2d 37 on-the-record to ensure that the (and supra note 586 A.2d at 672-74 testify waiver a defendant’s is cited). however, repeating, cases It bears knowing intelligent. Some courts have appeal, that the issue in this and in several required judge engage the trial in such a court,2 appeals other before could have colloquy, expressly while others have held inquiry been avoided had such an been inquiry required. that no such is See Boyd, supra, made. 676-77, Boyd, supra, 586 A.2d at and cases (“We take this occasion ... to advise the court, cited therein. This has *5 trial court and the Bar ... it be- [that] imposed requirement never such a and we hooves the trial court to make such an on- do not do so now. It well be that a inquiry the-record in order to avoid issues inquiry routine might of this nature appeal attacks”) (footnote on and collateral prudent judges. course of action omitted). and citations Certainly a full inquiry on-the-record would likely eliminate later claims those con- they

victed that were either or misinformed concerning their testify. Our re- authorities, however, view of the persuade us that we should mandate an on- long

the-record so appropri- as an inquiry ate is made once the defendant post-conviction raises a challenge based NORTHBROOK INSURANCE a claimed denial of the testify. See COMPANY, Appellant, Boyd, supra, 586 A.2d at 676-77. Affirmed. UNITED SERVICES AUTOMOBILE ASSOCIATION, Appellee. ROGERS, Judge, Chief concurring: I separately simply write clarify No. 92-CV-641. holding only of the court is that in the Appeals. District of Columbia Court of absence of a claim by appellant

time, including appeal, that he was denied 20, Argued May 1993. testify at his this court Decided June 1993. has no occasion to hold that the trial court had a sponte to conduct

ry into whether or not waived his See Banks v. Ferrell, 55-56 & n. Kelly See, 1031;

1. In neither e.g., Kelly, supra 590 A.2d 1031 2. note A.2d (D.C.1991), Boyd nor A.2d (D.C.), Hunter v. United A.2d (D.C.1991), did — the court hold that the trial -, 112 S.Ct. sponte duty court does not have a sua to en- (1991). L.Ed.2d 210 1033; quire. Kelly, supra, Boyd, 590 A.2d at supra, at 677.

Case Details

Case Name: Woodward v. United States
Court Name: District of Columbia Court of Appeals
Date Published: Jun 21, 1993
Citation: 626 A.2d 911
Docket Number: 92-CF-295
Court Abbreviation: D.C.
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